13F-HR filed by Mariner, LLC
Mariner, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 2,893 holding rows worth $37,285,510,337.
- Accession
- 0001580642-23-006182
- Filer
- CIK 1373442
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 4,018 entries on the cover page, a total value of $37,285,510,337 stated on the cover page (in dollars after the unit check, H1), rows summing to $37,285,510,337 with VALUE read as dollars as filed, 13F file number 028-13550. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMariner Platform Solutions, LLC 028-21357
- included managerMariner Independent Advisor Network, LLC 028-16275
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 4,210 | $201,221 | dollars as filed | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 10,338 | $201,066 | dollars as filed | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 4,030 | $200,996 | dollars as filed | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 5,427 | $200,582 | dollars as filed | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 8,910 | $200,475 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 21,808 | $200,197 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 54,800 | $199,472 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 18,562 | $198,985 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 32,214 | $198,757 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 42,133 | $198,446 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 16,069 | $198,128 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 13,342 | $197,995 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 26,800 | $197,516 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 16,688 | $196,585 | dollars as filed | |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 16,093 | $195,530 | dollars as filed | |
| URBAN EDGE PPTYS | 91704F104 | COM | 12,789 | $195,159 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 19,484 | $194,840 | dollars as filed | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 11,417 | $194,774 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 24,738 | $194,688 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 18,259 | $194,092 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 11,493 | $193,772 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 43,904 | $192,740 | dollars as filed | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 25,253 | $192,428 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 18,848 | $191,871 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 12,856 | $191,551 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 12,852 | $191,495 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 19,147 | $189,364 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 18,369 | $189,201 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 12,552 | $186,774 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 52,619 | $186,271 | dollars as filed | |
| LAKELAND BANCORP INC | 511637100 | COM | 14,697 | $185,472 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 12,750 | $184,492 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 19,745 | $184,418 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 10,423 | $183,962 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 19,456 | $183,862 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 16,803 | $182,991 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 13,204 | $182,743 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 19,130 | $182,691 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 20,637 | $182,634 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 36,108 | $182,347 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 15,375 | $181,735 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 11,362 | $181,451 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 24,746 | $180,892 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 22,413 | $180,425 | dollars as filed | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,655 | $179,059 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 12,669 | $178,131 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 20,271 | $177,778 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 14,268 | $176,632 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 38,871 | $176,474 | dollars as filed | |
| RPT REALTY | 74971D101 | SH BEN INT | 16,704 | $176,398 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 28,919 | $175,825 | dollars as filed | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,521 | $175,588 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 12,590 | $173,865 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 26,698 | $173,804 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 13,126 | $173,526 | dollars as filed | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 10,227 | $173,452 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 17,080 | $173,362 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 10,697 | $173,243 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 15,488 | $172,696 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 13,753 | $172,468 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 16,236 | $171,777 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 14,582 | $171,776 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 32,144 | $171,328 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 12,418 | $170,375 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 10,049 | $170,230 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 19,061 | $170,024 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 14,640 | $169,972 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 30,225 | $169,562 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 55,726 | $169,407 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 15,288 | $168,631 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 13,001 | $168,497 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 32,788 | $168,201 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 21,213 | $167,793 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 10,452 | $167,757 | dollars as filed | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 13,757 | $167,560 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 18,054 | $166,273 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 59,919 | $165,376 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 10,420 | $165,158 | dollars as filed | |
| ENLIGHT RENEWABLE ENERGY LTD SHS | M4056D110 | Stock | 10,496 | $164,687 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 13,139 | $164,632 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 27,983 | $163,980 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 13,129 | $163,715 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 17,380 | $162,329 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 25,216 | $160,878 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 24,952 | $160,192 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 11,534 | $158,823 | dollars as filed | |
| GUARDFORCE AI CO LTD | G4236L138 | SHS NEW | 34,143 | $157,399 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 40,746 | $157,280 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 10,531 | $155,964 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 18,947 | $155,934 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 14,317 | $155,484 | dollars as filed | |
| MRC GLOBAL INC | 55345K103 | COM | 15,052 | $154,283 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 27,760 | $154,070 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 14,031 | $153,920 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 27,874 | $152,193 | dollars as filed | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 11,038 | $151,331 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 152,181 | $150,842 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 10,152 | $150,148 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 12,772 | $150,071 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 105,665 | $150,045 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 14,598 | $149,630 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 23,186 | $149,086 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 12,144 | $148,764 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 17,480 | $148,404 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 10,622 | $148,070 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 16,180 | $147,885 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 31,330 | $147,876 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 20,619 | $147,632 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 10,048 | $146,507 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,424 | $146,353 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 10,660 | $145,722 | dollars as filed | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 16,895 | $145,697 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 13,877 | $145,290 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 14,956 | $145,073 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 23,685 | $144,481 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 23,153 | $143,546 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 10,810 | $143,124 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 11,902 | $142,705 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 59,450 | $142,086 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 53,797 | $142,024 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 33,637 | $141,612 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 15,096 | $141,152 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 45,359 | $141,066 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 22,149 | $140,203 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 14,491 | $139,254 | dollars as filed | |
| AUGMEDIX INC | 05105P107 | COM | 26,944 | $138,762 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 13,818 | $136,660 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E208 | UNIT 99/99/9999 | 13,000 | $136,240 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 23,251 | $135,788 | dollars as filed | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 11,519 | $135,693 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 11,059 | $135,479 | dollars as filed | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 13,731 | $135,388 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 28,153 | $134,288 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 19,715 | $132,682 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 35,954 | $131,233 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 11,604 | $130,777 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 11,619 | $128,622 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 14,936 | $128,450 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,596 | $128,424 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 25,723 | $126,814 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 12,111 | $126,560 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 12,810 | $126,432 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 30,157 | $124,246 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 51,980 | $124,233 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 105,219 | $124,159 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 13,735 | $122,654 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 12,449 | $121,876 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 12,458 | $118,604 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505590 | FMQQ NEXT FRONT | 11,300 | $117,397 | dollars as filed | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 24,467 | $117,195 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 79,287 | $116,552 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 10,231 | $116,321 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 31,782 | $115,686 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 17,626 | $115,627 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 11,887 | $114,473 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 25,168 | $114,271 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 43,794 | $112,989 | dollars as filed | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 121,750 | $112,010 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 17,076 | $110,994 | dollars as filed | |
| ECB BANCORP INC | 26828M106 | COMMON STOCK | 10,000 | $109,774 | dollars as filed | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 15,579 | $109,365 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 19,915 | $109,333 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 12,782 | $108,391 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,456 | $108,374 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 11,186 | $107,721 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 10,200 | $106,896 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 86,000 | $106,640 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 15,130 | $105,154 | dollars as filed | |
| Leslie's Inc | 527064109 | Common Stock | 18,555 | $105,021 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 10,261 | $104,146 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 10,760 | $103,511 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 27,508 | $103,430 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 22,322 | $103,130 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,072 | $103,036 | dollars as filed | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 10,182 | $101,922 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 14,399 | $101,369 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 20,963 | $100,624 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 15,509 | $98,947 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 28,979 | $96,790 | dollars as filed | |
| ENVIRI CORP | 415864107 | COM | 13,261 | $95,833 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 10,663 | $95,647 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 26,730 | $94,891 | dollars as filed | |
| ICORECONNECT INC | 450958103 | COM | 23,826 | $94,827 | dollars as filed | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 10,608 | $93,508 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 17,482 | $93,178 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 18,141 | $93,062 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 18,372 | $92,962 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 10,697 | $92,315 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 11,661 | $91,889 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 12,320 | $91,661 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 10,945 | $91,391 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 19,815 | $91,149 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 12,060 | $90,088 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 14,404 | $90,025 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 24,389 | $89,995 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 22,816 | $88,754 | dollars as filed | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 10,554 | $88,443 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 12,259 | $88,387 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 10,620 | $88,146 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 22,637 | $86,926 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 19,488 | $86,722 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 29,707 | $85,853 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 12,316 | $85,719 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 12,022 | $84,154 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 75,079 | $84,088 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 16,622 | $82,611 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 18,683 | $82,392 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 10,077 | $82,228 | dollars as filed | |
| ROBO.AI INC. CLASS B ORD SHS | G6693P106 | Stock | 10,860 | $81,884 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 18,905 | $80,535 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 23,892 | $80,038 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 16,479 | $79,758 | dollars as filed | |
| ASTRA SPACE INC | 04634X202 | CL A NEW | 42,872 | $79,313 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 10,540 | $78,419 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 105,910 | $78,003 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 10,510 | $77,248 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 16,708 | $76,021 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 22,411 | $75,749 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 11,625 | $75,446 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 16,337 | $75,314 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 41,359 | $75,273 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 11,043 | $75,093 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 50,000 | $75,000 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 62,968 | $74,302 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 20,053 | $73,595 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 33,746 | $73,229 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 16,348 | $72,257 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 73,892 | $72,244 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 27,654 | $71,900 | dollars as filed | |
| STEM INC | 85859N102 | COM | 16,651 | $70,600 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,155 | $70,272 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,976 | $70,060 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 11,338 | $69,955 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 23,253 | $69,759 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 10,140 | $69,256 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 12,150 | $69,255 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 13,929 | $67,695 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 18,391 | $67,496 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 15,699 | $66,722 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 24,024 | $65,345 | dollars as filed | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 11,780 | $64,790 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 16,060 | $62,955 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 14,733 | $62,615 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 14,194 | $62,170 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 13,452 | $62,148 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 10,124 | $62,060 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 20,774 | $60,660 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 13,405 | $60,188 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 10,394 | $59,659 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 12,141 | $59,612 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 11,441 | $58,235 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 22,838 | $57,552 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 16,810 | $57,490 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 28,328 | $56,939 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 11,316 | $56,919 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 18,586 | $56,687 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 10,859 | $56,467 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 14,680 | $56,224 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 65,000 | $55,984 | dollars as filed | |
| FEMASYS INC | 31447E105 | cs | 18,738 | $55,839 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 26,815 | $54,971 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 13,439 | $54,831 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 10,074 | $54,803 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 10,000 | $54,800 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 13,643 | $54,708 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 11,237 | $53,263 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 19,926 | $53,202 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 56,315 | $52,959 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 25,111 | $52,482 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 17,473 | $50,672 | dollars as filed | |
| PRESTIGE WEALTH INC | G7244A101 | ORD SHS | 15,009 | $49,830 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 13,694 | $49,298 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 42,720 | $48,274 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 17,377 | $48,135 | dollars as filed | |
| BIORESTORATIVE THERAPIES INC | 090655606 | COM NEW | 26,668 | $47,736 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 30,973 | $46,769 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 18,941 | $46,405 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 15,465 | $45,776 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 14,327 | $45,273 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 22,106 | $44,654 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 30,174 | $44,054 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 11,866 | $44,023 | dollars as filed | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 69,000 | $43,470 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 30,948 | $43,018 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 20,582 | $42,811 | dollars as filed | |
| NAAS TECHNOLOGY INC | 62955X102 | ADR | 12,194 | $42,557 | dollars as filed | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 40,097 | $42,102 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 21,590 | $40,589 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 13,285 | $40,121 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 10,411 | $39,666 | dollars as filed | |
| TWIN VEE POWERCATS CO | 90177C101 | COM | 29,118 | $39,600 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 25,148 | $39,483 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 17,392 | $38,610 | dollars as filed | |
| AMTD IDEA GROUP | 00180G205 | ADR | 31,324 | $38,529 | dollars as filed | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 32,927 | $38,195 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 32,002 | $37,762 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 48,170 | $37,707 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 35,538 | $37,670 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 14,674 | $37,419 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 17,207 | $36,994 | dollars as filed | |
| GERON CORP | 374163103 | COM | 17,346 | $36,774 | dollars as filed | |
| WATERDROP INC | 94132V105 | CMN | 31,498 | $36,538 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 16,609 | $36,374 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 12,689 | $36,037 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 26,795 | $35,905 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 20,360 | $35,834 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 27,264 | $34,625 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 25,975 | $34,027 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 20,316 | $33,521 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 15,481 | $33,129 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 21,492 | $32,883 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 27,624 | $32,320 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 10,491 | $32,103 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 34,512 | $32,096 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 21,978 | $30,769 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 15,837 | $30,249 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 12,650 | $30,234 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 30,000 | $29,850 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 76,093 | $29,600 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 10,458 | $29,596 | dollars as filed | |
| Gaotu Techedu Inc | 36257Y109 | COM | 10,716 | $29,576 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 10,122 | $29,354 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 14,960 | $29,172 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 14,318 | $28,922 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 22,312 | $28,559 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 15,226 | $27,407 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 13,681 | $27,362 | dollars as filed | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 32,920 | $26,336 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 18,302 | $25,623 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 26,130 | $25,607 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 61,782 | $25,602 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 13,089 | $25,524 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 10,719 | $24,332 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 18,334 | $23,834 | dollars as filed | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 93,888 | $23,716 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 27,668 | $23,576 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 19,833 | $23,205 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 10,984 | $22,737 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 30,890 | $22,210 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 10,212 | $21,241 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,878 | $20,886 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 21,671 | $19,937 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 18,000 | $19,323 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 11,979 | $19,166 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 12,240 | $19,094 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 11,263 | $18,697 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 15,001 | $17,851 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 10,239 | $17,406 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 13,814 | $16,991 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 34,581 | $16,945 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 20,000 | $16,801 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 14,267 | $15,836 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 21,064 | $15,025 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 18,000 | $15,014 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 15,000 | $14,874 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 15,000 | $14,487 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 15,196 | $13,830 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 13,615 | $13,589 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 10,244 | $13,215 | dollars as filed | |
| TABOOLA.COM LTD | M8744T114 | *W EXP 99/99/999 | 29,899 | $12,854 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 21,233 | $12,823 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 13,000 | $12,672 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 10,968 | $12,284 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 21,202 | $12,064 | dollars as filed | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 15,000 | $11,962 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 15,000 | $11,954 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 29,605 | $11,842 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 19,036 | $11,338 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 10,239 | $10,956 | dollars as filed | |
| NEXTPLAY TECHNOLOGIES INC | 65344G201 | COM NEW | 12,199 | $10,711 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 16,437 | $9,859 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 53,208 | $9,790 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 12,698 | $9,713 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 15,463 | $9,358 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 24,680 | $9,033 | dollars as filed | |
| COFFEE HLDG CO INC | 192176105 | COM | 10,000 | $8,650 | dollars as filed | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 10,000 | $7,875 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 14,809 | $7,870 | dollars as filed | |
| DSS INC | 26253C102 | COM | 42,310 | $7,781 | dollars as filed | |
| SELINA HOSPITALITY PLC | G8059B101 | ORDINARY SHARES | 21,967 | $7,715 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 10,162 | $7,662 | dollars as filed | |
| LUMIRADX LTD | G5709L109 | SHS | 30,000 | $7,053 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 11,691 | $6,839 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 15,193 | $6,381 | dollars as filed | |
| UPHEALTH INC | 91532B200 | COM | 14,596 | $5,628 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 19,620 | $4,976 | dollars as filed | |
| ROBO.AI INC. | G6693P114 | *W EXP 11/11/202 | 20,000 | $4,406 | dollars as filed | |
| MSP RECOVERY INC | 553745100 | COM CL A | 18,227 | $3,915 | dollars as filed | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 16,562 | $3,783 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 11,788 | $3,477 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,340 | $2,881 | dollars as filed | |
| AVALO THERAPEUTICS INC COM NEW | 05338F207 | Stock | 18,582 | $2,243 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 14,994 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-23-006182 | this filing | 2023-11-13 | acceptance time not in the bulk data set |