13F-HR filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-15, with 151 holding rows worth $397,731,879.
- Accession
- 0001581655-24-000002
- Filer
- CIK 1581655
- Filed
- 2024-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 151 entries on the cover page, a total value of $397,731,879 stated on the cover page (in dollars after the unit check, H1), rows summing to $397,731,879 with VALUE read as dollars as filed, 13F file number 028-15932. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IMMUNOVANT INC | 45258J102 | COM | 1,882,704 | $60,830,166 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 2,129,168 | $42,860,152 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 5,399,519 | $40,604,388 | dollars as filed | |
| AGILITI INC | 00848J104 | COMMON STOCK | 2,613,113 | $26,444,704 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,569,324 | $19,295,624 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 493,580 | $17,650,421 | dollars as filed | |
| SPY | 78462F103 | SHS | 22,355 | $11,693,230 | dollars as filed | |
| CRH PLC ORD | G25508105 | Stock | 90,000 | $7,763,400 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 633,297 | $6,966,267 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 1,251,409 | $5,781,510 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 125,000 | $5,097,500 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 90,000 | $4,120,200 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 198,800 | $3,791,116 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 90,000 | $3,654,900 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 20,000 | $3,515,800 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 142,297 | $3,511,890 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 385,000 | $3,361,050 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 600,000 | $3,342,000 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 150,000 | $3,181,500 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 241,949 | $2,932,422 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 75,000 | $2,779,500 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 151,000 | $2,515,660 | dollars as filed | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 100,000 | $2,457,000 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 14,765 | $2,287,541 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 5,162 | $2,263,227 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 40,000 | $2,258,000 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 6,276 | $2,227,854 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 11,716 | $2,223,462 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 8,204 | $2,201,379 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 170,000 | $2,196,400 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 16,943 | $2,191,577 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 180,000 | $2,187,000 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 75,000 | $2,172,000 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 8,319 | $2,155,702 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 180,556 | $2,148,616 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 16,619 | $2,134,212 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 8,673 | $2,132,951 | dollars as filed | |
| SCHD | 808524797 | COM | 25,655 | $2,068,563 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 18,131 | $2,060,769 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 332,500 | $1,971,725 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 24,586 | $1,847,146 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 150,000 | $1,836,000 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 250,000 | $1,822,500 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 146,000 | $1,816,240 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 50,000 | $1,814,000 | dollars as filed | |
| SOLVENTUM CORP COM SHS | 83444M101 | Stock | 25,398 | $1,766,431 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 150,000 | $1,762,500 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 12,816 | $1,758,612 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 25,000 | $1,724,250 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 135,000 | $1,696,950 | dollars as filed | |
| Invest Acquisition Corp | G4923T105 | Equity | 150,000 | $1,692,750 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 159,000 | $1,645,650 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 50,000 | $1,639,000 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 83,500 | $1,619,900 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 75,000 | $1,608,000 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407105 | CLASS A ORD SHS | 150,000 | $1,605,000 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 150,000 | $1,585,500 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 13,353 | $1,475,774 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 32,442 | $1,469,623 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 16,700 | $1,363,722 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 141,292 | $1,363,468 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 7,462 | $1,362,636 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 118,797 | $1,315,083 | dollars as filed | |
| SP PLUS CORP | 78469C103 | COM | 25,000 | $1,305,500 | dollars as filed | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 20,000 | $1,249,400 | dollars as filed | |
| INHIBRX INC | 45720L107 | COM | 35,000 | $1,223,600 | dollars as filed | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 73,778 | $1,170,119 | dollars as filed | |
| FLUTTER ENTMT PLC SHS | G3643J108 | Stock | 5,741 | $1,133,790 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 50,000 | $1,112,000 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 105,586 | $1,103,374 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 151,036 | $1,061,783 | dollars as filed | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 55,000 | $1,038,400 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 15,720 | $1,032,018 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 9,000 | $1,017,900 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,655 | $1,016,071 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 150,000 | $1,012,500 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 72,108 | $961,200 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 110,000 | $935,000 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 95,444 | $930,579 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 10,000 | $921,600 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 501,746 | $918,195 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,214 | $889,076 | dollars as filed | |
| OTTER TAIL CORP | 689648103 | COM | 9,150 | $790,560 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 65,000 | $783,900 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 78,994 | $764,662 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 31,299 | $726,137 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,900 | $723,877 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 300,000 | $663,000 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 79,100 | $626,472 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 16,000 | $621,920 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 12,800 | $612,736 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 56,004 | $559,480 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 50,000 | $512,500 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 710,000 | $497,071 | dollars as filed | |
| MURAL ONCOLOGY PUB LTD CO | G63365103 | ORD SHS | 99,859 | $488,311 | dollars as filed | |
| ROLLINS INC COM | 775711104 | Stock | 10,500 | $485,835 | dollars as filed | |
| OLINK HLDG AB | 680710100 | ADR | 20,657 | $485,646 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 37,682 | $449,546 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 13,100 | $449,330 | dollars as filed | |
| AMPLIFY ETF TR | 032108656 | AMPLIFY DGTL PAY | 8,378 | $441,018 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 62,934 | $433,615 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,081 | $398,387 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,800 | $391,404 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 100,000 | $377,000 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 25,000 | $371,250 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 20,000 | $347,200 | dollars as filed | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 30,000 | $334,500 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 83,000 | $317,060 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 50,000 | $314,500 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 40,000 | $307,200 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 59,300 | $303,023 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136108 | COM | 25,000 | $275,000 | dollars as filed | |
| ASTERA LABS INC COM | 04626A103 | COM | 3,668 | $272,129 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 21,424 | $270,799 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,924 | $249,329 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 25,000 | $248,750 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 32,924 | $236,065 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 25,000 | $232,750 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 12,556 | $216,717 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 76,900 | $206,861 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 100,000 | $195,000 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 10,000 | $177,900 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 52,004 | $167,453 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 57,500 | $163,875 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 15,000 | $162,900 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 35,000 | $144,900 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 25,000 | $141,500 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 20,000 | $135,800 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 100,000 | $124,000 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 106,617 | $119,411 | dollars as filed | |
| GUARDFORCE AI CO LTD | G4236L138 | SHS NEW | 23,010 | $84,447 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 108,445 | $83,232 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 40,000 | $80,000 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 23,286 | $74,632 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 25,000 | $65,250 | dollars as filed | |
| SNAIL INC | 83301J100 | CLASS A COM | 59,800 | $59,800 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 10,225 | $48,876 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 25,110 | $47,709 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 10,000 | $43,100 | dollars as filed | |
| NULL | 02008G102 | NULL | 22,536 | $39,438 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 21,387 | $39,352 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,090 | $34,710 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 10,752 | $25,267 | dollars as filed | |
| VBI VACCINES INC | 91822J202 | Foreign Stock | 25,000 | $15,065 | dollars as filed | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 25,024 | $5,005 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 12,500 | $3,625 | dollars as filed | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 17,800 | $3,560 | dollars as filed | |
| Zalatoris II Acquisition Corp | G9831X122 | WARRANT | 99,580 | $3,495 | dollars as filed | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 49,750 | $1,493 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 20,000 | $1,100 | dollars as filed | |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 14,099 | $226 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001581655-24-000002 | this filing | 2024-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001581655-24-000009 | base | 2024-08-06 | acceptance time not in the bulk data set |