13F-HR filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 75 holding rows worth $61,850,000.
- Accession
- 0001581655-14-000001
- Filer
- CIK 1581655
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 75 entries on the cover page, a total value of $61,850,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $61,850,000 with VALUE read as thousands by filing date, 13F file number 028-15932. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 158,500 | $7,082,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 55,183 | $4,183,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 83,786 | $2,646,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 50,000 | $2,485,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 40,000 | $2,475,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 112,500 | $2,436,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 75,000 | $2,297,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 175,000 | $2,284,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 200,000 | $1,978,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 35,000 | $1,912,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 70,000 | $1,670,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 130,000 | $1,552,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 30,000 | $1,512,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 375,000 | $1,451,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 393,000 | $1,140,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 7,500 | $1,128,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 119,000 | $1,073,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 32,500 | $1,022,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 50,000 | $977,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 100,000 | $965,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 50,000 | $957,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 62,027 | $938,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 145,000 | $880,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 26,034 | $819,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 20,000 | $817,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 75,000 | $668,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 8,614 | $641,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 40,000 | $620,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 15,000 | $590,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 43,803 | $580,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 100,000 | $563,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 17,500 | $522,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 125,000 | $468,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 79,617 | $447,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 15,000 | $445,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 12,630 | $396,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 20,000 | $392,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 15,000 | $369,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 5,282 | $358,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 6,750 | $354,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,000 | $334,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 6,400 | $333,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 45,000 | $333,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,588 | $326,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 6,565 | $322,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 30,000 | $319,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 12,000 | $318,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 10,175 | $316,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 7,500 | $283,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,308 | $263,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 105,000 | $258,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 22,607 | $253,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 42,500 | $244,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 10,000 | $243,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 10,000 | $238,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 23,454 | $235,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 23,773 | $224,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 7,480 | $205,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 8,400 | $204,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 59,700 | $202,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 11,500 | $201,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 17,900 | $201,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 3,204 | $201,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 27,100 | $201,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 14,600 | $200,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 5,000 | $200,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 39,500 | $200,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 28,000 | $200,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 10,300 | $199,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 23,400 | $154,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 12,000 | $153,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 2,000,000 | $125,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 84,637 | $46,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 10,000 | $13,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 11,556 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001581655-14-000001 | this filing | 2014-02-14 | acceptance time not in the bulk data set |