13F-HR filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 192 holding rows worth $345,780,000.
- Accession
- 0001581655-17-000005
- Filer
- CIK 1581655
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 192 entries on the cover page, a total value of $345,780,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $345,780,000 with VALUE read as thousands by filing date, 13F file number 028-15932. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALTABA INC | 021346101 | COM | 600,000 | $39,744,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 100,000 | $22,500,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 213,406 | $21,863,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 20,041 | $19,514,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 140,512 | $16,836,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 1,800,000 | $14,130,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 36,574 | $11,722,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 68,865 | $8,097,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 179,191 | $7,508,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 901,400 | $7,184,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 75,964 | $6,525,000 | thousands by filing date | |
| STARWOOD WAYPOINT HOMES COM | 85572F105 | Stock | 175,000 | $6,365,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 235,543 | $6,141,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 37,651 | $5,803,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 103,722 | $5,527,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 93,494 | $5,381,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 110,000 | $5,221,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 82,600 | $4,787,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 300,000 | $4,695,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 56,144 | $4,182,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 110,971 | $4,049,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 37,782 | $3,558,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,404 | $3,272,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 27,511 | $3,111,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 17,276 | $2,952,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 330,000 | $2,541,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 114,285 | $2,457,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 200,000 | $2,390,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 128,565 | $2,147,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 82,542 | $2,130,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 102,000 | $2,122,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 18,392 | $1,880,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 23,047 | $1,664,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 14,295 | $1,576,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 56,409 | $1,570,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 15,199 | $1,556,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 55,186 | $1,523,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 70,000 | $1,477,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 26,000 | $1,476,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 86,000 | $1,385,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 36,294 | $1,382,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 14,844 | $1,356,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 34,288 | $1,319,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 250,707 | $1,306,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 37,905 | $1,275,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 42,527 | $1,231,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 27,000 | $1,217,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 17,581 | $1,198,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 6,476 | $1,198,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 18,856 | $1,169,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 15,484 | $1,118,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 43,275 | $1,116,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 38,644 | $1,113,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 75,000 | $1,064,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,316 | $991,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 600,000 | $978,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 56,308 | $967,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 7,924 | $950,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 200,000 | $950,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 456,000 | $894,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 47,753 | $873,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 7,410 | $871,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,650 | $865,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 9,518 | $845,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 10,855 | $844,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,698 | $831,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 53,434 | $815,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,949 | $806,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,372 | $782,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 50,000 | $781,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 10,071 | $779,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 21,064 | $770,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 50,000 | $769,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 7,530 | $720,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 2,966 | $719,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 15,796 | $697,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,918 | $692,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 7,827 | $678,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 33,203 | $667,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 359 | $657,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 5,935 | $654,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 7,214 | $647,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,156 | $632,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 25,800 | $630,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 43,953 | $603,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 52,500 | $601,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,563 | $591,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,630 | $589,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 10,300 | $589,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 16,929 | $582,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,142 | $570,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 8,864 | $570,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,521 | $565,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 11,646 | $561,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 10,764 | $558,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 8,680 | $556,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 15,410 | $556,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,597 | $537,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,198 | $525,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 12,027 | $524,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,275 | $513,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 12,235 | $510,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 15,976 | $501,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 10,000 | $493,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 4,778 | $490,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,541 | $483,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 45,070 | $464,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 50,000 | $463,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 14,154 | $459,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 11,652 | $459,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,987 | $447,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 994 | $444,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 9,105 | $443,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,240 | $438,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 10,393 | $434,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 19,866 | $424,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,687 | $418,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,240 | $411,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,600 | $410,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 4,532 | $408,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,124 | $406,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 7,774 | $405,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,932 | $404,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,096 | $391,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 5,000 | $385,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 4,602 | $382,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,658 | $361,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,522 | $361,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 6,659 | $361,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,499 | $355,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,241 | $354,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,023 | $349,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 11,000 | $342,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 38,000 | $336,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 22,671 | $332,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 734 | $328,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,811 | $323,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 8,120 | $319,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 31,359 | $314,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,301 | $312,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 6,377 | $302,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,716 | $297,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 7,439 | $296,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,645 | $292,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 11,420 | $289,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 275 | $288,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,200 | $287,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 5,978 | $283,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 3,800 | $282,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,648 | $280,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 4,824 | $280,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,835 | $279,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,968 | $270,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,242 | $269,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,214 | $267,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,256 | $266,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,858 | $264,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,206 | $259,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 4,089 | $252,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,946 | $248,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,078 | $244,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 280 | $240,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 15,764 | $232,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,681 | $231,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,172 | $231,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,625 | $228,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,372 | $224,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,130 | $224,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,126 | $221,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,967 | $219,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,185 | $219,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 4,800 | $216,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,622 | $215,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,060 | $211,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,184 | $204,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,468 | $201,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,808 | $201,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 5,000 | $200,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 50,626 | $195,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 10,000 | $188,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,591 | $169,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 11,462 | $145,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,936 | $139,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 148,101 | $135,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,288 | $115,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 13,101 | $111,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 10,158 | $102,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 12,000 | $93,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 11,160 | $91,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,557 | $65,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 47,779 | $32,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 250,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001581655-17-000005 | this filing | 2017-11-14 | acceptance time not in the bulk data set |