13F-HR filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 192 holding rows worth $329,387,000.
- Accession
- 0001581655-23-000004
- Filer
- CIK 1581655
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 192 entries on the cover page, a total value of $329,387,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $329,387,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-15932. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 5,388,475 | $45,155,000 | thousands, detected and multiplied | |
| IMMUNOVANT INC | 45258J102 | COM | 1,439,544 | $27,308,000 | thousands, detected and multiplied | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 230,926 | $23,751,000 | thousands, detected and multiplied | |
| Apple Inc | 037833100 | COM | 120,000 | $23,276,000 | thousands, detected and multiplied | |
| ROBINHOOD MKTS INC | 770700102 | COM | 2,159,869 | $21,555,000 | thousands, detected and multiplied | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,564,506 | $20,516,000 | thousands, detected and multiplied | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 3,137,169 | $12,925,000 | thousands, detected and multiplied | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 32,701 | $7,199,000 | thousands, detected and multiplied | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 212,340 | $6,967,000 | thousands, detected and multiplied | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 50,247 | $4,236,000 | thousands, detected and multiplied | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 30,761 | $4,083,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F676 | COM | 26,329 | $4,009,000 | thousands, detected and multiplied | |
| SEAGEN INC | 81181C104 | COM | 20,000 | $3,849,000 | thousands, detected and multiplied | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 50,000 | $3,593,000 | thousands, detected and multiplied | |
| ROSS STORES INC COM | 778296103 | Stock | 30,581 | $3,429,000 | thousands, detected and multiplied | |
| Union Pacific Corporation | 907818108 | COM | 16,296 | $3,334,000 | thousands, detected and multiplied | |
| Coca-Cola Company | 191216100 | COM | 55,010 | $3,313,000 | thousands, detected and multiplied | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 9,375 | $3,299,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 76,318 | $3,120,000 | thousands, detected and multiplied | |
| MOODYS CORP COM | 615369105 | Stock | 8,943 | $3,110,000 | thousands, detected and multiplied | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 6,376 | $3,066,000 | thousands, detected and multiplied | |
| IMMUNOME INC | 45257U108 | COM | 365,971 | $2,895,000 | thousands, detected and multiplied | |
| TRITON INTL LTD | G9078F107 | CL A | 33,971 | $2,828,000 | thousands, detected and multiplied | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 75,000 | $2,814,000 | thousands, detected and multiplied | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 11,160 | $2,792,000 | thousands, detected and multiplied | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 50,000 | $2,744,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 33,401 | $2,730,000 | thousands, detected and multiplied | |
| KENSINGTON CAPITAL ACQUISITI | G5251K103 | COM | 250,000 | $2,640,000 | thousands, detected and multiplied | |
| ZOETIS INC CL A | 98978V103 | Stock | 14,997 | $2,583,000 | thousands, detected and multiplied | |
| EMERSON ELEC CO COM | 291011104 | Stock | 27,745 | $2,508,000 | thousands, detected and multiplied | |
| General Electric Company | 369604301 | COM | 20,955 | $2,302,000 | thousands, detected and multiplied | |
| Stryker Corporation | 863667101 | COM | 7,238 | $2,208,000 | thousands, detected and multiplied | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 100,000 | $2,182,000 | thousands, detected and multiplied | |
| FRANCHISE GROUP INC | 35180X105 | COM | 75,000 | $2,148,000 | thousands, detected and multiplied | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 225,000 | $2,007,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 20,596 | $1,990,000 | thousands, detected and multiplied | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 45,400 | $1,913,000 | thousands, detected and multiplied | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 107,820 | $1,762,000 | thousands, detected and multiplied | |
| SPIRIT AIRLS INC | 848577102 | COM | 100,000 | $1,716,000 | thousands, detected and multiplied | |
| ENERGY FUELS INC | 292671708 | COM NEW | 200,000 | $1,248,000 | thousands, detected and multiplied | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 88,211 | $1,089,000 | thousands, detected and multiplied | |
| SEA LTD | 81141R100 | SPONSORD ADS | 17,574 | $1,020,000 | thousands, detected and multiplied | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,883 | $997,000 | thousands, detected and multiplied | |
| CRESCENT CAP BDC INC | 225655109 | COM | 65,228 | $988,000 | thousands, detected and multiplied | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 60,355 | $945,000 | thousands, detected and multiplied | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 59,250 | $904,000 | thousands, detected and multiplied | |
| COUPANG INC | 22266T109 | CL A | 50,058 | $871,000 | thousands, detected and multiplied | |
| UR-ENERGY INC | 91688R108 | COM | 803,782 | $844,000 | thousands, detected and multiplied | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 109,068 | $840,000 | thousands, detected and multiplied | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 9,300 | $806,000 | thousands, detected and multiplied | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 47,078 | $749,000 | thousands, detected and multiplied | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 57,869 | $749,000 | thousands, detected and multiplied | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,340 | $726,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 7,004 | $721,000 | thousands, detected and multiplied | |
| HUBBELL INC COM | 443510607 | Stock | 2,169 | $719,000 | thousands, detected and multiplied | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 148,234 | $704,000 | thousands, detected and multiplied | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 15,000 | $697,000 | thousands, detected and multiplied | |
| LUCID GROUP INC | 549498103 | COM | 100,000 | $689,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 8,291 | $687,000 | thousands, detected and multiplied | |
| VMWARE, INC. | 928563402 | CL A COM | 4,751 | $683,000 | thousands, detected and multiplied | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 200,000 | $680,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 9,145 | $678,000 | thousands, detected and multiplied | |
| CION INVT CORP | 17259U204 | COM | 64,270 | $667,000 | thousands, detected and multiplied | |
| INVESCO QQQ TR | 46090E103 | COM | 1,804 | $666,000 | thousands, detected and multiplied | |
| KENVUE INC | 49177J102 | COM | 25,000 | $661,000 | thousands, detected and multiplied | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 199,385 | $654,000 | thousands, detected and multiplied | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 83,780 | $653,000 | thousands, detected and multiplied | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 62,340 | $649,000 | thousands, detected and multiplied | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 9,839 | $644,000 | thousands, detected and multiplied | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 108,640 | $640,000 | thousands, detected and multiplied | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 49,968 | $628,000 | thousands, detected and multiplied | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 6,667 | $614,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,439 | $612,000 | thousands, detected and multiplied | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 225,000 | $590,000 | thousands, detected and multiplied | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 51,226 | $586,000 | thousands, detected and multiplied | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,197 | $556,000 | thousands, detected and multiplied | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 8,779 | $542,000 | thousands, detected and multiplied | |
| SCHD | 808524797 | COM | 7,410 | $538,000 | thousands, detected and multiplied | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 113,132 | $518,000 | thousands, detected and multiplied | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 44,031 | $512,000 | thousands, detected and multiplied | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 43,624 | $509,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,960 | $503,000 | thousands, detected and multiplied | |
| LUMIRADX LTD | G5709L109 | SHS | 1,000,000 | $480,000 | thousands, detected and multiplied | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 60,650 | $476,000 | thousands, detected and multiplied | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 43,712 | $465,000 | thousands, detected and multiplied | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 966 | $463,000 | thousands, detected and multiplied | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 28,112 | $462,000 | thousands, detected and multiplied | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 46,096 | $451,000 | thousands, detected and multiplied | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,520 | $449,000 | thousands, detected and multiplied | |
| SAVERS VALUE VLG INC | 80517M109 | COM | 18,800 | $446,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 14,487 | $436,000 | thousands, detected and multiplied | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 11,477 | $433,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 43,736 | $425,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,905 | $424,000 | thousands, detected and multiplied | |
| FORGEROCK INC | 34631B101 | CL A | 20,520 | $421,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 3,138 | $418,000 | thousands, detected and multiplied | |
| SAIA INC | 78709Y105 | COM | 1,203 | $412,000 | thousands, detected and multiplied | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 2,713 | $405,000 | thousands, detected and multiplied | |
| SHOCKWAVE MED INC | 82489T104 | COM | 1,386 | $396,000 | thousands, detected and multiplied | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 2,140 | $395,000 | thousands, detected and multiplied | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,595 | $389,000 | thousands, detected and multiplied | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 57,381 | $386,000 | thousands, detected and multiplied | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,866 | $380,000 | thousands, detected and multiplied | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 11,140 | $376,000 | thousands, detected and multiplied | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 33,032 | $372,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,252 | $367,000 | thousands, detected and multiplied | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,125 | $365,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 47,833 | $358,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,376 | $356,000 | thousands, detected and multiplied | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,349 | $353,000 | thousands, detected and multiplied | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 9,163 | $329,000 | thousands, detected and multiplied | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 3,610 | $329,000 | thousands, detected and multiplied | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 5,209 | $324,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,312 | $320,000 | thousands, detected and multiplied | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 852 | $319,000 | thousands, detected and multiplied | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,799 | $314,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,905 | $312,000 | thousands, detected and multiplied | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,101 | $303,000 | thousands, detected and multiplied | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,390 | $302,000 | thousands, detected and multiplied | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 25,096 | $298,000 | thousands, detected and multiplied | |
| IVERIC BIO INC | 46583P102 | COM | 7,500 | $295,000 | thousands, detected and multiplied | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 24,260 | $295,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,826 | $288,000 | thousands, detected and multiplied | |
| AGREE RLTY CORP COM | 008492100 | REIT | 4,382 | $287,000 | thousands, detected and multiplied | |
| AIR LEASE CORP | 00912X302 | CL A | 6,732 | $282,000 | thousands, detected and multiplied | |
| CROCS INC COM | 227046109 | Stock | 2,451 | $276,000 | thousands, detected and multiplied | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 23,698 | $274,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,107 | $269,000 | thousands, detected and multiplied | |
| CERENCE INC COM | 156727109 | Stock | 9,000 | $263,000 | thousands, detected and multiplied | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 1,205 | $261,000 | thousands, detected and multiplied | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,954 | $257,000 | thousands, detected and multiplied | |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 75,000 | $254,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 23,099 | $252,000 | thousands, detected and multiplied | |
| TRANSPHORM INC | 89386L100 | COM | 73,700 | $251,000 | thousands, detected and multiplied | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 1,039 | $250,000 | thousands, detected and multiplied | |
| MURPHY USA INC COM | 626755102 | Stock | 800 | $249,000 | thousands, detected and multiplied | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 75,035 | $245,000 | thousands, detected and multiplied | |
| RLI CORP COM | 749607107 | Stock | 1,782 | $243,000 | thousands, detected and multiplied | |
| WINGSTOP INC COM | 974155103 | Stock | 1,208 | $242,000 | thousands, detected and multiplied | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 2,410 | $237,000 | thousands, detected and multiplied | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,161 | $235,000 | thousands, detected and multiplied | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,434 | $233,000 | thousands, detected and multiplied | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 23,357 | $232,000 | thousands, detected and multiplied | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,415 | $211,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,360 | $204,000 | thousands, detected and multiplied | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 52,614 | $202,000 | thousands, detected and multiplied | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 16,848 | $197,000 | thousands, detected and multiplied | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 15,866 | $171,000 | thousands, detected and multiplied | |
| IONQ INC COM | 46222L108 | Stock | 12,500 | $169,000 | thousands, detected and multiplied | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 18,639 | $160,000 | thousands, detected and multiplied | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 26,136 | $159,000 | thousands, detected and multiplied | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 36,488 | $151,000 | thousands, detected and multiplied | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 66,402 | $147,000 | thousands, detected and multiplied | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 11,569 | $132,000 | thousands, detected and multiplied | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 17,526 | $130,000 | thousands, detected and multiplied | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 23,655 | $128,000 | thousands, detected and multiplied | |
| NKARTA INC | 65487U108 | COMMON STOCK | 57,022 | $125,000 | thousands, detected and multiplied | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 200,000 | $120,000 | thousands, detected and multiplied | |
| SNAIL INC | 83301J100 | CLASS A COM | 75,000 | $119,000 | thousands, detected and multiplied | |
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 106,617 | $107,000 | thousands, detected and multiplied | |
| GUARDFORCE AI CO LTD | G4236L138 | SHS NEW | 20,000 | $101,000 | thousands, detected and multiplied | |
| 2x Long VIX Futures ETF | 92891H408 | ETF | 22,178 | $99,000 | thousands, detected and multiplied | |
| CARA THERAPEUTICS INC | 140755109 | COM | 34,014 | $96,000 | thousands, detected and multiplied | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 10,655 | $93,000 | thousands, detected and multiplied | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 20,000 | $93,000 | thousands, detected and multiplied | |
| CORMEDIX INC COM | 21900C308 | Stock | 20,000 | $79,000 | thousands, detected and multiplied | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 30,000 | $75,000 | thousands, detected and multiplied | |
| ABSCI CORPORATION | 00091E109 | COM | 48,438 | $74,000 | thousands, detected and multiplied | |
| CONTEXTLOGIC INC | 21077C305 | COM | 10,793 | $71,000 | thousands, detected and multiplied | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 14,166 | $68,000 | thousands, detected and multiplied | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 27,798 | $63,000 | thousands, detected and multiplied | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 12,786 | $56,000 | thousands, detected and multiplied | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 16,257 | $53,000 | thousands, detected and multiplied | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 38,457 | $52,000 | thousands, detected and multiplied | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 27,351 | $45,000 | thousands, detected and multiplied | |
| MARKETWISE INC | 57064P107 | COM CL A | 12,403 | $25,000 | thousands, detected and multiplied | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 49,505 | $25,000 | thousands, detected and multiplied | |
| LATCH ORD | 51818V106 | COMMON STOCK | 14,164 | $20,000 | thousands, detected and multiplied | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 12,868 | $17,000 | thousands, detected and multiplied | |
| Zalatoris II Acquisition Corp | G9831X122 | WARRANT | 99,580 | $9,000 | thousands, detected and multiplied | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 17,800 | $8,000 | thousands, detected and multiplied | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 12,500 | $6,000 | thousands, detected and multiplied | |
| BERKSHIRE GREY INC | 084656115 | *W EXP 07/21/202 | 15,000 | $5,000 | thousands, detected and multiplied | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 49,750 | $2,000 | thousands, detected and multiplied | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 10,038 | $2,000 | thousands, detected and multiplied | |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 15,400 | $2,000 | thousands, detected and multiplied | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q118 | *W EXP 08/26/202 | 22,355 | $2,000 | thousands, detected and multiplied | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 25,024 | $1,000 | thousands, detected and multiplied | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 14,302 | $1,000 | thousands, detected and multiplied | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 10,300 | $1,000 | thousands, detected and multiplied | |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 14,099 | $1,000 | thousands, detected and multiplied | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 20,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001581655-23-000004 | this filing | 2023-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001581655-23-000008 | superseded | 2023-11-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001581655-24-000006 | base | 2024-08-06 | acceptance time not in the bulk data set |