13F-HR filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 233 holding rows worth $393,596,000.
- Accession
- 0001581655-19-000001
- Filer
- CIK 1581655
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 233 entries on the cover page, a total value of $393,596,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $393,596,000 with VALUE read as thousands by filing date, 13F file number 028-15932. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALTABA INC | 021346101 | COM | 1,497,159 | $86,745,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 921,510 | $45,034,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,342,298 | $17,731,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,347,100 | $16,893,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 300,000 | $14,334,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 351,767 | $12,945,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 57,500 | $10,099,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 397,177 | $7,165,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 250,000 | $7,155,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 77,859 | $6,369,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 29,000 | $5,308,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 75,000 | $3,919,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 427,881 | $3,765,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 50,000 | $3,713,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 241,488 | $3,540,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 60,000 | $3,122,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 418,647 | $3,081,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 100,000 | $3,057,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 22,590 | $2,961,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 20,000 | $2,855,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 458,390 | $2,526,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 346,782 | $2,427,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 55,473 | $2,072,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 172,975 | $1,768,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 251,823 | $1,738,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 79,539 | $1,699,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 182,202 | $1,694,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 49,480 | $1,662,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 200,000 | $1,618,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 155,205 | $1,583,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 74,989 | $1,579,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 54,050 | $1,562,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 158,354 | $1,509,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 37,100 | $1,451,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 25,300 | $1,430,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 142,339 | $1,422,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 56,795 | $1,418,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 13,704 | $1,405,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 136,308 | $1,405,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 34,551 | $1,394,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 32,199 | $1,394,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 36,667 | $1,393,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 36,736 | $1,393,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 74,884 | $1,392,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 70,399 | $1,391,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 12,997 | $1,389,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 52,215 | $1,388,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 64,566 | $1,388,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 70,857 | $1,387,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 35,401 | $1,386,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 36,706 | $1,386,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 47,324 | $1,384,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 53,867 | $1,384,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 82,097 | $1,384,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 8,570 | $1,383,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 32,135 | $1,383,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 53,856 | $1,382,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 9,201 | $1,381,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 22,430 | $1,381,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 180,375 | $1,380,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 30,914 | $1,379,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 37,299 | $1,379,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 20,642 | $1,378,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 73,432 | $1,378,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 40,803 | $1,377,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 57,978 | $1,376,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 72,454 | $1,376,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 67,373 | $1,375,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 29,852 | $1,373,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 12,424 | $1,372,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 62,725 | $1,371,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 31,283 | $1,371,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 32,093 | $1,370,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 58,727 | $1,370,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 22,224 | $1,370,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 29,386 | $1,369,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 52,067 | $1,367,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 33,573 | $1,360,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 25,000 | $1,336,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 10,000 | $1,319,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 164,412 | $1,227,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 106,449 | $1,190,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 31,933 | $1,152,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,800,000 | $1,151,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 66,622 | $977,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 166,332 | $975,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 21,527 | $889,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,166,497 | $826,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 56,181 | $761,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 48,173 | $648,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,125,839 | $629,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 20,900 | $610,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 54,279 | $603,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 43,642 | $565,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 41,379 | $558,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 103,998 | $539,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 24,912 | $504,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 41,150 | $456,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 22,783 | $455,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 54,798 | $454,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 20,000 | $432,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 253,718 | $419,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 20,098 | $398,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 233,263 | $392,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 122,461 | $386,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 21,149 | $379,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 12,132 | $367,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 149,646 | $364,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 148,195 | $356,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 356,097 | $356,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 45,568 | $355,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 84,419 | $349,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 32,342 | $343,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 152,334 | $343,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 143,275 | $341,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,954 | $340,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 38,250 | $340,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 28,016 | $339,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 10,451 | $332,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 246,805 | $331,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 31,866 | $330,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 164,522 | $329,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 97,959 | $328,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 321,961 | $328,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 205,172 | $326,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 11,244 | $325,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 17,436 | $325,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 20,288 | $324,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 17,638 | $322,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 56,848 | $320,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 25,948 | $318,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 418,101 | $318,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 33,609 | $316,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 185,738 | $316,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 164,131 | $315,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 52,999 | $315,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 150,314 | $314,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 92,121 | $308,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 101,874 | $305,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 191,046 | $304,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 26,965 | $304,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 79,724 | $304,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 84,757 | $303,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 69,971 | $301,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 27,210 | $300,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 30,876 | $295,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 86,672 | $294,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 57,316 | $293,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 275,625 | $292,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 425,827 | $291,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 44,866 | $291,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 61,762 | $290,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 50,186 | $286,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 14,428 | $285,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 283,978 | $284,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 697,876 | $281,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 65,562 | $281,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 111,203 | $277,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 28,715 | $276,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 17,403 | $270,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 74,607 | $270,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 75,713 | $270,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 245,863 | $268,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 48,468 | $268,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 22,155 | $265,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 9,533 | $263,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 30,920 | $259,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 13,863 | $258,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 97,982 | $257,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 6,617 | $256,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 74,960 | $256,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 89,096 | $256,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 412,503 | $245,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 230,271 | $242,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 112,598 | $236,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 21,476 | $226,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 56,504 | $226,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 11,566 | $221,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 294,330 | $211,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 168,223 | $209,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 168,124 | $207,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 15,692 | $203,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 25,000 | $191,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 75,000 | $191,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 36,121 | $188,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 13,695 | $183,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 21,269 | $173,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 245,408 | $172,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 18,700 | $167,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 18,002 | $166,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 150,494 | $164,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 59,564 | $158,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 24,487 | $153,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 94,298 | $151,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 40,376 | $149,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,527 | $145,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 53,159 | $141,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 20,311 | $132,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 10,711 | $131,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,247 | $129,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 12,381 | $126,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 47,564 | $126,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 11,126 | $124,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 17,485 | $123,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 28,781 | $119,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 11,962 | $117,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 14,085 | $116,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 19,836 | $110,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 28,692 | $107,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 45,211 | $104,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 22,072 | $99,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 44,645 | $97,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 20,454 | $93,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 45,994 | $87,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 23,351 | $80,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 50,766 | $78,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 42,191 | $77,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 33,741 | $71,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 31,441 | $70,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 11,137 | $69,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 25,170 | $67,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 27,667 | $66,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 10,352 | $62,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 12,715 | $60,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 12,143 | $44,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 20,000 | $36,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 13,643 | $31,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,337 | $30,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,132 | $23,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 10,374 | $22,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 10,374 | $20,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 10,693 | $14,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A118 | *W EXP 01/31/202 | 40,299 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001581655-19-000001 | this filing | 2019-02-14 | acceptance time not in the bulk data set |