13F-HR/A filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR/A for the quarter ended 2023-09-30, filed 2023-11-21, with 146 holding rows worth $395,686,000.
- Accession
- 0001581655-23-000006
- Filer
- CIK 1581655
- Filed
- 2023-11-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, amendment of type restatement, 146 entries on the cover page, a total value of $395,686,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $395,686,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-15932. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 6,750,000 | $56,025,000 | thousands, detected and multiplied | |
| VMWARE, INC. | 928563402 | CL A COM | 300,000 | $49,944,000 | thousands, detected and multiplied | |
| IMMUNOVANT INC | 45258J102 | COM | 1,252,474 | $48,082,000 | thousands, detected and multiplied | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 5,381,672 | $43,322,000 | thousands, detected and multiplied | |
| ROBINHOOD MKTS INC | 770700102 | COM | 2,129,168 | $20,887,000 | thousands, detected and multiplied | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,561,482 | $20,466,000 | thousands, detected and multiplied | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 3,137,169 | $15,874,000 | thousands, detected and multiplied | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 120,000 | $11,236,000 | thousands, detected and multiplied | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 89,450 | $10,348,000 | thousands, detected and multiplied | |
| SEAGEN INC | 81181C104 | COM | 38,500 | $8,168,000 | thousands, detected and multiplied | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 1,176,000 | $6,374,000 | thousands, detected and multiplied | |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 235,065 | $5,982,000 | thousands, detected and multiplied | |
| CRH PLC ORD | G25508105 | Stock | 100,700 | $5,511,000 | thousands, detected and multiplied | |
| POST HLDGS INC | 737446104 | COM | 40,100 | $3,438,000 | thousands, detected and multiplied | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 96,753 | $3,209,000 | thousands, detected and multiplied | |
| FORD MTR CO COM | 345370860 | Stock | 253,400 | $3,147,000 | thousands, detected and multiplied | |
| IMMUNOME INC | 45257U108 | COM | 365,971 | $3,056,000 | thousands, detected and multiplied | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 26,200 | $2,791,000 | thousands, detected and multiplied | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 340,000 | $2,791,000 | thousands, detected and multiplied | |
| FS KKR CAP CORP | 302635206 | COM | 121,750 | $2,397,000 | thousands, detected and multiplied | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 96,168 | $2,112,000 | thousands, detected and multiplied | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 315,000 | $1,972,000 | thousands, detected and multiplied | |
| CION INVT CORP | 17259U204 | COM | 180,849 | $1,912,000 | thousands, detected and multiplied | |
| CHASE CORP | 16150R104 | COM | 15,000 | $1,908,000 | thousands, detected and multiplied | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 512,774 | $1,902,000 | thousands, detected and multiplied | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 152,765 | $1,871,000 | thousands, detected and multiplied | |
| ETSY INC | 29786A106 | COM | 28,000 | $1,808,000 | thousands, detected and multiplied | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 16,200 | $1,767,000 | thousands, detected and multiplied | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 137,700 | $1,765,000 | thousands, detected and multiplied | |
| VERALTO CORP COM SHS | 92338C103 | Stock | 20,000 | $1,691,000 | thousands, detected and multiplied | |
| EQRX INC | 26886C107 | COM | 750,643 | $1,666,000 | thousands, detected and multiplied | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 146,604 | $1,652,000 | thousands, detected and multiplied | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 338,222 | $1,623,000 | thousands, detected and multiplied | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,345 | $1,527,000 | thousands, detected and multiplied | |
| Danaher Corporation | 235851102 | COM | 6,000 | $1,489,000 | thousands, detected and multiplied | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 44,300 | $1,404,000 | thousands, detected and multiplied | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 52,000 | $1,336,000 | thousands, detected and multiplied | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 25,000 | $1,315,000 | thousands, detected and multiplied | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 5,303 | $1,303,000 | thousands, detected and multiplied | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 157,841 | $1,222,000 | thousands, detected and multiplied | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 33,200 | $1,170,000 | thousands, detected and multiplied | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 127,500 | $1,153,000 | thousands, detected and multiplied | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 50,000 | $1,138,000 | thousands, detected and multiplied | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 74,854 | $1,085,000 | thousands, detected and multiplied | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 72,574 | $1,080,000 | thousands, detected and multiplied | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 74,554 | $1,074,000 | thousands, detected and multiplied | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 97,623 | $1,073,000 | thousands, detected and multiplied | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 31,429 | $1,071,000 | thousands, detected and multiplied | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 145,098 | $1,010,000 | thousands, detected and multiplied | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 63,113 | $933,000 | thousands, detected and multiplied | |
| BARINGS BDC INC | 06759L103 | COM | 102,500 | $913,000 | thousands, detected and multiplied | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,547 | $909,000 | thousands, detected and multiplied | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 44,660 | $828,000 | thousands, detected and multiplied | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 104,785 | $805,000 | thousands, detected and multiplied | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 71,456 | $795,000 | thousands, detected and multiplied | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 78,312 | $750,000 | thousands, detected and multiplied | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 22,500 | $731,000 | thousands, detected and multiplied | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 76,626 | $700,000 | thousands, detected and multiplied | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 52,000 | $698,000 | thousands, detected and multiplied | |
| ENERGY FUELS INC | 292671708 | COM NEW | 80,000 | $658,000 | thousands, detected and multiplied | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,966 | $652,000 | thousands, detected and multiplied | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 125,000 | $644,000 | thousands, detected and multiplied | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 15,000 | $603,000 | thousands, detected and multiplied | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 57,009 | $578,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 55,219 | $575,000 | thousands, detected and multiplied | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 300,000 | $558,000 | thousands, detected and multiplied | |
| INTEGER HLDGS CORP | 45826H109 | COM | 7,100 | $557,000 | thousands, detected and multiplied | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,794 | $547,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 61,174 | $537,000 | thousands, detected and multiplied | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,891 | $532,000 | thousands, detected and multiplied | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 14,049 | $496,000 | thousands, detected and multiplied | |
| FLUOR CORP | 343412102 | COM | 12,500 | $459,000 | thousands, detected and multiplied | |
| NextEra Energy,Inc. | 65339F101 | COM | 8,000 | $458,000 | thousands, detected and multiplied | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 38,876 | $413,000 | thousands, detected and multiplied | |
| SPIRIT AIRLS INC | 848577102 | COM | 25,000 | $413,000 | thousands, detected and multiplied | |
| AIR LEASE CORP | 00912X302 | CL A | 10,000 | $394,000 | thousands, detected and multiplied | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 36,639 | $388,000 | thousands, detected and multiplied | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 4,318 | $375,000 | thousands, detected and multiplied | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,800 | $372,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,452 | $350,000 | thousands, detected and multiplied | |
| NEWMONT CORP | 651639106 | COM | 9,402 | $347,000 | thousands, detected and multiplied | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 5,897 | $343,000 | thousands, detected and multiplied | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 91,600 | $336,000 | thousands, detected and multiplied | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 27,534 | $330,000 | thousands, detected and multiplied | |
| LUCID GROUP INC | 549498103 | COM | 57,500 | $321,000 | thousands, detected and multiplied | |
| BARRICK GOLD CORP | 067901108 | COM | 21,504 | $313,000 | thousands, detected and multiplied | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 4,696 | $308,000 | thousands, detected and multiplied | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 8,158 | $308,000 | thousands, detected and multiplied | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 19,931 | $305,000 | thousands, detected and multiplied | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 89,346 | $301,000 | thousands, detected and multiplied | |
| IONQ INC COM | 46222L108 | Stock | 20,000 | $298,000 | thousands, detected and multiplied | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 10,000 | $297,000 | thousands, detected and multiplied | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,193 | $293,000 | thousands, detected and multiplied | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 28,675 | $291,000 | thousands, detected and multiplied | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,836 | $285,000 | thousands, detected and multiplied | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 12,950 | $282,000 | thousands, detected and multiplied | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 50,000 | $273,000 | thousands, detected and multiplied | |
| EXTREME NETWORKS INC | 30226D106 | COM | 10,905 | $264,000 | thousands, detected and multiplied | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,786 | $263,000 | thousands, detected and multiplied | |
| PG&E CORP COM | 69331C108 | Stock | 15,714 | $253,000 | thousands, detected and multiplied | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 75,000 | $251,000 | thousands, detected and multiplied | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 34,100 | $249,000 | thousands, detected and multiplied | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 80,200 | $237,000 | thousands, detected and multiplied | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 20,404 | $223,000 | thousands, detected and multiplied | |
| LUMIRADX LTD | G5709L109 | SHS | 923,366 | $219,000 | thousands, detected and multiplied | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 9,000 | $215,000 | thousands, detected and multiplied | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,278 | $214,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 35,391 | $214,000 | thousands, detected and multiplied | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 3,900 | $211,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 22,278 | $200,000 | thousands, detected and multiplied | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 16,128 | $195,000 | thousands, detected and multiplied | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 25,078 | $193,000 | thousands, detected and multiplied | |
| SABRE CORP COM | 78573M104 | Stock | 40,000 | $180,000 | thousands, detected and multiplied | |
| COUPANG INC | 22266T109 | CL A | 10,000 | $170,000 | thousands, detected and multiplied | |
| 89BIO INC | 282559103 | COM | 10,287 | $159,000 | thousands, detected and multiplied | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 16,900 | $148,000 | thousands, detected and multiplied | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 33,117 | $148,000 | thousands, detected and multiplied | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 10,000 | $138,000 | thousands, detected and multiplied | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 160,000 | $128,000 | thousands, detected and multiplied | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 17,065 | $119,000 | thousands, detected and multiplied | |
| NULL | 02008G102 | NULL | 22,536 | $97,000 | thousands, detected and multiplied | |
| UR-ENERGY INC | 91688R108 | COM | 62,500 | $96,000 | thousands, detected and multiplied | |
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 106,617 | $94,000 | thousands, detected and multiplied | |
| GUARDFORCE AI CO LTD | G4236L138 | SHS NEW | 20,000 | $92,000 | thousands, detected and multiplied | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 27,487 | $87,000 | thousands, detected and multiplied | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 10,000 | $82,000 | thousands, detected and multiplied | |
| YEXT INC | 98585N106 | COM | 12,955 | $82,000 | thousands, detected and multiplied | |
| LIVEONE INC | 53814X102 | COM | 75,000 | $72,000 | thousands, detected and multiplied | |
| SNAIL INC | 83301J100 | CLASS A COM | 60,000 | $70,000 | thousands, detected and multiplied | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 19,976 | $62,000 | thousands, detected and multiplied | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 30,000 | $56,000 | thousands, detected and multiplied | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 20,033 | $45,000 | thousands, detected and multiplied | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 14,969 | $38,000 | thousands, detected and multiplied | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 17,763 | $34,000 | thousands, detected and multiplied | |
| FTC SOLAR INC | 30320C103 | COM | 18,728 | $24,000 | thousands, detected and multiplied | |
| VBI VACCINES INC | 91822J202 | Foreign Stock | 25,000 | $17,000 | thousands, detected and multiplied | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 41,844 | $13,000 | thousands, detected and multiplied | |
| KNOW LABS INC | 499238103 | COM NEW | 50,000 | $13,000 | thousands, detected and multiplied | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 17,800 | $6,000 | thousands, detected and multiplied | |
| Zalatoris II Acquisition Corp | G9831X122 | WARRANT | 99,580 | $6,000 | thousands, detected and multiplied | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 12,500 | $4,000 | thousands, detected and multiplied | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 25,024 | $2,000 | thousands, detected and multiplied | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 49,750 | $2,000 | thousands, detected and multiplied | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 20,000 | $1,000 | thousands, detected and multiplied | |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 14,099 | $1,000 | thousands, detected and multiplied | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 10,300 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001581655-23-000005 | superseded | 2023-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001581655-23-000006 | this filing | 2023-11-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001581655-23-000009 | superseded | 2023-11-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001581655-24-000007 | base | 2024-08-06 | acceptance time not in the bulk data set |