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13F-HR filed by Alpine Global Management, LLC

Alpine Global Management, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 192 holding rows worth $329,387,000.

Accession
0001581655-23-000004
Filed
2023-08-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2023

A holdings report, 192 entries on the cover page, a total value of $329,387,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $329,387,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-15932. A later restatement replaced it, so the quarter does not use it. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
CORNERSTONE STRATEGIC INVEST21924B302COM5,388,475$45,155,000thousands, detected and multiplied
IMMUNOVANT INC45258J102COM1,439,544$27,308,000thousands, detected and multiplied
HORIZON THERAPEUTICS PLCG46188101SHS230,926$23,751,000thousands, detected and multiplied
Apple Inc037833100COM120,000$23,276,000thousands, detected and multiplied
ROBINHOOD MKTS INC770700102COM2,159,869$21,555,000thousands, detected and multiplied
CORNERSTONE TOTAL RETURN FD21924U300COM2,564,506$20,516,000thousands, detected and multiplied
ARCHER AVIATION INC03945R102COM CL A3,137,169$12,925,000thousands, detected and multiplied
Vanguard Mid-Cap ETF922908629SHS32,701$7,199,000thousands, detected and multiplied
LIBERTY MEDIA CORP DEL531229409COM A SIRIUSXM212,340$6,967,000thousands, detected and multiplied
ACTVISION BLIZZARD INC00507V109COM50,247$4,236,000thousands, detected and multiplied
Health Care Select Sector SPDR Fund81369Y209SHS30,761$4,083,000thousands, detected and multiplied
VANECK ETF TRUST92189F676COM26,329$4,009,000thousands, detected and multiplied
SEAGEN INC81181C104COM20,000$3,849,000thousands, detected and multiplied
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR82706C108ADR50,000$3,593,000thousands, detected and multiplied
ROSS STORES INC COM778296103Stock30,581$3,429,000thousands, detected and multiplied
Union Pacific Corporation907818108COM16,296$3,334,000thousands, detected and multiplied
Coca-Cola Company191216100COM55,010$3,313,000thousands, detected and multiplied
Vertex Pharmaceuticals Incorporated92532F100COM9,375$3,299,000thousands, detected and multiplied
SPDR SERIES TRUST78464A789ST STR SP INS76,318$3,120,000thousands, detected and multiplied
MOODYS CORP COM615369105Stock8,943$3,110,000thousands, detected and multiplied
ROPER TECHNOLOGIES INC COM776696106Stock6,376$3,066,000thousands, detected and multiplied
IMMUNOME INC45257U108COM365,971$2,895,000thousands, detected and multiplied
TRITON INTL LTDG9078F107CL A33,971$2,828,000thousands, detected and multiplied
TOWER SEMICONDUCTOR LTD SHS NEWM87915274Stock75,000$2,814,000thousands, detected and multiplied
ILLINOIS TOOL WKS INC452308109COM11,160$2,792,000thousands, detected and multiplied
AEROJET ROCKETDYNE HLDGS INC C007800105COM50,000$2,744,000thousands, detected and multiplied
VANECK ETF TRUST92189F700AGRIBUSINESS ETF33,401$2,730,000thousands, detected and multiplied
KENSINGTON CAPITAL ACQUISITIG5251K103COM250,000$2,640,000thousands, detected and multiplied
ZOETIS INC CL A98978V103Stock14,997$2,583,000thousands, detected and multiplied
EMERSON ELEC CO COM291011104Stock27,745$2,508,000thousands, detected and multiplied
General Electric Company369604301COM20,955$2,302,000thousands, detected and multiplied
Stryker Corporation863667101COM7,238$2,208,000thousands, detected and multiplied
ALBERTSONS COMPANIES INC COMMON STOCK013091103Stock100,000$2,182,000thousands, detected and multiplied
FRANCHISE GROUP INC35180X105COM75,000$2,148,000thousands, detected and multiplied
SERITAGE GROWTH PPTYS81752R100CL A225,000$2,007,000thousands, detected and multiplied
ISHARES RUSSELL MID-CAP GROWTH ETF464287481ETF20,596$1,990,000thousands, detected and multiplied
SYNEOS HEALTH INC87166B102CL A45,400$1,913,000thousands, detected and multiplied
PROVIDENT FINL SVCS INC COM74386T105Stock107,820$1,762,000thousands, detected and multiplied
SPIRIT AIRLS INC848577102COM100,000$1,716,000thousands, detected and multiplied
ENERGY FUELS INC292671708COM NEW200,000$1,248,000thousands, detected and multiplied
RUNWAY GROWTH FINANCE CORP78163D100COM88,211$1,089,000thousands, detected and multiplied
SEA LTD81141R100SPONSORD ADS17,574$1,020,000thousands, detected and multiplied
iShares Expanded Tech-Software Sector ETF464287515SHS2,883$997,000thousands, detected and multiplied
CRESCENT CAP BDC INC225655109COM65,228$988,000thousands, detected and multiplied
BLACKROCK ESG CAP ALLC TR09262F100SHS BEN INT60,355$945,000thousands, detected and multiplied
BLACKROCK CAP ALLOCATION TER09260U109COM59,250$904,000thousands, detected and multiplied
COUPANG INC22266T109CL A50,058$871,000thousands, detected and multiplied
UR-ENERGY INC91688R108COM803,782$844,000thousands, detected and multiplied
SABA CAPITAL INCOME & OPRNT78518H202SHS NEW109,068$840,000thousands, detected and multiplied
BIOMARIN PHARMACEUTICAL INC09061G101COM9,300$806,000thousands, detected and multiplied
PARAMOUNT GLOBAL92556H206CLASS B COM47,078$749,000thousands, detected and multiplied
GREEN PLAINS PARTNERS LP393221106COM57,869$749,000thousands, detected and multiplied
OCCIDENTAL PETE CORP674599105COM12,340$726,000thousands, detected and multiplied
ISHARES TR46428743220 YR TR BD ETF7,004$721,000thousands, detected and multiplied
HUBBELL INC COM443510607Stock2,169$719,000thousands, detected and multiplied
FS CREDIT OPPORTUNITIES CORP30290Y101COMMON STOCK148,234$704,000thousands, detected and multiplied
DICE THERAPEUTICS INC23345J104COM15,000$697,000thousands, detected and multiplied
LUCID GROUP INC549498103COM100,000$689,000thousands, detected and multiplied
SELECT SECTOR SPDR TR81369Y100SBI MATERIALS8,291$687,000thousands, detected and multiplied
VMWARE, INC.928563402CL A COM4,751$683,000thousands, detected and multiplied
URANIUM ENERGY CORP COM916896103Stock200,000$680,000thousands, detected and multiplied
SELECT SECTOR SPDR TR81369Y308STATE STREET CON9,145$678,000thousands, detected and multiplied
CION INVT CORP17259U204COM64,270$667,000thousands, detected and multiplied
INVESCO QQQ TR46090E103COM1,804$666,000thousands, detected and multiplied
KENVUE INC49177J102COM25,000$661,000thousands, detected and multiplied
BLACKROCK CAP INVT CORP092533108COM199,385$654,000thousands, detected and multiplied
NUVEEN FLOATING RATE INCOME OP6706EN100COM SHS83,780$653,000thousands, detected and multiplied
BLACKROCK MUNI INCOME TR II09249N101COM62,340$649,000thousands, detected and multiplied
Utilities Select Sector SPDR Fund81369Y886SHS9,839$644,000thousands, detected and multiplied
PENNANTPARK INVESTMENT CORPORA708062104COM108,640$640,000thousands, detected and multiplied
APOLLO UNVT CORP03761U502COM NEW49,968$628,000thousands, detected and multiplied
SPDR SER TR78468R622BLOOMBERG HIGH Y6,667$614,000thousands, detected and multiplied
ISHARES TR464287465MSCI EAFE ETF8,439$612,000thousands, detected and multiplied
XERIS BIOPHARMA HOLDINGS INC98422E103COM225,000$590,000thousands, detected and multiplied
BLACKROCK MUNICIPAL INCOME FUN09253X102COM51,226$586,000thousands, detected and multiplied
Technology Select Sector SPDR Fund81369Y803SHS3,197$556,000thousands, detected and multiplied
Vanguard FTSE Europe ETF922042874SHS8,779$542,000thousands, detected and multiplied
SCHD808524797COM7,410$538,000thousands, detected and multiplied
NUVEEN SENIOR INCOME FUND67067Y104COM113,132$518,000thousands, detected and multiplied
BLACKROCK INVESTMENT QUALITY M09247D105COM44,031$512,000thousands, detected and multiplied
NUVEEN MULTI ASSET INCOME FUND670750108COM43,624$509,000thousands, detected and multiplied
ISHARES TR464287556ISHARES BIOTECH3,960$503,000thousands, detected and multiplied
LUMIRADX LTDG5709L109SHS1,000,000$480,000thousands, detected and multiplied
BLACKROCK TECH AND PRIVATE E09260Q108SHS BEN INT60,650$476,000thousands, detected and multiplied
FEDERATED HERMES PREM MUNI I31423P108COM43,712$465,000thousands, detected and multiplied
SPDR S&P Midcap 400 ETF Trust78467Y107SHS966$463,000thousands, detected and multiplied
BLACKROCK HEALTH SCIENCES TE09260E105COM SHS28,112$462,000thousands, detected and multiplied
BLACKROCK DEBT STRATEGIES FD I09255R202COM NEW46,096$451,000thousands, detected and multiplied
SPDR GOLD TR78463V107GOLD SHS2,520$449,000thousands, detected and multiplied
SAVERS VALUE VLG INC80517M109COM18,800$446,000thousands, detected and multiplied
VANECK ETF TRUST92189F106GOLD MINERS ETF14,487$436,000thousands, detected and multiplied
Real Estate Select Sector SPDR Fund81369Y860SHS11,477$433,000thousands, detected and multiplied
BLACKROCK MUNIHOLDINGS QUALITY09254C107COM43,736$425,000thousands, detected and multiplied
ISHARES TR464287739U.S. REAL ES ETF4,905$424,000thousands, detected and multiplied
FORGEROCK INC34631B101CL A20,520$421,000thousands, detected and multiplied
SPDR SERIES TRUST78464A599ST STR SW SERV3,138$418,000thousands, detected and multiplied
SAIA INC78709Y105COM1,203$412,000thousands, detected and multiplied
CELSIUS HLDGS INC15118V207COM NEW2,713$405,000thousands, detected and multiplied
SHOCKWAVE MED INC82489T104COM1,386$396,000thousands, detected and multiplied
EMCOR GROUP INC COM29084Q100Stock2,140$395,000thousands, detected and multiplied
iShares iBoxx Inv Grade Corporate Bond ETF464287242SHS3,595$389,000thousands, detected and multiplied
BRIGHTSPIRE CAPITAL INC COM CL A10949T109REIT57,381$386,000thousands, detected and multiplied
DEVON ENERGY CORP NEW COM25179M103Stock7,866$380,000thousands, detected and multiplied
Financial Select Sector SPDR Fund81369Y605SHS11,140$376,000thousands, detected and multiplied
NUVEEN QUALITY MUNCP INCOME67066V101COM33,032$372,000thousands, detected and multiplied
FIRST TR EXCHANGE-TRADED FD33733E302DJ INTERNT IDX2,252$367,000thousands, detected and multiplied
INSPIRE MED SYS INC COM457730109Stock1,125$365,000thousands, detected and multiplied
NEUBERGER BERMAN HIGH YIELD ST64128C106COM47,833$358,000thousands, detected and multiplied
INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF46137V357COM2,376$356,000thousands, detected and multiplied
Energy Select Sector SPDR Fund81369Y506SHS4,349$353,000thousands, detected and multiplied
STAG INDUSTRIAL INC85254J102COM9,163$329,000thousands, detected and multiplied
APELLIS PHARMACEUTICALS INC03753U106COM3,610$329,000thousands, detected and multiplied
IRIDIUM COMMUNICATIONS INC46269C102COM5,209$324,000thousands, detected and multiplied
ISHARES TR4642874407-10 YR TRSY BD3,312$320,000thousands, detected and multiplied
KINSALECAPGROUPINC49714P108STOK852$319,000thousands, detected and multiplied
TEXAS ROADHOUSE INC COM882681109Stock2,799$314,000thousands, detected and multiplied
SELECT SECTOR SPDR TR81369Y704INDL2,905$312,000thousands, detected and multiplied
ISHARESRUSSELL1000GROWTHETF464287614STOK1,101$303,000thousands, detected and multiplied
RBC BEARINGS INC COM75524B104Stock1,390$302,000thousands, detected and multiplied
BLACKROCK CALIFORNIA MUNICIPAL09248E102SH BEN INT25,096$298,000thousands, detected and multiplied
IVERIC BIO INC46583P102COM7,500$295,000thousands, detected and multiplied
ARCO PLATFORM LTDG04553106COM CL A24,260$295,000thousands, detected and multiplied
ISHARES RUSSELL 1000 VALUE ETF464287598ETF1,826$288,000thousands, detected and multiplied
AGREE RLTY CORP COM008492100REIT4,382$287,000thousands, detected and multiplied
AIR LEASE CORP00912X302CL A6,732$282,000thousands, detected and multiplied
CROCS INC COM227046109Stock2,451$276,000thousands, detected and multiplied
NUVEEN SHORT DURATION CREDIT67074X107COM23,698$274,000thousands, detected and multiplied
ISHARES TR464287648RUS 2000 GRW ETF1,107$269,000thousands, detected and multiplied
CERENCE INC COM156727109Stock9,000$263,000thousands, detected and multiplied
KARUNA THERAPEUTICS INC48576A100COM1,205$261,000thousands, detected and multiplied
Communication Services Select Sector SPDR Fund81369Y852SHS3,954$257,000thousands, detected and multiplied
LONGEVERON INC CL A NEW54303L104Stock75,000$254,000thousands, detected and multiplied
NEUBERGER BERMAN NEXT GENERA64133Q108COMMON STOCK23,099$252,000thousands, detected and multiplied
TRANSPHORM INC89386L100COM73,700$251,000thousands, detected and multiplied
MEDPACE HLDGS INC COM58506Q109Stock1,039$250,000thousands, detected and multiplied
MURPHY USA INC COM626755102Stock800$249,000thousands, detected and multiplied
FIRST TRUST33733G109COM BEN INTR75,035$245,000thousands, detected and multiplied
RLI CORP COM749607107Stock1,782$243,000thousands, detected and multiplied
WINGSTOP INC COM974155103Stock1,208$242,000thousands, detected and multiplied
HOULIHAN LOKEY INC CL A441593100Stock2,410$237,000thousands, detected and multiplied
iShares MSCI USA Min Vol Factor ETF46429B697SHS3,161$235,000thousands, detected and multiplied
Vanguard Dividend Appreciation ETF921908844SHS1,434$233,000thousands, detected and multiplied
CARLYLE CREDIT INCOME FUND92535C104SHS BEN INT23,357$232,000thousands, detected and multiplied
Vanguard Extended Market ETF922908652SHS1,415$211,000thousands, detected and multiplied
ISHARES TR464288281JPMORGAN USD EMG2,360$204,000thousands, detected and multiplied
LUMBER LIQUIDATORS HOLDINGS55003T107COMMON STOCK52,614$202,000thousands, detected and multiplied
WESTERN ASSET MUN PARTNERS F95766P108COM16,848$197,000thousands, detected and multiplied
COMPUTE HEALTH ACQUISITIN CO204833206UNIT 99/99/999915,866$171,000thousands, detected and multiplied
IONQ INC COM46222L108Stock12,500$169,000thousands, detected and multiplied
HALLADOR ENERGY COMPANY40609P105COM18,639$160,000thousands, detected and multiplied
VIRTUS TOTAL RETURN FUND INC92835W107COM26,136$159,000thousands, detected and multiplied
TEMPLETON GLOBAL INCOME FD880198106COM36,488$151,000thousands, detected and multiplied
PARATEK PHARMACEUTICALS INC699374302Equity66,402$147,000thousands, detected and multiplied
RIVERNORTH OPPORTUNITIES FD76881Y109COM11,569$132,000thousands, detected and multiplied
UNITED STS NAT GAS FD LP912318300UNIT PAR17,526$130,000thousands, detected and multiplied
ASSERTIO HOLDINGS INC04546C205COM NEW23,655$128,000thousands, detected and multiplied
NKARTA INC65487U108COMMON STOCK57,022$125,000thousands, detected and multiplied
VILLAGE FARMS INTL INC92707Y108COM200,000$120,000thousands, detected and multiplied
SNAIL INC83301J100CLASS A COM75,000$119,000thousands, detected and multiplied
ZEROFOX HLDGS INC98955G103COMMON106,617$107,000thousands, detected and multiplied
GUARDFORCE AI CO LTDG4236L138SHS NEW20,000$101,000thousands, detected and multiplied
2x Long VIX Futures ETF92891H408ETF22,178$99,000thousands, detected and multiplied
CARA THERAPEUTICS INC140755109COM34,014$96,000thousands, detected and multiplied
TERNS PHARMACEUTICALS INC COM880881107Stock10,655$93,000thousands, detected and multiplied
ARLINGTON ASSET INVST CORP041356205CL A NEW20,000$93,000thousands, detected and multiplied
CORMEDIX INC COM21900C308Stock20,000$79,000thousands, detected and multiplied
SUMMIT THERAPEUTICS INC86627T108COM30,000$75,000thousands, detected and multiplied
ABSCI CORPORATION00091E109COM48,438$74,000thousands, detected and multiplied
CONTEXTLOGIC INC21077C305COM10,793$71,000thousands, detected and multiplied
SERES THERAPEUTICS INC81750R102COM14,166$68,000thousands, detected and multiplied
LUMEN TECHNOLOGIES INC550241103COM27,798$63,000thousands, detected and multiplied
AMC ENTMT HLDGS INC00165C104CL A COM12,786$56,000thousands, detected and multiplied
5E ADVANCED MATERIALS INC33830Q109COMMON STOCK16,257$53,000thousands, detected and multiplied
CURO GROUP HOLDINGS CORP23131L107COM38,457$52,000thousands, detected and multiplied
TUSIMPLE HLDGS INC90089L108CL A27,351$45,000thousands, detected and multiplied
MARKETWISE INC57064P107COM CL A12,403$25,000thousands, detected and multiplied
SPIRE GLOBAL, INC.848560108COM49,505$25,000thousands, detected and multiplied
LATCH ORD51818V106COMMON STOCK14,164$20,000thousands, detected and multiplied
RIGEL PHARMACEUTICALS INC766559603COMMON STOCK12,868$17,000thousands, detected and multiplied
Zalatoris II Acquisition CorpG9831X122WARRANT99,580$9,000thousands, detected and multiplied
GRAB HOLDINGS LIMITEDG4124C117*W EXP 99/99/99917,800$8,000thousands, detected and multiplied
Aurora Innovation Inc W Exp 11/03/202051774115SPAC Combination12,500$6,000thousands, detected and multiplied
BERKSHIRE GREY INC084656115*W EXP 07/21/20215,000$5,000thousands, detected and multiplied
WTS-LEAFLY HLDGS 4FEB2752178J113*W EXP 02/04/20249,750$2,000thousands, detected and multiplied
FARADAY FUTRE INTLGT ELCTR I307359109COM10,038$2,000thousands, detected and multiplied
CALIDI BIOTHERAPEUTICS INC320703119*W EXP 03/14/20215,400$2,000thousands, detected and multiplied
MINORITY EQUALITY OPPORTUNIT60436Q118*W EXP 08/26/20222,355$2,000thousands, detected and multiplied
The Oncology Institute Inc W Exp 99/99/99968236X118SPAC Combination25,024$1,000thousands, detected and multiplied
Ecarx Holdings Inc W Exp 99/99/999G29201111SPAC Combination14,302$1,000thousands, detected and multiplied
ENERGEM CORPG30449121*W EXP 11/15/20210,300$1,000thousands, detected and multiplied
ARTELO BIOSCIENCES INC04301G128*W EXP 06/20/20214,099$1,000thousands, detected and multiplied
Genedx Holdings Corp W Exp 07/22/20281663L119SPAC Combination20,000$0thousands, detected and multipliedValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001581655-23-000004this filing2023-08-14acceptance time not in the bulk data set
13F-HR/A 0001581655-23-000008 superseded2023-11-21acceptance time not in the bulk data set
13F-HR/A 0001581655-24-000006 base2024-08-06acceptance time not in the bulk data set