13F-HR filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 227 holding rows worth $481,918,000.
- Accession
- 0001581655-20-000013
- Filer
- CIK 1581655
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 227 entries on the cover page, a total value of $481,918,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $481,918,000 with VALUE read as thousands by filing date, 13F file number 028-15932. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHOCKWAVE MED INC | 82489T104 | COM | 1,066,016 | $80,804,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 5,999,623 | $37,378,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 252,444 | $29,246,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 316,942 | $21,428,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 783,137 | $17,769,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 922,691 | $17,522,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 118,372 | $16,912,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 250,076 | $16,175,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 1,500,000 | $15,030,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 43,500 | $10,919,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 184,971 | $10,884,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 935,457 | $9,364,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 253,482 | $9,247,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 107,831 | $9,169,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 42,634 | $8,903,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 650,000 | $6,500,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 50,000 | $5,442,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 133,238 | $4,754,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 300,000 | $4,662,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 43,566 | $4,323,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 24,994 | $4,299,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 865,883 | $4,234,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 113,282 | $3,758,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 552,856 | $3,278,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 26,340 | $2,935,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 273,790 | $2,902,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 221,313 | $2,826,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 104,534 | $2,682,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 250,000 | $2,578,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 325,000 | $2,470,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 64,974 | $2,385,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 69,716 | $2,321,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 30,000 | $2,312,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 38,356 | $2,031,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 200,000 | $2,016,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 600,000 | $2,010,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q203 | UNIT 08/01/2027 | 200,000 | $2,005,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 200,000 | $2,002,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 358,450 | $1,961,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 77,627 | $1,868,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 153,557 | $1,806,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073103 | COM CL A | 107,778 | $1,805,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 752,739 | $1,694,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 53,737 | $1,684,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 43,047 | $1,668,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T125 | *W EXP 99/99/999 | 300,000 | $1,665,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 100,000 | $1,560,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 150,000 | $1,524,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 150,000 | $1,475,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 150,000 | $1,467,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 140,000 | $1,449,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 10,191 | $1,427,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K123 | UNIT 99/99/9999 | 100,000 | $1,379,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 25,000 | $1,312,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,306 | $1,291,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 13,425 | $1,258,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 49,836 | $1,241,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,666 | $1,235,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 57,500 | $1,235,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 125,000 | $1,228,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 109,144 | $1,183,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 100,000 | $1,175,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 160,000 | $1,114,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 52,398 | $1,112,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 100,570 | $1,086,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 100,000 | $1,069,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 100,000 | $1,066,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 91,964 | $1,050,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 100,000 | $1,046,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 99,750 | $1,032,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 100,000 | $1,031,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 100,000 | $1,015,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 100,000 | $1,005,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 20,000 | $983,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 48,000 | $979,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 38,000 | $979,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 113,016 | $966,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,758 | $934,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,582 | $905,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 70,000 | $893,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 14,780 | $878,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 5,772 | $860,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 2,769 | $859,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 11,110 | $847,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,432 | $798,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 23,216 | $797,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,348 | $773,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 12,977 | $772,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 125,000 | $769,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 20,000 | $745,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 81,210 | $739,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 102,211 | $733,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,303 | $717,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,683 | $697,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 40,157 | $694,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 16,359 | $688,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 4,216 | $681,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 64,081 | $664,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,133 | $659,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,135 | $640,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 20,836 | $624,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 60,000 | $620,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 51,800 | $577,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 50,000 | $557,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 56,300 | $555,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 100,000 | $545,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 66,331 | $540,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 50,000 | $529,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 22,000 | $517,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q207 | UNIT 03/30/2027 | 50,000 | $505,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,598,530 | $490,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,302 | $489,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 39,759 | $489,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 25,000 | $459,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 19,626 | $450,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,609 | $448,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 15,000 | $435,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II WT EXP 050626 | 05600U114 | Common Stock | 319,228 | $431,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 17,754 | $428,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 9,940 | $428,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 11,701 | $415,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 15,000 | $395,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,987 | $384,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,734 | $383,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,296 | $373,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 15,564 | $339,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 30,200 | $337,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,104 | $332,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 3,133 | $328,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 4,208 | $325,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 3,554 | $322,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 20,190 | $318,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 35,000 | $315,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,854 | $309,000 | thousands by filing date | |
| MP MATERIALS CORP WT EXP 050427 | 34962V114 | Stock | 93,987 | $309,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,218 | $306,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 41,526 | $299,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 24,752 | $291,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 10,000 | $288,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 2,693 | $274,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 26,000 | $271,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 146,648 | $264,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 11,378 | $255,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 17,790 | $244,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,163 | $239,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 20,000 | $232,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 154,835 | $232,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 882 | $231,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 738 | $230,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A118 | *W EXP 01/31/202 | 37,407 | $227,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,919 | $218,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,919 | $217,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 2,000 | $217,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 6,288 | $216,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 4,940 | $212,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 4,910 | $207,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y122 | *W EXP 99/99/999 | 114,999 | $207,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 6,726 | $206,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 11,188 | $199,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 13,474 | $198,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP | 53804F111 | *W EXP 05/08/202 | 200,000 | $196,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 19,187 | $180,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 57,890 | $174,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 11,542 | $167,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F119 | *W EXP 05/26/202 | 101,110 | $167,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 12,287 | $166,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 14,818 | $165,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 12,747 | $164,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 16,246 | $163,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 166,666 | $162,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,694 | $157,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 10,457 | $155,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 12,750 | $148,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 50,000 | $146,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 100,000 | $134,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 25,317 | $124,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 20,000 | $124,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 18,734 | $122,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 12,501 | $118,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 12,754 | $115,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 54,500 | $115,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 18,839 | $114,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 11,061 | $114,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 16,746 | $114,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 12,129 | $114,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 12,472 | $111,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 10,598 | $111,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 20,459 | $110,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 13,283 | $109,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 43,827 | $109,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 39,076 | $106,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 25,367 | $104,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 10,000 | $102,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 15,784 | $102,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 10,886 | $99,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 50,000 | $98,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 10,285 | $97,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 50,000 | $90,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 96,496 | $89,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 50,000 | $87,000 | thousands by filing date | |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 140,650 | $86,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 37,967 | $85,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 15,347 | $78,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 125,000 | $76,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253111 | *W EXP 02/21/202 | 25,000 | $75,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 33,333 | $71,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 47,000 | $70,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 51,000 | $63,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 18,157 | $54,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 98,500 | $51,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 25,025 | $43,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 73,418 | $38,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 30,000 | $35,000 | thousands by filing date | |
| SUNDANCE ENERGY INC | 86725N102 | COM | 15,000 | $35,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 25,000 | $34,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 50,000 | $33,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 20,000 | $33,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 20,000 | $28,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 15,000 | $26,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 49,750 | $26,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 20,000 | $26,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 10,000 | $26,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP INC | 83406B119 | *W EXP 10/01/202 | 25,000 | $23,000 | thousands by filing date | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 45,700 | $17,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 16,204 | $15,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 11,714 | $8,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 14,100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001581655-20-000013 | this filing | 2020-11-12 | acceptance time not in the bulk data set |