13F-HR filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-09, with 234 holding rows worth $481,089,000.
- Accession
- 0001581655-20-000007
- Filer
- CIK 1581655
- Filed
- 2020-04-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 234 entries on the cover page, a total value of $481,089,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $481,089,000 with VALUE read as thousands by filing date, 13F file number 028-15932. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 295,543 | $76,176,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 38,353 | $74,778,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 1,324,544 | $43,948,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 122,057 | $21,876,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 1,250,300 | $20,580,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 104,055 | $18,428,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 125,000 | $15,165,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 60,000 | $7,851,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 909,507 | $7,221,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 237,744 | $6,638,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 812,338 | $5,410,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 48,925 | $5,235,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 90,582 | $5,160,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 72,226 | $4,852,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 27,375 | $4,650,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 50,123 | $4,440,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 152,000 | $4,355,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 121,057 | $3,836,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 29,470 | $3,816,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 128,103 | $3,372,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 298,000 | $3,049,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 300,051 | $3,046,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 279,573 | $2,826,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 270,000 | $2,692,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 62,841 | $2,670,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 250,000 | $2,538,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 74,769 | $2,505,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 54,332 | $2,404,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 492,600 | $2,379,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 99,328 | $2,068,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 86,153 | $2,009,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q209 | UNIT 03/31/2025 | 200,100 | $1,985,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 183,766 | $1,955,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L208 | UNIT 06/30/2026 | 150,000 | $1,950,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L206 | SPONSRED ADS NEW | 100,000 | $1,848,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 22,850 | $1,836,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 180,119 | $1,823,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 112,496 | $1,744,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 20,705 | $1,737,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 20,000 | $1,716,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 1,618,621 | $1,619,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 425,000 | $1,615,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 133,744 | $1,578,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 37,600 | $1,575,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 150,000 | $1,511,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 150,000 | $1,508,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253202 | UNIT 99/99/9999 | 150,000 | $1,475,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 150,000 | $1,466,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 1,144,369 | $1,350,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 38,195 | $1,343,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 59,738 | $1,293,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 52,119 | $1,277,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 52,644 | $1,243,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y202 | UNIT 99/99/9999 | 120,000 | $1,196,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 79,616 | $1,195,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 44,765 | $1,173,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 25,632 | $1,163,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 43,523 | $1,161,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 48,148 | $1,150,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 189,271 | $1,143,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 30,067 | $1,132,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 96,421 | $1,117,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 69,196 | $1,111,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 160,146 | $1,097,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 108,997 | $1,085,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 119,253 | $1,083,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 99,520 | $1,074,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 15,151 | $1,063,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 100,000 | $1,050,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 55,614 | $1,046,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 29,300 | $1,045,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 151,007 | $1,043,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 36,523 | $1,042,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 19,054 | $1,038,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 64,053 | $1,031,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 151,869 | $1,024,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 45,791 | $1,022,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 99,280 | $1,022,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 78,196 | $1,013,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 37,429 | $1,003,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 101,550 | $1,002,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 100,000 | $1,000,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 100,000 | $999,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 41,020 | $995,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 76,264 | $995,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 100,000 | $994,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 505,317 | $985,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 22,773 | $982,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 31,099 | $981,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 17,433 | $981,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 100,000 | $979,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 62,076 | $971,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 81,924 | $967,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 44,233 | $965,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 292,856 | $963,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 33,376 | $950,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 93,828 | $922,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 28,631 | $921,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 130,780 | $921,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 16,648 | $913,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 27,108 | $912,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 62,255 | $908,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 59,417 | $907,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 155,193 | $894,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 65,688 | $886,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 180,177 | $885,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 79,387 | $870,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 205,047 | $857,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 53,876 | $826,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 31,544 | $785,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 15,200 | $768,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 74,840 | $761,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,778 | $734,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,642 | $638,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 15,079 | $576,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,961 | $566,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,075 | $558,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 8,388 | $551,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 21,431 | $522,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 55,256 | $515,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,161 | $509,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,698,530 | $500,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 50,000 | $496,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 20,572 | $483,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,028 | $453,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 55,938 | $417,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 43,407 | $417,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 34,525 | $413,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 31,883 | $385,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 13,257 | $383,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 716 | $375,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,687 | $367,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 560 | $350,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 52,175 | $341,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 17,926 | $338,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 46,952 | $338,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 100,000 | $332,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 87,155 | $332,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 57,613 | $331,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 51,376 | $328,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 32,182 | $325,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 32,872 | $321,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,230 | $301,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 59,133 | $298,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,949 | $280,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 33,241 | $275,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 172,402 | $272,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 48,639 | $255,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,209 | $254,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 25,000 | $253,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,022 | $246,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,297 | $245,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,017 | $242,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 478 | $220,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 113,515 | $219,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,408 | $212,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 51,095 | $210,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 54,887 | $205,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 74,496 | $203,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 34,914 | $187,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 76,100 | $160,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 19,016 | $151,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 10,000 | $149,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 40,641 | $135,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 13,226 | $107,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 21,364 | $99,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 19,572 | $87,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 11,161 | $82,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 87,651 | $82,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 13,624 | $81,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 63,342 | $80,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 15,000 | $77,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 38,382 | $73,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 17,947 | $69,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 55,329 | $64,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 54,500 | $64,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F119 | *W EXP 05/26/202 | 177,800 | $62,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 13,700 | $58,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 30,899 | $57,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 41,964 | $55,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 37,789 | $54,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 96,496 | $53,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 30,149 | $47,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 100,000 | $46,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 50,000 | $45,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 50,000 | $38,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 19,995 | $37,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 14,140 | $35,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 50,000 | $34,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 10,909 | $33,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 51,000 | $33,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 12,432 | $32,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 186,288 | $32,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 11,056 | $32,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 18,176 | $31,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 13,262 | $31,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 70,593 | $28,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 50,000 | $28,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 69,000 | $28,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W128 | W EXP 01/31/202 | 220,919 | $28,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 26,573 | $26,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP INC | 83406B119 | *W EXP 10/01/202 | 50,000 | $26,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 71,427 | $25,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 46,340 | $25,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 49,750 | $25,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 20,583 | $24,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 12,665 | $24,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 15,465 | $23,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 34,066 | $23,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 16,608 | $23,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A118 | *W EXP 01/31/202 | 37,407 | $22,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 23,133 | $21,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 18,176 | $21,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 33,333 | $21,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 16,563 | $20,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 26,921 | $19,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 12,029 | $19,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 42,645 | $19,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 49,112 | $19,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,495 | $19,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 13,949 | $18,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 14,281 | $16,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 41,505 | $15,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 56,909 | $15,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 50,000 | $15,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 42,718 | $14,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 14,555 | $13,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 20,299 | $12,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 20,000 | $11,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 20,000 | $11,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 12,839 | $10,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 36,685 | $10,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 50,000 | $9,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 14,100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001581655-20-000007 | this filing | 2020-04-09 | acceptance time not in the bulk data set |