13F-HR/A filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR/A for the quarter ended 2023-03-31, filed 2023-11-21, with 135 holding rows worth $257,414,104.
- Accession
- 0001581655-23-000007
- Filer
- CIK 1581655
- Filed
- 2023-11-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, amendment of type restatement, 135 entries on the cover page, a total value of $257,414,104 stated on the cover page (in dollars after the unit check, H1), rows summing to $257,414,104 with VALUE read as dollars as filed, 13F file number 028-15932. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 4,892,349 | $38,111,402 | dollars as filed | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,692,491 | $23,677,949 | dollars as filed | |
| IMMUNOVANT INC | 45258J102 | COM | 1,439,544 | $22,327,327 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 2,157,417 | $20,948,519 | dollars as filed | |
| Apple Inc | 037833100 | COM | 120,000 | $19,788,000 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,562,120 | $18,934,070 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 3,137,169 | $8,972,303 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 90,500 | $7,745,895 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 70,000 | $7,639,800 | dollars as filed | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 688,570 | $7,174,899 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 40,000 | $7,136,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 198,422 | $5,573,674 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 222,374 | $3,953,810 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 56,866 | $3,527,398 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 50,000 | $3,276,000 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 75,000 | $3,185,250 | dollars as filed | |
| FERGUSON PLC NEW | G3421J106 | SHS | 23,279 | $3,113,566 | dollars as filed | |
| Zalatoris II Acquisition Corp | G9831X106 | COM | 298,740 | $3,050,135 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 135,000 | $2,805,300 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 300,000 | $2,214,000 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 250,000 | $1,967,500 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 5,986 | $1,921,087 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 1,750,000 | $1,855,000 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 332,300 | $1,854,234 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 365,971 | $1,826,195 | dollars as filed | |
| SPY | 78462F103 | SHS | 4,217 | $1,726,398 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 34,330 | $1,505,714 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 88,705 | $1,500,002 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 6,450 | $1,305,932 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 236,250 | $1,254,488 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 17,398 | $1,065,106 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 32,463 | $1,050,178 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 61,264 | $935,501 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 3,014 | $918,366 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,780 | $875,792 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 4,242 | $860,617 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 50,936 | $814,976 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 12,624 | $740,903 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,822 | $728,170 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 2,691 | $708,244 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 41,800 | $663,784 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,421 | $661,116 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 400,000 | $652,000 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,666 | $651,384 | dollars as filed | |
| LIFE STORAGE INC | 53223X107 | COM | 4,914 | $644,176 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,395 | $635,001 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 5,000 | $624,250 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 9,186 | $623,454 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,106 | $607,072 | dollars as filed | |
| PROVENTION BIO INC | 74374N102 | COM | 25,150 | $606,115 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 30,266 | $598,661 | dollars as filed | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 13,099 | $590,503 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 18,239 | $538,598 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,339 | $526,357 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 40,702 | $488,017 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 15,298 | $477,145 | dollars as filed | |
| LUMIRADX LTD | G5709L109 | SHS | 1,000,000 | $465,000 | dollars as filed | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 54,840 | $461,753 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 5,934 | $440,956 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 150,000 | $432,000 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,759 | $411,961 | dollars as filed | |
| L CATTERTON ASIA ACQUISITION | G5346G125 | CLASS A ORD SHS | 40,000 | $409,000 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 6,539 | $405,091 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,800 | $394,758 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,577 | $392,007 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 181,800 | $390,870 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 66,221 | $387,393 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,400 | $386,208 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 47,730 | $348,906 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 8,877 | $333,420 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,699 | $327,614 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,528 | $305,203 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,991 | $298,168 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 145,000 | $253,750 | dollars as filed | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 25,269 | $250,668 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 10,702 | $236,728 | dollars as filed | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 22,223 | $227,786 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 109,402 | $216,616 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,941 | $206,464 | dollars as filed | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 267,621 | $177,459 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 262,059 | $170,338 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 200,000 | $166,000 | dollars as filed | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 15,866 | $163,896 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 23,338 | $109,922 | dollars as filed | |
| SNAIL INC | 83301J100 | CLASS A COM | 75,000 | $101,250 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 15,000 | $92,250 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 11,410 | $35,713 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 20,000 | $34,400 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 23,910 | $33,952 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 26,313 | $30,523 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 29,121 | $30,286 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 15,164 | $22,898 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 10,331 | $12,501 | dollars as filed | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 17,800 | $10,324 | dollars as filed | |
| Zalatoris II Acquisition Corp | G9831X122 | WARRANT | 99,580 | $9,938 | dollars as filed | |
| BERKSHIRE GREY INC | 084656115 | *W EXP 07/21/202 | 25,000 | $8,263 | dollars as filed | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 14,826 | $8,052 | dollars as filed | |
| CBRE GLOBAL REAL ESTATE INCOME FD SUBSCRIPTION RT | 12504G118 | COM | 250,000 | $7,725 | dollars as filed | |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 11,000 | $5,940 | dollars as filed | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 39,730 | $5,165 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 20,902 | $3,135 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 12,500 | $2,500 | dollars as filed | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 15,992 | $2,079 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J124 | *W EXP 99/99/999 | 22,334 | $1,965 | dollars as filed | |
| PONTEM CORPORATION | G71707122 | WARR | 11,417 | $1,960 | dollars as filed | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 16,391 | $1,808 | dollars as filed | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 35,111 | $1,798 | dollars as filed | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 16,017 | $1,746 | dollars as filed | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 49,750 | $1,741 | dollars as filed | |
| BLACK MOUNTAIN ACQ CORP | 09216A116 | *W EXP 10/15/202 | 25,365 | $1,707 | dollars as filed | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 25,024 | $1,516 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 16,499 | $1,322 | dollars as filed | |
| NEWHOLD INVESTMENT CORP II | 651450116 | WTS | 11,500 | $1,265 | dollars as filed | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 12,600 | $1,260 | dollars as filed | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q118 | *W EXP 08/26/202 | 22,355 | $928 | dollars as filed | |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 14,099 | $918 | dollars as filed | |
| CRESCERA CAP ACQUISITION COR | G26507114 | *W EXP 11/18/202 | 10,900 | $872 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 12,346 | $864 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 10,300 | $798 | dollars as filed | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 25,540 | $766 | dollars as filed | |
| Cxapp Inc W Exp 99/99/999 | 23248B117 | SPAC Combination | 16,340 | $722 | dollars as filed | |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 15,800 | $632 | dollars as filed | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G112 | *W EXP 11/17/202 | 18,400 | $504 | dollars as filed | |
| POLYMET MNG CORP | 731916144 | WARR | 181,800 | $491 | dollars as filed | |
| Appreciate Holdings Inc | 03832J114 | Warrant | 23,090 | $476 | dollars as filed | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 11,999 | $444 | dollars as filed | |
| FTAC ZEUS ACQUISITION COR | 30320F114 | *W EXP 04/15/202 | 14,000 | $430 | dollars as filed | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 15,000 | $429 | dollars as filed | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C114 | *W EXP 10/21/202 | 10,614 | $425 | dollars as filed | |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 10,592 | $414 | dollars as filed | |
| NEWCOURT ACQUISITION CORP | G6448C129 | *W EXP 01/22/202 | 13,415 | $389 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 20,000 | $370 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136116 | *W EXP 04/01/202 | 10,190 | $358 | dollars as filed | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 11,962 | $336 | dollars as filed | |
| INCEPTION GR -23 EQUITY | 45333D112 | COM | 14,400 | $288 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001581655-23-000002 | superseded | 2023-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001581655-23-000007 | this filing | 2023-11-21 | acceptance time not in the bulk data set |