13F-HR filed by Mariner, LLC
Mariner, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 2,827 holding rows worth $37,424,906,886.
- Accession
- 0001580642-23-004212
- Filer
- CIK 1373442
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 3,930 entries on the cover page, a total value of $37,424,906,886 stated on the cover page (in dollars after the unit check, H1), rows summing to $37,424,906,886 with VALUE read as dollars as filed, 13F file number 028-13550. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMariner Platform Solutions, LLC 028-21357
- included managerMariner Independent Advisor Network, LLC 028-16275
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 24,265 | $179,076 | dollars as filed | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 29,063 | $176,994 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 29,893 | $176,891 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 13,707 | $176,135 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 49,297 | $175,968 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 13,018 | $175,870 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 13,671 | $175,262 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 19,197 | $174,116 | dollars as filed | |
| NEWMARK GROUP INC | 65158N102 | CL A | 27,683 | $172,191 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 13,022 | $172,145 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 14,685 | $171,228 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 13,727 | $170,627 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 20,212 | $170,215 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 23,032 | $169,976 | dollars as filed | |
| RPT REALTY | 74971D101 | SH BEN INT | 16,242 | $169,726 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 14,825 | $167,967 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 30,660 | $167,916 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 33,407 | $167,373 | dollars as filed | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,573 | $166,951 | dollars as filed | |
| URBAN EDGE PPTYS | 91704F104 | COM | 10,783 | $166,377 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 12,350 | $166,315 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 141,506 | $165,562 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 52,525 | $165,456 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 21,949 | $165,379 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 101,402 | $165,285 | dollars as filed | |
| PROPETRO HLDG CORP | 74347M108 | COM | 20,057 | $165,270 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 52,894 | $164,501 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 11,089 | $162,873 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 25,151 | $162,224 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 12,784 | $162,107 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 15,194 | $161,966 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 11,250 | $161,663 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 28,913 | $160,178 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 15,581 | $160,016 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 17,754 | $158,539 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 41,943 | $157,706 | dollars as filed | |
| CENTURY ALUM CO | 156431108 | COM | 18,028 | $157,204 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 12,692 | $156,995 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 17,695 | $156,634 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 18,189 | $156,605 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 25,699 | $154,194 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 22,368 | $153,842 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 20,313 | $152,145 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 12,023 | $151,133 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 16,106 | $150,913 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 13,371 | $149,889 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 16,744 | $149,022 | dollars as filed | |
| LEGALZOOM COM INC | 52466B103 | COM | 12,271 | $148,234 | dollars as filed | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 19,921 | $148,212 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 12,760 | $148,013 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 10,423 | $147,169 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 22,327 | $147,157 | dollars as filed | |
| WATERDROP INC | 94132V105 | CMN | 70,649 | $146,950 | dollars as filed | |
| ENVIRI CORP | 415864107 | COM | 14,869 | $146,724 | dollars as filed | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 15,854 | $146,174 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 11,891 | $146,137 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 61,000 | $145,790 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 11,859 | $145,511 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 34,345 | $145,279 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 16,280 | $144,241 | dollars as filed | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 13,424 | $143,100 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 16,090 | $142,878 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 13,010 | $142,845 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 13,850 | $142,793 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 13,792 | $142,747 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 36,230 | $142,022 | dollars as filed | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 18,211 | $141,135 | dollars as filed | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 11,385 | $140,601 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 15,029 | $140,299 | dollars as filed | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 11,330 | $139,478 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 10,347 | $139,374 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 29,865 | $138,025 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 42,957 | $136,603 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 26,057 | $136,002 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E208 | UNIT 99/99/9999 | 13,000 | $134,290 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 13,161 | $133,189 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 104,910 | $132,187 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 12,569 | $131,220 | dollars as filed | |
| ECB BANCORP INC | 26828M106 | COMMON STOCK | 10,000 | $130,800 | dollars as filed | |
| AUGMEDIX INC | 05105P107 | COM | 26,944 | $129,601 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 44,338 | $129,467 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,913 | $129,210 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 21,212 | $128,209 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 10,971 | $127,164 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 16,457 | $126,742 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 11,579 | $125,629 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 11,569 | $125,562 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 13,449 | $124,269 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 85,237 | $121,889 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 19,769 | $121,547 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 17,853 | $120,508 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 14,187 | $119,880 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 15,049 | $119,638 | dollars as filed | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 13,638 | $119,200 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 14,563 | $118,770 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 12,182 | $118,173 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 36,401 | $117,908 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 36,100 | $117,686 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 14,990 | $117,672 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 15,913 | $117,644 | dollars as filed | |
| BIORESTORATIVE THERAPIES INC | 090655606 | COM NEW | 26,668 | $117,606 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 35,652 | $117,295 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 17,510 | $116,967 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 13,196 | $116,521 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 10,200 | $116,484 | dollars as filed | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 10,299 | $116,482 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,064 | $116,440 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 20,613 | $116,235 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 33,305 | $115,901 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,547 | $114,662 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 22,289 | $114,343 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 19,507 | $112,547 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 18,503 | $112,498 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 10,903 | $111,759 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 24,690 | $111,599 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 28,045 | $111,358 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 17,699 | $110,619 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 10,586 | $110,456 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,571 | $110,243 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 27,423 | $110,242 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 12,686 | $109,607 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 10,975 | $109,201 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 11,600 | $108,141 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 10,103 | $107,496 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 13,536 | $106,799 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 14,105 | $106,495 | dollars as filed | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 121,750 | $105,983 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 35,267 | $105,447 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 29,996 | $104,986 | dollars as filed | |
| MRC GLOBAL INC | 55345K103 | COM | 10,421 | $104,939 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 18,064 | $104,773 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 10,561 | $104,766 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 12,111 | $104,278 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 10,320 | $104,232 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 23,844 | $104,017 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 10,753 | $103,982 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 15,325 | $103,750 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 11,534 | $103,355 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 25,818 | $102,927 | dollars as filed | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 12,075 | $101,309 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 27,478 | $100,843 | dollars as filed | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 12,516 | $100,256 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 23,754 | $98,342 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 12,250 | $98,123 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 18,505 | $95,301 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 10,547 | $94,396 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 10,626 | $94,038 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 12,399 | $93,860 | dollars as filed | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 10,608 | $93,775 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 11,804 | $92,661 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 21,537 | $90,455 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 14,444 | $90,127 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 14,433 | $89,773 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 10,393 | $89,588 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 13,489 | $89,162 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 25,677 | $87,302 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 18,784 | $85,812 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 10,972 | $85,765 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 18,953 | $85,478 | dollars as filed | |
| NAAS TECHNOLOGY INC | 62955X102 | ADR | 15,940 | $84,960 | dollars as filed | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 13,910 | $84,712 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 25,692 | $83,744 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 14,102 | $82,593 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 11,309 | $82,231 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 10,832 | $81,132 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 50,000 | $79,500 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 22,131 | $79,229 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 34,106 | $78,444 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 12,363 | $78,011 | dollars as filed | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 11,340 | $77,225 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 30,862 | $75,921 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 12,599 | $75,594 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 12,150 | $75,577 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 28,659 | $74,227 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 18,848 | $74,072 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,978 | $73,637 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 18,863 | $73,000 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 16,303 | $72,258 | dollars as filed | |
| STEM INC | 85859N102 | COM | 12,467 | $71,311 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 45,662 | $71,254 | dollars as filed | |
| GOGORO INC | G9491K105 | ORDINARY SHARES | 20,402 | $70,387 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 16,661 | $70,386 | dollars as filed | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 33,120 | $69,552 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 33,887 | $69,469 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 23,751 | $68,878 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 19,286 | $68,648 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 16,996 | $68,324 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 23,634 | $67,136 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 37,973 | $66,453 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 16,912 | $65,619 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 14,801 | $65,124 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 53,208 | $63,584 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 23,080 | $63,470 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 10,000 | $62,400 | dollars as filed | |
| TWIN VEE POWERCATS CO | 90177C101 | COM | 29,118 | $61,730 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 15,833 | $61,275 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 13,703 | $59,470 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 10,975 | $58,716 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 15,182 | $58,147 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 14,004 | $57,743 | dollars as filed | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 69,000 | $57,270 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 14,344 | $57,089 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,475 | $56,916 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 15,958 | $56,491 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 11,763 | $55,264 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 20,385 | $55,040 | dollars as filed | |
| GERON CORP | 374163103 | COM | 16,946 | $54,397 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 15,372 | $54,110 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 13,356 | $53,684 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 14,693 | $53,483 | dollars as filed | |
| AMTD IDEA GROUP | 00180G205 | ADR | 33,760 | $53,333 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 28,530 | $53,066 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 29,802 | $52,154 | dollars as filed | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 32,927 | $51,695 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 12,505 | $50,895 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 42,546 | $50,630 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 22,575 | $48,762 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 11,036 | $48,558 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 13,032 | $48,480 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 39,034 | $46,841 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 10,756 | $46,143 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 11,433 | $45,750 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 10,061 | $45,454 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 20,618 | $45,153 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 31,974 | $45,083 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 13,143 | $44,727 | dollars as filed | |
| Gaotu Techedu Inc | 36257Y109 | COM | 15,076 | $43,570 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 50,000 | $42,555 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 20,100 | $42,210 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 10,232 | $42,156 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 19,786 | $41,551 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 29,682 | $41,258 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,955 | $41,191 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 35,260 | $39,923 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 156,074 | $39,861 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 16,240 | $39,138 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 44,932 | $38,949 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 15,159 | $38,504 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 14,843 | $37,998 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 13,876 | $37,881 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 18,361 | $37,456 | dollars as filed | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 93,888 | $37,095 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 11,115 | $37,013 | dollars as filed | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 32,920 | $36,871 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 19,984 | $35,771 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 21,084 | $35,686 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 24,416 | $34,571 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 11,439 | $34,546 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 22,024 | $33,476 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 17,891 | $33,098 | dollars as filed | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 10,998 | $32,114 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 18,031 | $31,915 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 21,136 | $31,070 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 21,989 | $30,565 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 12,839 | $30,557 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 14,304 | $30,468 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 10,410 | $29,732 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 30,000 | $29,719 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 27,591 | $29,702 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 18,334 | $29,701 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 14,921 | $29,395 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 30,000 | $28,952 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,097 | $26,461 | dollars as filed | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 95,228 | $25,712 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 39,348 | $25,324 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 20,053 | $25,020 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 14,375 | $24,581 | dollars as filed | |
| Accelerate Diagnostics | 00430H102 | COM | 29,065 | $23,543 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 13,977 | $23,202 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 27,418 | $22,258 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 10,108 | $21,934 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 20,000 | $21,898 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 18,000 | $21,532 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 10,207 | $21,231 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 18,000 | $20,531 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 18,700 | $19,796 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 21,622 | $19,460 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 18,700 | $19,261 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 15,367 | $19,209 | dollars as filed | |
| FEMASYS INC | 31447E105 | cs | 37,476 | $19,113 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 11,388 | $18,953 | dollars as filed | |
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 23,904 | $18,406 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 21,202 | $18,138 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 19,833 | $17,552 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 18,000 | $17,333 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 13,750 | $16,913 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 21,122 | $16,898 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 14,633 | $16,700 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 11,563 | $16,651 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 20,000 | $16,128 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 13,085 | $16,095 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,459 | $15,900 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,800 | $15,552 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 11,102 | $15,432 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 18,000 | $15,261 | dollars as filed | |
| DSS INC | 26253C102 | COM | 42,310 | $15,177 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 37,271 | $15,150 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 15,000 | $14,770 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 18,693 | $14,767 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 10,733 | $14,512 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 15,000 | $14,484 | dollars as filed | |
| LUMIRADX LTD | G5709L109 | SHS | 30,000 | $14,400 | dollars as filed | |
| NEXTPLAY TECHNOLOGIES INC | 65344G201 | COM NEW | 12,199 | $14,273 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 29,182 | $13,979 | dollars as filed | |
| COFFEE HLDG CO INC | 192176105 | COM | 10,000 | $13,900 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 16,061 | $12,256 | dollars as filed | |
| TABOOLA.COM LTD | M8744T114 | *W EXP 99/99/999 | 29,899 | $11,960 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 13,000 | $11,937 | dollars as filed | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 23,805 | $11,903 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 11,443 | $11,326 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 24,680 | $10,933 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 16,911 | $9,304 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 14,869 | $9,070 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 21,272 | $8,041 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 12,282 | $7,349 | dollars as filed | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,000 | $7,340 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 13,085 | $6,608 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 11,532 | $6,170 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,374 | $6,047 | dollars as filed | |
| VAPOTHERM INC | 922107107 | COM | 12,147 | $5,405 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 11,788 | $4,934 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 11,838 | $4,617 | dollars as filed | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 15,383 | $4,449 | dollars as filed | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 16,562 | $3,407 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 13,713 | $2,951 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 11,322 | $2,264 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 14,832 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-23-004212 | this filing | 2023-08-11 | acceptance time not in the bulk data set |