13F-HR filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 137 holding rows worth $133,542,000 by the sum of the rows.
- Accession
- 0001581655-14-000005
- Filer
- CIK 1581655
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 137 entries on the cover page, a total value of $242,976,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,542,000 with VALUE read as thousands by filing date, 13F file number 028-15932. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $242,976,000, 82% more than the sum of the rows, $133,542,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SINA CORP | G81477104 | ORD | 345,000 | $14,193,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 34,158 | $4,901,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 96,087 | $4,765,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 38,920 | $4,256,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 54,220 | $4,145,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 90,000 | $4,083,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 49,932 | $3,935,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 103,715 | $3,557,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 51,215 | $3,068,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 53,400 | $3,008,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 118,170 | $2,469,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 243,114 | $2,441,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 41,812 | $2,405,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 81,159 | $2,343,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 25,056 | $2,226,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 34,235 | $2,188,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 83,945 | $2,113,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 22,598 | $2,108,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 60,300 | $2,102,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 87,701 | $2,032,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 23,026 | $1,992,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 159,539 | $1,964,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 198,110 | $1,926,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 24,918 | $1,925,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 990,601 | $1,912,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 20,222 | $1,904,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 38,246 | $1,580,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 15,208 | $1,540,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 83,729 | $1,428,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 521,600 | $1,294,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 18,704 | $1,275,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 13,921 | $1,262,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 31,684 | $1,229,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 24,914 | $1,144,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 40,000 | $1,106,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 15,653 | $1,083,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 30,000 | $1,064,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 25,728 | $1,027,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 27,500 | $999,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 43,025 | $973,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 22,970 | $967,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 95,503 | $967,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 50,700 | $957,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 9,000 | $890,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 32,080 | $882,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 71,899 | $881,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 42,293 | $784,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 47,216 | $760,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 3,179 | $753,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 16,197 | $719,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 9,031 | $668,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 17,156 | $620,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 18,854 | $603,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 8,991 | $600,000 | thousands by filing date | |
| INTEL CORP | 458140900 | CALL | 1,600 | $587,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 48,300 | $583,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 9,766 | $578,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 18,750 | $573,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 15,051 | $570,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,210 | $561,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 35,000 | $548,000 | thousands by filing date | |
| CISCO SYS INC | 17275R902 | CALL | 6,500 | $539,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 152,700 | $521,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 40,000 | $518,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 15,458 | $494,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 13,944 | $469,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 3,810 | $456,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 310,000 | $450,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 7,685 | $421,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 6,500 | $412,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 121,780 | $410,000 | thousands by filing date | |
| ALCOA INC | 0138179AA | CALL | 2,000 | $390,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 9,886 | $389,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 11,002 | $375,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 16,000 | $353,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 9,600 | $343,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 192,700 | $330,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 4,006 | $324,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 14,200 | $324,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 15,000 | $317,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 48,500 | $314,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,576 | $306,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 12,400 | $305,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,360 | $297,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 12,500 | $296,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 5,146 | $294,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 25,295 | $293,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,900 | $292,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 6,543 | $280,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 20,844 | $278,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,730 | $275,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 125,000 | $275,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 26,361 | $271,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 12,200 | $264,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 25,000 | $254,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 10,000 | $250,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,926 | $246,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,685 | $245,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 12,489 | $244,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 4,737 | $241,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 502 | $226,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,800 | $226,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,896 | $220,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,112 | $214,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 5,612 | $213,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,710 | $210,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 2,388 | $202,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 11,820 | $200,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 15,000 | $180,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 15,820 | $174,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 26,563 | $162,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 12,000 | $152,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 12,000 | $149,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 10,300 | $140,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 10,132 | $137,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,467 | $124,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 18,280 | $122,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 12,949 | $115,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 90,000 | $104,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 21,074 | $102,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 14,460 | $81,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 10,700 | $77,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 11,200 | $77,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 39,318 | $77,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 18,600 | $77,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 2,000,000 | $70,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 14,000 | $68,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 10,000 | $63,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 13,767 | $59,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 13,400 | $42,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 28,700 | $26,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 32,148 | $21,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 14,239 | $20,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 49,454 | $17,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 250,000 | $9,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 20,000 | $8,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 11,000 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001581655-14-000005 | this filing | 2014-11-14 | acceptance time not in the bulk data set |