13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-16, with 2,902 holding rows worth $74,941,949,688.
- Accession
- 0001580642-23-006235
- Filer
- CIK 1540235
- Filed
- 2023-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 4,350 entries on the cover page, a total value of $74,941,949,688 stated on the cover page (in dollars after the unit check, H1), rows summing to $74,941,949,688 with VALUE read as dollars as filed, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCreative Planning Trust Co. 028-23240
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CASA SYS INC | 14713L102 | COM | 50,000 | $42,375 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 18,342 | $41,820 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 31,918 | $41,813 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 4,983 | $41,808 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 13,080 | $40,548 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 473 | $40,205 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 14,666 | $40,185 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,951 | $40,064 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 21,295 | $40,035 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 14,667 | $39,601 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 10,844 | $39,472 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 20,214 | $38,811 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 41,764 | $38,423 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 14,543 | $38,394 | dollars as filed | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 600 | $38,064 | dollars as filed | |
| JOURNEY MED CORP | 48115J109 | COM | 13,764 | $37,713 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 75,000 | $37,600 | dollars as filed | call |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 35,925 | $37,003 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 10,641 | $36,712 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 975 | $36,268 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 28,070 | $35,649 | dollars as filed | |
| VAPOTHERM INC | 922107305 | Equity | 14,042 | $35,526 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 129,500 | $35,444 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 852 | $34,515 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 3,571 | $34,354 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554102 | COM | 716 | $34,197 | dollars as filed | |
| CSG SYSTEMS | 126349109 | COM | 660 | $33,740 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 12,758 | $33,681 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 17,135 | $33,413 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 25,812 | $33,297 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 26,500 | $33,125 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 28,043 | $33,091 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 350 | $32,841 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 10,378 | $32,794 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 13,600 | $32,368 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 3,000 | $32,340 | dollars as filed | |
| FUEL TECH INC | 359523107 | COM | 27,250 | $32,155 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 40,421 | $31,751 | dollars as filed | |
| FEMASYS INC | 31447E105 | cs | 10,526 | $31,367 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 31,000 | $31,050 | dollars as filed | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 12,958 | $30,970 | dollars as filed | |
| SPDR SERIES TRUST | 78464A110 | CMN | 250 | $30,929 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 16,300 | $30,900 | dollars as filed | put |
| HEXCEL CORP NEW | 428291108 | COM | 462 | $30,095 | dollars as filed | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 47,518 | $29,936 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 15,380 | $29,837 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 12,914 | $29,186 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 69,297 | $28,718 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 1,562 | $28,538 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 10,184 | $28,515 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 15,980 | $28,444 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 10,936 | $28,324 | dollars as filed | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 2,000 | $28,080 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 1,199 | $27,601 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 578 | $27,126 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 511 | $27,100 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 957 | $27,055 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 1,301 | $26,931 | dollars as filed | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 70,625 | $26,838 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,400 | $26,740 | dollars as filed | |
| NULL | 09071M205 | NULL | 14,582 | $26,539 | dollars as filed | |
| SPY | 78462F103 | SHS | 5,900 | $26,476 | dollars as filed | put |
| GERON CORP | 374163103 | COM | 12,397 | $26,282 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,400 | $25,970 | dollars as filed | put |
| GEVO INC | 374396406 | COM PAR | 21,816 | $25,961 | dollars as filed | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 340 | $25,708 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 9,000 | $25,541 | dollars as filed | put |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 10,397 | $25,161 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 16,228 | $24,991 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 1,400 | $24,850 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 40,520 | $24,523 | dollars as filed | |
| MFA FINL INC | 55272XAA0 | BOND | 25,000 | $24,521 | dollars as filed | principal |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 500 | $24,510 | dollars as filed | |
| ACNB CORP | 000868109 | COMMON STOCK | 771 | $24,372 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 11,768 | $24,242 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 25,000 | $24,188 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 18,100 | $24,027 | dollars as filed | put |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 718 | $23,738 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C631 | INTERNATIONAL DV | 880 | $23,100 | dollars as filed | |
| HIGH TIDE INC | 42981E401 | COM | 12,469 | $23,068 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 19,436 | $22,934 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 11,609 | $22,870 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 25,000 | $22,858 | dollars as filed | principal |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 680 | $22,255 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P307 | COM | 48,180 | $21,874 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 10,000 | $21,650 | dollars as filed | put |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 300 | $21,465 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 16,738 | $21,425 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 11,900 | $20,915 | dollars as filed | call |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 15,820 | $20,408 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 620 | $20,237 | dollars as filed | |
| AZENTA INC | 114340102 | COM | 400 | $20,076 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 1,135 | $20,033 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 17,630 | $19,746 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 12,700 | $18,579 | dollars as filed | put |
| AGENUS INC | 00847G705 | COM NEW | 16,393 | $18,524 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 2,000 | $18,500 | dollars as filed | put |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 199 | $17,970 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 663 | $17,928 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,690 | $17,526 | dollars as filed | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 179 | $17,226 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 11,972 | $17,120 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 300 | $17,112 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 1,500 | $16,605 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 4,571 | $16,182 | dollars as filed | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 690 | $16,143 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 11,600 | $15,544 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 7,200 | $15,382 | dollars as filed | put |
| SAFETY INS GROUP INC | 78648T100 | COM | 225 | $15,343 | dollars as filed | |
| LGI HOMES INC COM | 50187T106 | Stock | 153 | $15,222 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 490 | $15,029 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 10,000 | $15,000 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 30,324 | $14,859 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 225 | $14,839 | dollars as filed | |
| SADOT GROUP INC | 627333107 | COM | 20,880 | $14,595 | dollars as filed | |
| PROSOMNUS INC | 50535E108 | COMMON | 14,017 | $14,578 | dollars as filed | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 375 | $14,258 | dollars as filed | |
| BIOAFFINITY TECHNOLOGIES INC | 09076W109 | COM | 12,095 | $14,076 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 25,000 | $13,620 | dollars as filed | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 333 | $13,398 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 410 | $13,303 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 4,578 | $13,277 | dollars as filed | |
| VERISIGN INC COM | 92343E102 | Stock | 1,800 | $13,275 | dollars as filed | put |
| AMERICAN WELL CORP | 03044L105 | CL A | 11,311 | $13,234 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 15,501 | $13,208 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 500 | $13,110 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,500 | $13,021 | dollars as filed | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 11,753 | $12,693 | dollars as filed | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 10,468 | $12,666 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 16,681 | $12,559 | dollars as filed | |
| GAMIDA CELL LTD | M47364100 | SHS | 12,138 | $12,502 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 1,991 | $12,444 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 7,000 | $12,317 | dollars as filed | put |
| NVIDIA Corp | 67066G104 | COM | 1,900 | $12,303 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 306 | $12,069 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 16,636 | $11,961 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 650 | $11,869 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 43,811 | $11,829 | dollars as filed | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 39,318 | $11,795 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 122 | $11,686 | dollars as filed | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 47,743 | $11,649 | dollars as filed | |
| CVB FINL CORP COM | 126600105 | Stock | 700 | $11,599 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 632 | $11,553 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 300 | $11,448 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 100 | $11,301 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 507 | $11,296 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 100 | $11,183 | dollars as filed | call |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 459 | $11,151 | dollars as filed | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 142 | $10,895 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 360 | $10,817 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 20,000 | $10,500 | dollars as filed | call |
| CYBIN INC | 23256X100 | COM | 19,757 | $10,487 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 15,251 | $10,165 | dollars as filed | |
| TRUPANION INC | 898202106 | COM | 354 | $9,983 | dollars as filed | |
| ENERSYS COM | 29275Y102 | Stock | 104 | $9,847 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 12,287 | $9,780 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 750 | $9,645 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 334 | $9,499 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 10,000 | $9,404 | dollars as filed | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 491 | $9,227 | dollars as filed | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 12,063 | $9,168 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 202 | $8,963 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 639 | $8,921 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 200 | $8,720 | dollars as filed | call |
| BEYONDSPRING INC | G10830100 | SHS | 10,800 | $8,640 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 12,895 | $8,446 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,870 | $8,285 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 13,690 | $8,211 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 104 | $8,188 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 1,000 | $8,180 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 600 | $8,172 | dollars as filed | call |
| ENPRO INC | 29355X107 | COM | 66 | $7,999 | dollars as filed | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 10,000 | $7,999 | dollars as filed | |
| KLA CORP | 482480100 | COM | 1,000 | $7,950 | dollars as filed | put |
| CSW INDUSTRIALS INC | 126402106 | COM | 45 | $7,886 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 200 | $7,830 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,125 | $7,778 | dollars as filed | |
| CINGULATE INC | 17248W105 | COMMON STOCK | 10,919 | $7,742 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 193 | $7,647 | dollars as filed | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 184 | $7,638 | dollars as filed | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 10,050 | $7,507 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 18,045 | $7,489 | dollars as filed | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 362 | $7,378 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 14,165 | $7,043 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 100 | $6,971 | dollars as filed | call |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 54,910 | $6,809 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 215 | $6,799 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 125 | $6,765 | dollars as filed | |
| KFORCE INC COM | 493732101 | Stock | 112 | $6,682 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 150 | $6,534 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 120 | $6,495 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 321 | $6,461 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 85 | $6,398 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 215 | $6,309 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 389 | $6,271 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 216 | $6,217 | dollars as filed | |
| TREVENA INC | 89532E208 | COM | 10,000 | $6,030 | dollars as filed | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 214 | $5,982 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 50 | $5,970 | dollars as filed | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 95 | $5,900 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 690 | $5,845 | dollars as filed | |
| PATRICK INDS INC | 703343103 | COM | 75 | $5,630 | dollars as filed | |
| DORMAN PRODS INC | 258278100 | COM | 74 | $5,607 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 14,385 | $5,596 | dollars as filed | |
| SPY | 78462F103 | SHS | 100 | $5,548 | dollars as filed | call |
| BLACKBAUD INC COM | 09227Q100 | Stock | 78 | $5,485 | dollars as filed | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 103 | $5,369 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 80 | $5,340 | dollars as filed | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 121 | $5,300 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 358 | $5,202 | dollars as filed | |
| OMNICELL COM COM | 68213N109 | Stock | 115 | $5,180 | dollars as filed | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 95 | $5,164 | dollars as filed | |
| ADDUS HOMECARE CORP | 006739106 | COM | 60 | $5,112 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 251 | $5,076 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 201 | $5,062 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 95 | $5,044 | dollars as filed | |
| BARNES GROUP INC | 067806109 | COM | 148 | $5,028 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 100 | $5,022 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,210 | $4,906 | dollars as filed | |
| CAMBER ENERGY INC | 13200M607 | COM | 21,314 | $4,898 | dollars as filed | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 5,000 | $4,874 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 912 | $4,816 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 222 | $4,785 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 306 | $4,756 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 21,500 | $4,752 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 7,700 | $4,742 | dollars as filed | put |
| Netflix, Inc | 64110L106 | COM | 500 | $4,714 | dollars as filed | put |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 376 | $4,712 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 455 | $4,669 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 15,900 | $4,616 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 265 | $4,604 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,225 | $4,496 | dollars as filed | |
| ETF MANAGERS TR | 26924G755 | ETFMG US ALTER | 2,379 | $4,401 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,400 | $4,387 | dollars as filed | put |
| THE ODP CORP | 88337F105 | COM | 95 | $4,385 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 4,400 | $4,312 | dollars as filed | put |
| Raytheon Technologies Corporation | 75513E101 | COM | 800 | $4,273 | dollars as filed | call |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 226 | $4,272 | dollars as filed | |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 17,976 | $4,223 | dollars as filed | |
| NULL | 032108854 | NULL | 875 | $4,218 | dollars as filed | |
| CTS CORP | 126501105 | COM | 100 | $4,174 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 2,500 | $4,125 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 310 | $4,052 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 91 | $4,027 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 105 | $4,010 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 425 | $3,974 | dollars as filed | |
| XOS INC | 98423B108 | COM | 11,508 | $3,956 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 500 | $3,955 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 500 | $3,936 | dollars as filed | put |
| UGI CORP NEW COM | 902681105 | Stock | 700 | $3,903 | dollars as filed | call |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 337 | $3,863 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 181 | $3,801 | dollars as filed | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 78 | $3,794 | dollars as filed | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 173 | $3,789 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 460 | $3,763 | dollars as filed | |
| Boeing Company | 097023105 | COM | 500 | $3,675 | dollars as filed | put |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 97 | $3,614 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 200 | $3,600 | dollars as filed | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 111 | $3,564 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,500 | $3,559 | dollars as filed | put |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 128 | $3,529 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,785 | $3,507 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 914 | $3,474 | dollars as filed | |
| WORLD KINECT CORPORATION | 981475106 | COM | 150 | $3,365 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,100 | $3,342 | dollars as filed | put |
| PAVMED INC | 70387R106 | COM | 11,344 | $3,342 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 200 | $3,277 | dollars as filed | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 24,737 | $3,260 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 16,138 | $3,229 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 405 | $3,216 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 300 | $3,198 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 47 | $3,184 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 2,463 | $3,079 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 893 | $3,055 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 2,700 | $3,046 | dollars as filed | put |
| VANECK ETF TRUST | 92189F437 | COM | 109 | $3,030 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,500 | $3,022 | dollars as filed | put |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 130 | $3,020 | dollars as filed | |
| NOBLE CORP PLC | G65431135 | *W EXP 02/04/202 | 92 | $2,967 | dollars as filed | |
| TENNANT CO | 880345103 | COM | 40 | $2,966 | dollars as filed | |
| KEMPER CORP COM | 488401100 | Stock | 70 | $2,943 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 130 | $2,855 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 300 | $2,785 | dollars as filed | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,500 | $2,738 | dollars as filed | call |
| Salesforce.com, Inc | 79466L302 | COM | 1,300 | $2,724 | dollars as filed | put |
| WSFS FINL CORP | 929328102 | COM | 72 | $2,628 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 100 | $2,613 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 10,931 | $2,613 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 125 | $2,597 | dollars as filed | |
| NOBLE CORP PLC | G65431150 | WTS | 92 | $2,576 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 272 | $2,446 | dollars as filed | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 74 | $2,425 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 324 | $2,398 | dollars as filed | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 120 | $2,396 | dollars as filed | |
| Apple Inc | 037833100 | COM | 1,200 | $2,360 | dollars as filed | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 318 | $2,235 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 350 | $2,219 | dollars as filed | |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 98,628 | $2,180 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 382 | $2,174 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 125 | $2,169 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 60 | $2,093 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 100 | $2,058 | dollars as filed | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 50 | $1,998 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 500 | $1,988 | dollars as filed | call |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 25 | $1,959 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 201 | $1,932 | dollars as filed | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 62 | $1,903 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 200 | $1,820 | dollars as filed | call |
| INVESTMENT MANAGERS SER TR I | 46144X412 | AXS CANNABIS ETF | 98 | $1,815 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 241 | $1,767 | dollars as filed | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 70 | $1,765 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 100 | $1,736 | dollars as filed | call |
| Tesla Motors, Inc | 88160R101 | COM | 400 | $1,730 | dollars as filed | call |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 276 | $1,673 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 200 | $1,670 | dollars as filed | |
| LA Z BOY INC | 505336107 | COM | 54 | $1,668 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 20 | $1,586 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 122 | $1,576 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 100 | $1,570 | dollars as filed | call |
| MESA RTY TR | 590660106 | UNIT BEN INT | 100 | $1,522 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 14 | $1,469 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 8,200 | $1,456 | dollars as filed | put |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 66 | $1,435 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 500 | $1,391 | dollars as filed | call |
| PSQ HOLDINGS INC | 693691107 | CL A | 152 | $1,381 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,000 | $1,300 | dollars as filed | call |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 2,500 | $1,250 | dollars as filed | call |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 50 | $1,224 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 200 | $1,207 | dollars as filed | put |
| Starbucks Corporation | 855244109 | COM | 400 | $1,116 | dollars as filed | call |
| Amazon.com, Inc | 023135106 | COM | 2,500 | $1,106 | dollars as filed | call |
| MITEK SYS INC | 606710200 | COM NEW | 100 | $1,072 | dollars as filed | |
| BJS RESTAURANTS INC | 09180C106 | COM | 45 | $1,056 | dollars as filed | |
| EVENTBRITE INC | 29975E109 | COM CL A | 100 | $986 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 3,100 | $973 | dollars as filed | call |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 188 | $959 | dollars as filed | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 31 | $911 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 1,001 | $898 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 97 | $845 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 800 | $826 | dollars as filed | put |
| iShares Silver Trust | 46428Q109 | COM | 1,600 | $819 | dollars as filed | call |
| CHICOS FAS INC | 168615102 | COM | 100 | $748 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 26 | $712 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 22 | $707 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 5,000 | $700 | dollars as filed | call |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 29 | $695 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 200 | $690 | dollars as filed | |
| ALPS ETF TR | 00162Q445 | ACTIVE REIT ETF | 30 | $684 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 218 | $683 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 24 | $664 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 1,300 | $611 | dollars as filed | put |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 350 | $525 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 11 | $437 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 2,500 | $433 | dollars as filed | call |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 100 | $409 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 38 | $387 | dollars as filed | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 364 | $364 | dollars as filed | |
| LIBERTY MEDIA CORP | 531229748 | CL A | 11 | $352 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 175 | $350 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 24 | $350 | dollars as filed | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 100 | $331 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 700 | $320 | dollars as filed | call |
| UPWORK INC | 91688F104 | COM | 25 | $284 | dollars as filed | |
| OCEANEERING INTL INC | 675232102 | COM | 10 | $258 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 100 | $251 | dollars as filed | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,000 | $222 | dollars as filed | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 600 | $213 | dollars as filed | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,500 | $210 | dollars as filed | call |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 3,000 | $209 | dollars as filed | call |
| V2X INC | 92242T101 | COM | 4 | $207 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 300 | $205 | dollars as filed | |
| NULL | 25381D206 | NULL | 166 | $176 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 200 | $170 | dollars as filed | call |
| Amgen Inc. | 031162100 | COM | 700 | $134 | dollars as filed | put |
| FORD MTR CO COM | 345370860 | Stock | 5,000 | $130 | dollars as filed | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 100 | $128 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 100 | $118 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 10 | $107 | dollars as filed | |
| APREA THERAPEUTICS INC | 03836J201 | COM NEW | 25 | $105 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 100 | $98 | dollars as filed | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1 | $73 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 100 | $71 | dollars as filed | call |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 100 | $68 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 5 | $63 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 2 | $63 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 19 | $59 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 5 | $48 | dollars as filed | |
| ENHABIT INC | 29332G102 | COM | 4 | $45 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 700 | $37 | dollars as filed | call |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 86 | $37 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 800 | $34 | dollars as filed | call |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 4 | $32 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 600 | $28 | dollars as filed | call |
| DERMTECH INC | 24984K105 | COM | 17 | $25 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1 | $21 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 2 | $19 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,200 | $14 | dollars as filed | call |
| QORVO INC COM | 74736K101 | Stock | 200 | $14 | dollars as filed | call |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 2 | $7 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 100 | $6 | dollars as filed | call |
| MOMENTUS INC | 60879E200 | COM | 2 | $4 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,000 | $1 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-23-006235 | this filing | 2023-11-16 | acceptance time not in the bulk data set |