13F-HR filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 199 holding rows worth $493,079,000.
- Accession
- 0001581655-21-000001
- Filer
- CIK 1581655
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 199 entries on the cover page, a total value of $493,079,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $493,079,000 with VALUE read as thousands by filing date, 13F file number 028-15932. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 829,993 | $73,579,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 218,140 | $38,177,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 2,758,234 | $29,899,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 1,522,265 | $26,031,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 2,004,152 | $22,907,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,800,000 | $19,440,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 360,000 | $16,762,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 77,500 | $16,328,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 1,137,430 | $15,401,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 71,275 | $11,437,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 399,849 | $11,196,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 949,400 | $9,503,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 39,950 | $9,226,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 260,331 | $8,898,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 790,208 | $7,649,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 50,000 | $7,340,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 661,571 | $7,277,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 165,000 | $6,970,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | 233277102 | SHARES CL A | 380,000 | $6,684,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 133,300 | $6,469,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 220,379 | $6,109,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 414,655 | $5,631,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 118,069 | $5,099,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 95,000 | $4,995,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP COM | G2283K110 | CL A | 323,787 | $4,371,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 5,000 | $4,005,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 350,000 | $3,990,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V108 | COM CL A | 339,010 | $3,729,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 24,900 | $3,455,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 22,500 | $3,190,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 300,000 | $3,057,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 33,300 | $2,812,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102100 | CL A | 200,000 | $2,340,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 32,000 | $2,276,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 200,000 | $2,240,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 119,902 | $2,204,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 200,000 | $2,096,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 190,169 | $1,985,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 15,000 | $1,800,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 350,000 | $1,722,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 30,404 | $1,697,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 125,000 | $1,648,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 150,500 | $1,619,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 194,228 | $1,614,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 42,500 | $1,596,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 160,000 | $1,592,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 340,980 | $1,511,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 142,000 | $1,477,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 50,000 | $1,473,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 6,898 | $1,380,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,534 | $1,370,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 155,238 | $1,343,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328109 | COM CL A | 88,900 | $1,342,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 350,000 | $1,323,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 53,439 | $1,202,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 54,756 | $1,185,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 49,600 | $1,177,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 51,500 | $1,175,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P114 | UNIT 10/13/2025 | 100,000 | $1,138,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 28,750 | $1,123,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 99,750 | $1,084,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 100,000 | $1,075,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 100,000 | $1,071,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 103,695 | $1,068,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 100,000 | $1,045,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 5,000 | $995,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 95,200 | $981,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 115,369 | $940,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 90,000 | $911,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T104 | COMMON STOCK | 50,205 | $893,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 29,995 | $884,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 30,328 | $874,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 82,334 | $857,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5,000 | $781,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 50,000 | $744,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 51,448 | $734,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,076 | $700,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 7,899 | $689,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 100,000 | $680,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 50,000 | $671,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 203,117 | $668,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 36,267 | $624,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 4,300 | $614,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 70,000 | $582,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 121,594 | $580,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 50,000 | $578,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 34,300 | $565,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T112 | W EXP 07/31/202 | 100,000 | $564,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 47,703 | $560,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 50,000 | $554,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 296,505 | $543,000 | thousands by filing date | |
| QUANTUMSCAPE CORP | 74767V117 | *W EXP 11/25/202 | 14,250 | $542,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 54,229 | $542,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,598,530 | $541,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 100,000 | $538,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 21,321 | $537,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 37,500 | $536,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 65,600 | $534,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 29,820 | $522,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 50,000 | $521,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 50,000 | $521,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 30,360 | $509,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 9,868 | $496,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 38,222 | $492,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 33,000 | $480,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P106 | SHS | 46,617 | $475,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 311,500 | $473,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 30,000 | $470,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 6,417 | $469,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 30,339 | $467,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 8,000 | $455,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 47,020 | $427,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 100,000 | $369,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 1,981 | $347,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 12,125 | $341,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 35,000 | $338,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 26,100 | $333,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 3,444 | $331,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K123 | UNIT 99/99/9999 | 18,000 | $324,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,363 | $316,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,049 | $308,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 3,903 | $288,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,347 | $287,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 29,641 | $285,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 25,860 | $270,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 154,835 | $263,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 5,634 | $237,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742102 | COM CL A | 16,110 | $235,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 23,446 | $226,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 6,908 | $225,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,026 | $224,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864114 | *W EXP 08/05/202 | 100,000 | $201,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 87,817 | $198,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 27,873 | $191,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 15,106 | $180,000 | thousands by filing date | |
| Curiositystream Inc W Exp 10/14/202 | 23130Q115 | SPAC Combination | 68,699 | $179,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 15,457 | $174,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 25,196 | $163,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 10,483 | $152,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 16,946 | $147,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 25,339 | $145,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 22,333 | $144,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288126 | *W EXP 08/28/202 | 75,000 | $143,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 27,387 | $133,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 35,825 | $127,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 13,781 | $127,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 20,982 | $126,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 14,281 | $125,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 11,796 | $124,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 30,700 | $120,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 26,895 | $119,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 16,520 | $114,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 15,315 | $108,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 32,720 | $105,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 12,888 | $104,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 150,000 | $102,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 66,666 | $100,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G0370L116 | W EXP 12/1/202 | 17,800 | $97,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 11,225 | $96,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 19,540 | $96,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X113 | *W EXP 03/31/202 | 20,000 | $96,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 50,011 | $95,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 10,366 | $93,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 50,000 | $92,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 27,455 | $89,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 18,698 | $86,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 18,491 | $86,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 11,115 | $85,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 54,500 | $85,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 12,901 | $84,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 22,227 | $84,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011118 | *W EXP 02/21/202 | 10,920 | $84,000 | thousands by filing date | |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 22,000 | $83,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 20,000 | $83,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 14,361 | $78,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y122 | *W EXP 99/99/999 | 33,333 | $78,000 | thousands by filing date | |
| Porch Group Inc Ordinary Shares - Class A | 733245112 | Stock | 25,000 | $78,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 30,763 | $77,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 11,523 | $75,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 31,692 | $75,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 51,000 | $74,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 10,001 | $72,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 20,251 | $71,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 13,037 | $71,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 17,000 | $68,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 49,000 | $66,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 13,930 | $65,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 50,000 | $62,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 41,876 | $57,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 16,968 | $55,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 12,581 | $54,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 24,575 | $52,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 13,966 | $51,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 49,750 | $50,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 25,025 | $49,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 20,000 | $29,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 20,000 | $25,000 | thousands by filing date | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 11,936 | $11,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 14,100 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001581655-21-000001 | this filing | 2021-02-12 | acceptance time not in the bulk data set |