13F-HR filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 153 holding rows worth $116,315,000.
- Accession
- 0001581655-14-000003
- Filer
- CIK 1581655
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 155 entries on the cover page, a total value of $116,315,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $116,315,000 with VALUE read as thousands by filing date, 13F file number 028-15932. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL MTRS CO COM | 37045V100 | Stock | 258,397 | $8,894,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 145,581 | $6,925,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 207,026 | $5,344,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 135,702 | $3,513,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 14,157 | $3,347,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 97,000 | $3,108,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 21,915 | $3,006,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 70,175 | $2,958,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 177,000 | $2,759,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 74,097 | $2,737,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 250,000 | $2,495,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 78,786 | $2,249,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 80,000 | $2,236,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 15,911 | $2,221,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 24,069 | $2,221,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 683,128 | $2,186,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 96,400 | $1,932,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 79,819 | $1,789,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 96,099 | $1,723,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 16,657 | $1,716,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 62,500 | $1,681,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 88,088 | $1,677,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 60,000 | $1,602,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 47,837 | $1,505,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 54,000 | $1,420,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 570,400 | $1,415,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 75,000 | $1,413,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 66,410 | $1,330,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 50,000 | $1,290,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y909 | COM | 2,350 | $1,268,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 150,000 | $1,173,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 100,800 | $1,025,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 106,900 | $921,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 6,817 | $904,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 87,617 | $869,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 82,306 | $864,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 40,800 | $847,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 36,000 | $764,000 | thousands by filing date | |
| AARON'S INC COM | 2535300 | COM | 25,000 | $756,000 | thousands by filing date | The CUSIP as filed is malformed. |
| XYLEM INC COM | 98419M100 | Stock | 19,705 | $718,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 125,000 | $700,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 43,803 | $603,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 20,000 | $574,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 8,502 | $569,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 7,456 | $536,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 100,000 | $531,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 25,347 | $528,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 200,000 | $526,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 25,000 | $493,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 12,500 | $488,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 150,000 | $485,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 75,000 | $461,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 7,758 | $460,000 | thousands by filing date | |
| ALLIANCE DATA SYSTEMS CORP | 18581108 | COM | 1,690 | $460,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INTEL CORP | 458140900 | CALL | 3,500 | $442,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 25,000 | $442,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 10,000 | $430,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 9,000 | $428,000 | thousands by filing date | |
| Applied Materials | 38222105 | COM | 20,754 | $424,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 25,000 | $418,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP900 | COM | 2,500 | $401,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,185 | $399,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 6,400 | $398,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 10,000 | $392,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 5,517 | $383,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 22,895 | $369,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,421 | $361,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 190,000 | $361,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433907 | CALL | 400 | $358,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 2,819 | $354,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RAYTHEON CO | 755111507 | COM NEW | 3,468 | $343,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 6,044 | $343,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,998 | $338,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,158 | $338,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,067 | $331,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 12,062 | $331,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 41,875 | $330,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 6,270 | $314,000 | thousands by filing date | |
| Barnes & Noble Inc | 67774109 | CS | 15,000 | $314,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AETNA INC NEW | 00817Y108 | COM | 4,079 | $306,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,453 | $303,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,966 | $303,000 | thousands by filing date | |
| BB&T CORPORATION | 54937107 | COM | 7,414 | $298,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ENDO INTL PLC | G30401106 | SHS | 4,297 | $295,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 4,700 | $275,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 2,341 | $267,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 151,400 | $266,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 8474108 | FOREIGN COMMON S | 8,800 | $266,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 11,000 | $264,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 4,280 | $263,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 3,350 | $258,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,121 | $255,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 6,170 | $255,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 22,439 | $254,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 5,192 | $248,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 229 | $246,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 4,208 | $244,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,254 | $243,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 23,454 | $243,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 39,170 | $237,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 75,000 | $229,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 3,800 | $227,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 17,000 | $224,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 7,600 | $223,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 2,100 | $222,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 3,387 | $221,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 5,464 | $219,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,819 | $218,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 10,000 | $217,000 | thousands by filing date | |
| ANADARKO PETE CORP | 32511107 | COM | 2,526 | $214,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALCOA, INC. | 13817101 | COM | 16,179 | $208,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ZYNGA INC. | 98986T108 | CL A | 48,000 | $206,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 52,450 | $206,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 50,000 | $201,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 2,700 | $201,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 84,032 | $199,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,000 | $197,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 26,798 | $190,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 138,415 | $183,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,159 | $180,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 30,000 | $169,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 12,000 | $153,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,517 | $150,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 43,350 | $150,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 15,656 | $149,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 26,000 | $144,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 25,000 | $143,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,161 | $141,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 42,871 | $138,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 11,713 | $125,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 44,397 | $120,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 16,810 | $116,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 12,900 | $114,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 25,094 | $100,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 12,633 | $98,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 12,500 | $94,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,000 | $92,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 2,000,000 | $92,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 18,849 | $89,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 21,300 | $88,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 93,859 | $57,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 17,614 | $55,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 10,435 | $54,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 15,461 | $51,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 11,719 | $49,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 10,788 | $45,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 11,267 | $44,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 14,312 | $41,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 12,825 | $33,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 10,000 | $29,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 11,116 | $24,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 19,920 | $22,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 250,000 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001581655-14-000003 | this filing | 2014-05-15 | acceptance time not in the bulk data set |