13F-HR filed by Mariner, LLC
Mariner, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 2,779 holding rows worth $34,418,788,000.
- Accession
- 0001580642-23-002704
- Filer
- CIK 1373442
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 3,869 entries on the cover page, a total value of $34,418,788,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $34,418,788,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-13550. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMariner Platform Solutions, LLC028-21357
- reports for this filerMARINER INDEPENDENT ADVISOR NETWORK, LLC028-16275
- included managerMariner Platform Solutions, LLC028-21357
- included managerMARINER INDEPENDENT ADVISOR NETWORK, LLC028-16275
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 12,721 | $141,000 | thousands, detected and multiplied | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 35,269 | $140,000 | thousands, detected and multiplied | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 15,318 | $140,000 | thousands, detected and multiplied | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 15,080 | $140,000 | thousands, detected and multiplied | |
| STONECO LTD | G85158106 | COM CL A | 14,576 | $139,000 | thousands, detected and multiplied | |
| ECB BANCORP INC | 26828M106 | COMMON STOCK | 10,000 | $139,000 | thousands, detected and multiplied | |
| EVGO INC | 30052F100 | CL A COM | 17,647 | $137,000 | thousands, detected and multiplied | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 20,895 | $136,000 | thousands, detected and multiplied | |
| WESTERN UN CO COM | 959802109 | Stock | 12,157 | $136,000 | thousands, detected and multiplied | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 16,155 | $134,000 | thousands, detected and multiplied | |
| EHEALTH INC | 28238P109 | COM | 14,189 | $133,000 | thousands, detected and multiplied | |
| ON24 INC | 68339B104 | COM | 15,139 | $133,000 | thousands, detected and multiplied | |
| TORTOISEECOFIN ACQUISITION C | G8956E208 | UNIT 99/99/9999 | 13,000 | $133,000 | thousands, detected and multiplied | |
| SAFEHOLD INC | 78646V107 | COM | 10,984 | $132,000 | thousands, detected and multiplied | |
| OMNIAB INC | 68218J103 | COM | 35,829 | $132,000 | thousands, detected and multiplied | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 15,748 | $132,000 | thousands, detected and multiplied | |
| GOGORO INC | G9491K105 | ORDINARY SHARES | 32,578 | $132,000 | thousands, detected and multiplied | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 26,645 | $131,000 | thousands, detected and multiplied | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 20,884 | $130,000 | thousands, detected and multiplied | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 10,482 | $130,000 | thousands, detected and multiplied | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 15,810 | $129,000 | thousands, detected and multiplied | |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,792 | $129,000 | thousands, detected and multiplied | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 13,922 | $129,000 | thousands, detected and multiplied | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,797 | $128,000 | thousands, detected and multiplied | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 10,317 | $128,000 | thousands, detected and multiplied | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,624 | $127,000 | thousands, detected and multiplied | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 99,163 | $127,000 | thousands, detected and multiplied | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 23,997 | $126,000 | thousands, detected and multiplied | |
| BLUEBIRD BIO INC | 09609G100 | COM | 39,492 | $126,000 | thousands, detected and multiplied | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 17,473 | $126,000 | thousands, detected and multiplied | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 35,523 | $125,000 | thousands, detected and multiplied | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 10,200 | $124,000 | thousands, detected and multiplied | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 16,952 | $123,000 | thousands, detected and multiplied | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 10,213 | $123,000 | thousands, detected and multiplied | |
| MBIA INC | 55262C100 | COMMON STOCK | 13,142 | $122,000 | thousands, detected and multiplied | |
| UNISYS CORP | 909214306 | COMMON STOCK | 31,327 | $122,000 | thousands, detected and multiplied | |
| LIVEPERSON, INC. | 538146101 | COM | 27,594 | $121,000 | thousands, detected and multiplied | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 45,971 | $120,000 | thousands, detected and multiplied | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 27,340 | $120,000 | thousands, detected and multiplied | |
| JETBLUE AWYS CORP | 477143101 | COM | 16,256 | $118,000 | thousands, detected and multiplied | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,480 | $118,000 | thousands, detected and multiplied | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 11,975 | $118,000 | thousands, detected and multiplied | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 132,412 | $118,000 | thousands, detected and multiplied | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 23,643 | $118,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14,920 | $117,000 | thousands, detected and multiplied | |
| STEM INC | 85859N102 | COM | 20,570 | $117,000 | thousands, detected and multiplied | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 29,082 | $117,000 | thousands, detected and multiplied | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 38,257 | $117,000 | thousands, detected and multiplied | |
| ALIGHT INC | 01626W101 | COM CL A | 12,610 | $116,000 | thousands, detected and multiplied | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 13,012 | $115,000 | thousands, detected and multiplied | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,643 | $115,000 | thousands, detected and multiplied | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 25,365 | $115,000 | thousands, detected and multiplied | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 21,467 | $114,000 | thousands, detected and multiplied | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 21,783 | $114,000 | thousands, detected and multiplied | |
| MERCER INTL INC | 588056101 | COM | 11,422 | $112,000 | thousands, detected and multiplied | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 10,339 | $112,000 | thousands, detected and multiplied | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 11,393 | $112,000 | thousands, detected and multiplied | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 27,704 | $111,000 | thousands, detected and multiplied | |
| RPT REALTY | 74971D101 | SH BEN INT | 11,729 | $111,000 | thousands, detected and multiplied | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 15,900 | $110,000 | thousands, detected and multiplied | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 18,273 | $110,000 | thousands, detected and multiplied | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 121,750 | $110,000 | thousands, detected and multiplied | |
| SILVERCREST METALS INC | 828363101 | COM | 15,349 | $110,000 | thousands, detected and multiplied | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,933 | $109,000 | thousands, detected and multiplied | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 28,056 | $109,000 | thousands, detected and multiplied | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 14,780 | $108,000 | thousands, detected and multiplied | |
| ROCKET COS INC | 77311W101 | COM CL A | 11,754 | $106,000 | thousands, detected and multiplied | |
| NEW YORK MTG TR INC | 649604840 | COM | 10,638 | $106,000 | thousands, detected and multiplied | |
| WHITESTONE REIT | 966084204 | COM | 11,453 | $105,000 | thousands, detected and multiplied | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 13,010 | $104,000 | thousands, detected and multiplied | |
| GARRETT MOTION INC | 366505105 | COM | 13,432 | $103,000 | thousands, detected and multiplied | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 10,608 | $103,000 | thousands, detected and multiplied | |
| MATTERPORT INC | 577096100 | COM CL A | 37,643 | $103,000 | thousands, detected and multiplied | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 19,237 | $102,000 | thousands, detected and multiplied | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 20,792 | $102,000 | thousands, detected and multiplied | |
| RALLYBIO CORP | 75120L100 | COM | 17,919 | $102,000 | thousands, detected and multiplied | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 12,902 | $101,000 | thousands, detected and multiplied | |
| PROPETRO HLDG CORP | 74347M108 | COM | 14,111 | $101,000 | thousands, detected and multiplied | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 12,250 | $101,000 | thousands, detected and multiplied | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 10,093 | $100,000 | thousands, detected and multiplied | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 14,775 | $99,000 | thousands, detected and multiplied | |
| LADDER CAP CORP CL A | 505743104 | REIT | 10,385 | $98,000 | thousands, detected and multiplied | |
| B2GOLD CORP COM | 11777Q209 | Stock | 24,139 | $96,000 | thousands, detected and multiplied | |
| RPC INC | 749660106 | COMMON STOCK | 12,414 | $95,000 | thousands, detected and multiplied | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 13,993 | $93,000 | thousands, detected and multiplied | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 20,389 | $93,000 | thousands, detected and multiplied | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 38,316 | $93,000 | thousands, detected and multiplied | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 29,521 | $91,000 | thousands, detected and multiplied | |
| GROWGENERATION CORP | 39986L109 | COM | 26,566 | $91,000 | thousands, detected and multiplied | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 18,543 | $91,000 | thousands, detected and multiplied | |
| BIORESTORATIVE THERAPIES INC | 090655606 | COM NEW | 26,668 | $91,000 | thousands, detected and multiplied | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 11,172 | $90,000 | thousands, detected and multiplied | |
| EGAIN CORP | 28225C806 | COM NEW | 11,791 | $89,000 | thousands, detected and multiplied | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 10,609 | $88,000 | thousands, detected and multiplied | |
| OLAPLEX HLDGS INC | 679369108 | COM | 20,674 | $88,000 | thousands, detected and multiplied | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 13,821 | $87,000 | thousands, detected and multiplied | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 17,466 | $87,000 | thousands, detected and multiplied | |
| BIOVENTUS INC | 09075A108 | COM CL A | 81,571 | $87,000 | thousands, detected and multiplied | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 13,070 | $87,000 | thousands, detected and multiplied | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 11,075 | $86,000 | thousands, detected and multiplied | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 35,448 | $84,000 | thousands, detected and multiplied | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 101,402 | $84,000 | thousands, detected and multiplied | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 20,292 | $83,000 | thousands, detected and multiplied | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 10,978 | $83,000 | thousands, detected and multiplied | |
| CHICOS FAS INC | 168615102 | COM | 14,948 | $82,000 | thousands, detected and multiplied | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 11,080 | $81,000 | thousands, detected and multiplied | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 22,521 | $81,000 | thousands, detected and multiplied | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 10,793 | $80,000 | thousands, detected and multiplied | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 19,339 | $80,000 | thousands, detected and multiplied | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 26,885 | $79,000 | thousands, detected and multiplied | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 14,087 | $78,000 | thousands, detected and multiplied | |
| ROCKET LAB USA INC | 773122106 | COM | 19,398 | $78,000 | thousands, detected and multiplied | |
| ENVIRI CORP | 415864107 | COM | 11,457 | $78,000 | thousands, detected and multiplied | |
| CARPARTS COM INC | 14427M107 | COM | 14,601 | $78,000 | thousands, detected and multiplied | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 16,219 | $77,000 | thousands, detected and multiplied | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 20,120 | $77,000 | thousands, detected and multiplied | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 10,395 | $76,000 | thousands, detected and multiplied | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,584 | $76,000 | thousands, detected and multiplied | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 22,669 | $76,000 | thousands, detected and multiplied | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 104,910 | $76,000 | thousands, detected and multiplied | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 12,693 | $75,000 | thousands, detected and multiplied | |
| PITNEY BOWES INC COM | 724479100 | Stock | 19,188 | $75,000 | thousands, detected and multiplied | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 13,405 | $74,000 | thousands, detected and multiplied | |
| COMPASS INC | 20464U100 | CL A | 23,151 | $74,000 | thousands, detected and multiplied | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 10,090 | $73,000 | thousands, detected and multiplied | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 12,150 | $73,000 | thousands, detected and multiplied | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 14,501 | $73,000 | thousands, detected and multiplied | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 40,681 | $72,000 | thousands, detected and multiplied | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 14,084 | $71,000 | thousands, detected and multiplied | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 37,024 | $70,000 | thousands, detected and multiplied | |
| KAMADA LTD | M6240T109 | SHS | 14,325 | $67,000 | thousands, detected and multiplied | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 18,408 | $66,000 | thousands, detected and multiplied | |
| NKARTA INC | 65487U108 | COMMON STOCK | 18,668 | $66,000 | thousands, detected and multiplied | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 11,343 | $65,000 | thousands, detected and multiplied | |
| VIMEO INC | 92719V100 | COMMON STOCK | 16,903 | $65,000 | thousands, detected and multiplied | |
| WATERDROP INC | 94132V105 | CMN | 21,891 | $65,000 | thousands, detected and multiplied | |
| MIMEDX GROUP INC | 602496101 | COM | 18,817 | $64,000 | thousands, detected and multiplied | |
| SHARECARE INC | 81948W104 | COM | 43,990 | $62,000 | thousands, detected and multiplied | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 10,000 | $61,000 | thousands, detected and multiplied | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 33,120 | $61,000 | thousands, detected and multiplied | |
| Veru Inc | 92536C103 | Common Stock | 51,787 | $60,000 | thousands, detected and multiplied | |
| FUELCELL ENERGY INC | 35952H601 | COM | 20,806 | $59,000 | thousands, detected and multiplied | |
| AMERICAN WELL CORP | 03044L105 | CL A | 25,217 | $59,000 | thousands, detected and multiplied | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 23,308 | $58,000 | thousands, detected and multiplied | |
| MICROVISION INC DEL | 594960304 | COM NEW | 21,226 | $57,000 | thousands, detected and multiplied | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 17,878 | $57,000 | thousands, detected and multiplied | |
| AMTD IDEA GROUP | 00180G205 | ADR | 36,003 | $57,000 | thousands, detected and multiplied | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 13,754 | $56,000 | thousands, detected and multiplied | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 10,541 | $56,000 | thousands, detected and multiplied | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 24,855 | $56,000 | thousands, detected and multiplied | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 13,340 | $55,000 | thousands, detected and multiplied | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 17,561 | $54,000 | thousands, detected and multiplied | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 18,989 | $53,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 11,340 | $53,000 | thousands, detected and multiplied | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 14,388 | $53,000 | thousands, detected and multiplied | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,205 | $52,000 | thousands, detected and multiplied | |
| CANOPY GROWTH CORP | 138035100 | COM | 29,633 | $52,000 | thousands, detected and multiplied | |
| SURO CAP CORP | 86887Q109 | COM NEW | 14,059 | $51,000 | thousands, detected and multiplied | |
| PROFIRE ENERGY INC | 74316X101 | COM | 41,250 | $51,000 | thousands, detected and multiplied | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 95,228 | $51,000 | thousands, detected and multiplied | |
| TWIN VEE POWERCATS CO | 90177C101 | COM | 29,118 | $49,000 | thousands, detected and multiplied | |
| Gaotu Techedu Inc | 36257Y109 | COM | 11,471 | $48,000 | thousands, detected and multiplied | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 22,800 | $48,000 | thousands, detected and multiplied | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 12,246 | $47,000 | thousands, detected and multiplied | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,987 | $47,000 | thousands, detected and multiplied | |
| AUGMEDIX INC | 05105P107 | COM | 26,944 | $47,000 | thousands, detected and multiplied | |
| TASEKO MINES LTD COM | 876511106 | Stock | 27,787 | $46,000 | thousands, detected and multiplied | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 19,033 | $44,000 | thousands, detected and multiplied | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 10,557 | $41,000 | thousands, detected and multiplied | |
| FEMASYS INC | 31447E105 | cs | 37,476 | $41,000 | thousands, detected and multiplied | |
| UNITI GROUP INC | 91325V108 | COM | 11,230 | $39,000 | thousands, detected and multiplied | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 18,334 | $39,000 | thousands, detected and multiplied | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 11,262 | $39,000 | thousands, detected and multiplied | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 32,927 | $39,000 | thousands, detected and multiplied | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 13,976 | $38,000 | thousands, detected and multiplied | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 14,555 | $38,000 | thousands, detected and multiplied | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 12,322 | $38,000 | thousands, detected and multiplied | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 11,767 | $37,000 | thousands, detected and multiplied | |
| EQRX INC | 26886C107 | COM | 19,095 | $37,000 | thousands, detected and multiplied | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 38,566 | $37,000 | thousands, detected and multiplied | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 53,296 | $37,000 | thousands, detected and multiplied | |
| IRENLTDF | Q4982L109 | STOK | 11,893 | $36,000 | thousands, detected and multiplied | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 50,000 | $36,000 | thousands, detected and multiplied | |
| GERON CORP | 374163103 | COM | 16,040 | $35,000 | thousands, detected and multiplied | |
| TELOS CORP MD | 87969B101 | COM | 13,678 | $35,000 | thousands, detected and multiplied | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 16,522 | $35,000 | thousands, detected and multiplied | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 13,500 | $35,000 | thousands, detected and multiplied | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 13,679 | $35,000 | thousands, detected and multiplied | |
| AC IMMUNE SA | H00263105 | SHS | 14,368 | $34,000 | thousands, detected and multiplied | |
| CANO HEALTH INC | 13781Y103 | COM | 36,859 | $34,000 | thousands, detected and multiplied | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 12,323 | $33,000 | thousands, detected and multiplied | |
| FUBOTV INC | 35953D104 | COM | 27,556 | $33,000 | thousands, detected and multiplied | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,249 | $33,000 | thousands, detected and multiplied | |
| AMYRIS INC | 03236M200 | COM NEW | 23,496 | $32,000 | thousands, detected and multiplied | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,891 | $30,000 | thousands, detected and multiplied | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 69,000 | $30,000 | thousands, detected and multiplied | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 14,720 | $29,000 | thousands, detected and multiplied | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 27,238 | $29,000 | thousands, detected and multiplied | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 30,000 | $29,000 | thousands, detected and multiplied | |
| GEVO INC | 374396406 | COM PAR | 18,041 | $28,000 | thousands, detected and multiplied | |
| CRONOS GROUP INC | 22717L101 | COM | 14,620 | $28,000 | thousands, detected and multiplied | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 21,327 | $28,000 | thousands, detected and multiplied | |
| POLYMET MNG CORP | 731916409 | COM | 12,975 | $28,000 | thousands, detected and multiplied | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,067 | $28,000 | thousands, detected and multiplied | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 30,000 | $28,000 | thousands, detected and multiplied | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 19,660 | $26,000 | thousands, detected and multiplied | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 93,888 | $26,000 | thousands, detected and multiplied | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 31,518 | $26,000 | thousands, detected and multiplied | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 19,296 | $26,000 | thousands, detected and multiplied | |
| SOMALOGIC INC | 83444K105 | COM | 10,134 | $26,000 | thousands, detected and multiplied | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 42,626 | $25,000 | thousands, detected and multiplied | |
| OPTINOSE INC | 68404V100 | COM | 12,850 | $25,000 | thousands, detected and multiplied | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 13,716 | $24,000 | thousands, detected and multiplied | |
| OPPFI INC | 68386H103 | COMMON STOCK | 11,938 | $24,000 | thousands, detected and multiplied | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 12,664 | $24,000 | thousands, detected and multiplied | |
| ATAIBECKLEY INC | N0731H103 | Equity | 14,168 | $24,000 | thousands, detected and multiplied | |
| NIKOLA CORP | 654110105 | COM | 18,766 | $23,000 | thousands, detected and multiplied | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,800 | $23,000 | thousands, detected and multiplied | |
| COMPUGEN LTD | M25722105 | ORD | 31,825 | $23,000 | thousands, detected and multiplied | |
| TATTOOED CHEF INC | 87663X102 | COM | 16,331 | $23,000 | thousands, detected and multiplied | |
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 23,904 | $23,000 | thousands, detected and multiplied | |
| DENISON MINES CORP | 248356107 | COM | 20,032 | $22,000 | thousands, detected and multiplied | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 13,840 | $21,000 | thousands, detected and multiplied | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 19,910 | $21,000 | thousands, detected and multiplied | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 20,000 | $20,000 | thousands, detected and multiplied | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 30,059 | $20,000 | thousands, detected and multiplied | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 18,000 | $20,000 | thousands, detected and multiplied | |
| Accelerate Diagnostics | 00430H102 | COM | 29,065 | $20,000 | thousands, detected and multiplied | |
| COFFEE HLDG CO INC | 192176105 | COM | 10,000 | $19,000 | thousands, detected and multiplied | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 18,000 | $19,000 | thousands, detected and multiplied | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 18,000 | $18,000 | thousands, detected and multiplied | |
| AGENUS INC | 00847G705 | COM NEW | 11,684 | $18,000 | thousands, detected and multiplied | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 14,758 | $18,000 | thousands, detected and multiplied | |
| GENPREX INC | 372446104 | COM | 20,000 | $18,000 | thousands, detected and multiplied | |
| INVITAE CORP | 46185L103 | COM | 12,318 | $17,000 | thousands, detected and multiplied | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,461 | $17,000 | thousands, detected and multiplied | |
| GLOBALSTAR INC | 378973408 | COM | 13,771 | $16,000 | thousands, detected and multiplied | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 20,000 | $16,000 | thousands, detected and multiplied | |
| NUTEX HEALTH INC | 67079U108 | COM | 15,901 | $16,000 | thousands, detected and multiplied | |
| NEW GOLD INC CDA | 644535106 | COM | 13,134 | $15,000 | thousands, detected and multiplied | |
| PROTERRA INC | 74374T109 | COM | 10,180 | $15,000 | thousands, detected and multiplied | |
| TELLURIAN INC NEW | 87968A104 | COM | 12,187 | $15,000 | thousands, detected and multiplied | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 18,000 | $15,000 | thousands, detected and multiplied | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 15,000 | $15,000 | thousands, detected and multiplied | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 19,375 | $14,000 | thousands, detected and multiplied | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 10,031 | $14,000 | thousands, detected and multiplied | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 20,000 | $14,000 | thousands, detected and multiplied | |
| LUMIRADX LTD | G5709L109 | SHS | 30,000 | $14,000 | thousands, detected and multiplied | |
| KAMAN CORP | 483548AF0 | BOND | 15,000 | $14,000 | thousands, detected and multiplied | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 13,081 | $13,000 | thousands, detected and multiplied | |
| TRX GOLD CORPORATION | 87283P109 | COM | 24,680 | $12,000 | thousands, detected and multiplied | |
| TABOOLA.COM LTD | M8744T114 | *W EXP 99/99/999 | 29,899 | $12,000 | thousands, detected and multiplied | |
| NEXTPLAY TECHNOLOGIES INC | 65344G201 | COM NEW | 12,199 | $12,000 | thousands, detected and multiplied | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,284 | $11,000 | thousands, detected and multiplied | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 13,000 | $11,000 | thousands, detected and multiplied | |
| WEWORK INC | 96209A104 | COM | 14,547 | $11,000 | thousands, detected and multiplied | |
| AFFIMED N V | N01045108 | COM | 14,632 | $11,000 | thousands, detected and multiplied | |
| CANOO INC | 13803R102 | COM CL A | 13,880 | $9,000 | thousands, detected and multiplied | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 14,740 | $9,000 | thousands, detected and multiplied | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 13,092 | $9,000 | thousands, detected and multiplied | |
| GROVE COLLABORATIVE HOLD INC | 39957D102 | COM CL A | 21,000 | $9,000 | thousands, detected and multiplied | |
| LATCH ORD | 51818V106 | COMMON STOCK | 10,756 | $8,000 | thousands, detected and multiplied | |
| CYBIN INC | 23256X100 | COM | 21,272 | $8,000 | thousands, detected and multiplied | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,000 | $7,000 | thousands, detected and multiplied | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 10,510 | $7,000 | thousands, detected and multiplied | |
| SKILLZ INC | 83067L109 | COM | 12,264 | $7,000 | thousands, detected and multiplied | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 15,383 | $7,000 | thousands, detected and multiplied | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 31,068 | $7,000 | thousands, detected and multiplied | |
| META MATERIALS INC | 59134N104 | COM | 16,866 | $7,000 | thousands, detected and multiplied | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 14,536 | $6,000 | thousands, detected and multiplied | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 11,788 | $6,000 | thousands, detected and multiplied | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 16,671 | $5,000 | thousands, detected and multiplied | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 16,500 | $3,000 | thousands, detected and multiplied | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 15,500 | $3,000 | thousands, detected and multiplied | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 16,562 | $3,000 | thousands, detected and multiplied | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 12,841 | $2,000 | thousands, detected and multiplied | |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 29,415 | $1,000 | thousands, detected and multiplied | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 15,409 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CBRE GLOBAL REAL ESTATE INCOME FD SUBSCRIPTION RT | 12504G118 | COM | 18,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-23-002704 | this filing | 2023-05-15 | acceptance time not in the bulk data set |