13F-HR filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 183 holding rows worth $439,934,000.
- Accession
- 0001581655-18-000001
- Filer
- CIK 1581655
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 183 entries on the cover page, a total value of $439,934,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $439,934,000 with VALUE read as thousands by filing date, 13F file number 028-15932. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 61,109 | $64,372,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 600,000 | $41,910,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 119,277 | $39,317,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 217,500 | $25,400,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 215,750 | $19,735,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 230,374 | $19,619,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,218,400 | $16,327,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 467,589 | $11,330,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 79,125 | $9,675,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 2,100,000 | $8,253,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 203,982 | $8,090,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 135,594 | $7,646,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 40,000 | $7,216,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 35,193 | $6,210,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 101,075 | $5,593,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 93,784 | $5,087,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 31,586 | $4,816,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 27,753 | $4,697,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 300,000 | $4,539,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 135,119 | $4,421,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 36,750 | $4,303,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 14,246 | $4,201,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 200,000 | $4,130,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 14,063 | $3,583,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 127,518 | $3,559,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 101,121 | $3,450,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 14,279 | $3,361,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 14,605 | $3,220,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 75,000 | $3,026,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 14,779 | $2,801,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 195,241 | $2,573,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 86,219 | $2,556,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 81,703 | $2,528,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 14,455 | $2,488,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 16,186 | $2,483,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 16,109 | $2,251,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 14,276 | $2,250,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 387,523 | $2,112,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,419 | $1,930,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 13,996 | $1,898,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 14,407 | $1,838,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 16,795 | $1,796,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20,513 | $1,755,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 15,344 | $1,750,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 34,556 | $1,709,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 100,000 | $1,695,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 15,079 | $1,621,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 73,275 | $1,573,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15,038 | $1,485,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,988 | $1,469,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,468 | $1,461,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 14,387 | $1,429,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 60,000 | $1,381,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 15,750 | $1,345,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 20,970 | $1,341,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 125,000 | $1,331,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 900,000 | $1,179,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 8,178 | $1,167,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 15,806 | $1,126,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 565,000 | $1,113,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 14,906 | $932,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 17,420 | $920,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 17,329 | $917,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 16,151 | $909,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 14,879 | $872,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 7,798 | $866,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 25,000 | $846,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 17,855 | $824,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 17,114 | $785,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 10,500 | $757,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 33,500 | $696,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,086 | $693,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 18,977 | $687,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 45,377 | $670,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 41,967 | $653,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 19,371 | $638,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 60,063 | $614,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 62,654 | $603,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 22,532 | $570,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 15,000 | $566,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 47,108 | $552,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 34,392 | $542,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 6,500 | $528,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 8,591 | $515,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 218,094 | $515,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 14,545 | $513,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 5,200 | $509,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 8,376 | $495,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 196,081 | $424,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 22,645 | $420,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 50,986 | $419,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 351 | $410,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 4,828 | $404,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 20,234 | $396,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 2,390 | $390,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 21,353 | $373,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 12,500 | $354,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 18,133 | $338,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 18,472 | $337,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 20,016 | $336,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,686 | $334,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 43,165 | $322,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 13,622 | $319,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 100,000 | $311,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 33,797 | $311,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 14,977 | $308,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 31,532 | $306,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 4,252 | $298,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 29,931 | $297,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 65,915 | $289,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 13,850 | $278,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 264 | $276,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,066 | $274,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 6,164 | $273,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 17,671 | $270,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,874 | $254,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 89,924 | $252,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,497 | $251,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 34,848 | $243,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 10,221 | $239,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 11,772 | $238,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,625 | $237,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 3,882 | $236,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 15,532 | $230,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 15,085 | $230,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 3,000 | $226,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 22,562 | $226,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,800 | $225,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 5,379 | $209,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 65,000 | $193,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 10,000 | $192,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 51,730 | $187,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 78,665 | $183,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 15,105 | $178,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 47,683 | $175,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 19,495 | $167,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 15,066 | $163,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 40,000 | $162,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 57,920 | $154,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 12,298 | $152,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 15,144 | $147,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 37,882 | $144,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 33,675 | $144,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 23,117 | $144,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 25,874 | $141,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 21,022 | $135,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 54,822 | $132,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 21,831 | $130,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 20,680 | $122,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 17,689 | $115,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 33,866 | $113,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 20,753 | $105,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 11,473 | $104,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 19,047 | $102,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 10,402 | $102,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 23,089 | $102,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 11,122 | $98,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 13,662 | $97,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 11,509 | $97,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 23,860 | $96,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 27,729 | $90,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 13,048 | $89,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 29,014 | $89,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 12,891 | $87,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 13,726 | $86,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 17,368 | $85,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 35,572 | $84,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 24,169 | $78,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 11,433 | $78,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 24,918 | $77,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 11,884 | $77,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 18,701 | $77,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 20,713 | $72,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 16,740 | $69,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 10,687 | $66,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 10,416 | $62,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 29,204 | $62,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 22,001 | $59,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 18,150 | $57,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 10,102 | $56,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 14,481 | $53,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 28,437 | $33,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 250,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001581655-18-000001 | this filing | 2018-02-14 | acceptance time not in the bulk data set |