13F-HR filed by Mariner, LLC
Mariner, LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 2,737 holding rows worth $31,111,114,000.
- Accession
- 0001580642-23-000883
- Filer
- CIK 1373442
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 3,808 entries on the cover page, a total value of $31,111,114,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $31,111,114,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-13550. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMariner Platform Solutions, LLC 028-21357
- included managerStrategic Wealth Advisors Group, LLC 028-16275
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 10,608 | $111,000 | thousands, detected and multiplied | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 10,061 | $111,000 | thousands, detected and multiplied | |
| ACCOLADE INC | 00437E102 | COM | 14,296 | $111,000 | thousands, detected and multiplied | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 36,036 | $110,000 | thousands, detected and multiplied | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 10,514 | $110,000 | thousands, detected and multiplied | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 10,676 | $110,000 | thousands, detected and multiplied | |
| JETBLUE AWYS CORP | 477143101 | COM | 16,858 | $109,000 | thousands, detected and multiplied | |
| HAYWARD HLDGS INC | 421298100 | COM | 11,648 | $109,000 | thousands, detected and multiplied | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 10,884 | $108,000 | thousands, detected and multiplied | |
| WHITESTONE REIT | 966084204 | COM | 11,176 | $108,000 | thousands, detected and multiplied | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 10,266 | $107,000 | thousands, detected and multiplied | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 17,907 | $107,000 | thousands, detected and multiplied | |
| UNDER ARMOUR INC | 904311206 | CL C | 11,977 | $107,000 | thousands, detected and multiplied | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 92,925 | $107,000 | thousands, detected and multiplied | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 12,250 | $105,000 | thousands, detected and multiplied | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 10,024 | $104,000 | thousands, detected and multiplied | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 17,991 | $104,000 | thousands, detected and multiplied | |
| CARPARTS COM INC | 14427M107 | COM | 16,562 | $104,000 | thousands, detected and multiplied | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 22,280 | $102,000 | thousands, detected and multiplied | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 10,979 | $101,000 | thousands, detected and multiplied | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 18,415 | $100,000 | thousands, detected and multiplied | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 17,928 | $98,000 | thousands, detected and multiplied | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 11,737 | $98,000 | thousands, detected and multiplied | |
| PULMATRIX INC | 74584P301 | COM | 25,000 | $97,000 | thousands, detected and multiplied | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 28,548 | $96,000 | thousands, detected and multiplied | |
| SABRE CORP COM | 78573M104 | Stock | 15,565 | $96,000 | thousands, detected and multiplied | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 28,140 | $96,000 | thousands, detected and multiplied | |
| GARRETT MOTION INC | 366505105 | COM | 12,441 | $95,000 | thousands, detected and multiplied | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 18,526 | $94,000 | thousands, detected and multiplied | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 11,839 | $94,000 | thousands, detected and multiplied | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 12,886 | $93,000 | thousands, detected and multiplied | |
| ARKO CORP | 041242108 | COMMON STOCK | 10,787 | $93,000 | thousands, detected and multiplied | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 20,573 | $93,000 | thousands, detected and multiplied | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 11,499 | $92,000 | thousands, detected and multiplied | |
| SILVERCREST METALS INC | 828363101 | COM | 15,312 | $92,000 | thousands, detected and multiplied | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 10,436 | $91,000 | thousands, detected and multiplied | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 11,845 | $90,000 | thousands, detected and multiplied | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 18,094 | $90,000 | thousands, detected and multiplied | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 32,614 | $90,000 | thousands, detected and multiplied | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 76,759 | $89,000 | thousands, detected and multiplied | |
| FREYR BATTERY | L4135L100 | SHS | 10,146 | $88,000 | thousands, detected and multiplied | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 26,762 | $87,000 | thousands, detected and multiplied | |
| GROWGENERATION CORP | 39986L109 | COM | 22,269 | $87,000 | thousands, detected and multiplied | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 12,579 | $86,000 | thousands, detected and multiplied | |
| ENVIRI CORP | 415864107 | COM | 13,457 | $85,000 | thousands, detected and multiplied | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 15,210 | $85,000 | thousands, detected and multiplied | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 20,646 | $84,000 | thousands, detected and multiplied | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 13,420 | $83,000 | thousands, detected and multiplied | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 12,348 | $83,000 | thousands, detected and multiplied | |
| UNITI GROUP INC | 91325V108 | COM | 15,009 | $83,000 | thousands, detected and multiplied | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 15,451 | $82,000 | thousands, detected and multiplied | |
| EVGO INC | 30052F100 | CL A COM | 18,362 | $82,000 | thousands, detected and multiplied | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 30,145 | $82,000 | thousands, detected and multiplied | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 16,755 | $82,000 | thousands, detected and multiplied | |
| NIKOLA CORP | 654110105 | COM | 37,301 | $81,000 | thousands, detected and multiplied | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 18,801 | $81,000 | thousands, detected and multiplied | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 24,776 | $81,000 | thousands, detected and multiplied | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,647 | $79,000 | thousands, detected and multiplied | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 38,506 | $78,000 | thousands, detected and multiplied | |
| CANOPY GROWTH CORP | 138035100 | COM | 33,550 | $78,000 | thousands, detected and multiplied | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 101,398 | $78,000 | thousands, detected and multiplied | |
| DIREXION SHS ETF TR | 25460G286 | DAILY TSLA 2X SH | 12,250 | $77,000 | thousands, detected and multiplied | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 15,971 | $76,000 | thousands, detected and multiplied | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 10,231 | $75,000 | thousands, detected and multiplied | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,924 | $74,000 | thousands, detected and multiplied | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 10,076 | $74,000 | thousands, detected and multiplied | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 12,150 | $73,000 | thousands, detected and multiplied | |
| OLAPLEX HLDGS INC | 679369108 | COM | 13,957 | $73,000 | thousands, detected and multiplied | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 25,296 | $73,000 | thousands, detected and multiplied | |
| BIORESTORATIVE THERAPIES INC | 090655606 | COM NEW | 26,668 | $73,000 | thousands, detected and multiplied | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 70,571 | $73,000 | thousands, detected and multiplied | |
| SAVARA INC | 805111101 | COM | 46,700 | $72,000 | thousands, detected and multiplied | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 12,609 | $72,000 | thousands, detected and multiplied | |
| BRF SA | 10552T107 | SPONSORED ADR | 44,165 | $70,000 | thousands, detected and multiplied | |
| RIOT PLATFORMS INC | 767292105 | COM | 20,697 | $70,000 | thousands, detected and multiplied | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 41,412 | $70,000 | thousands, detected and multiplied | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 11,461 | $70,000 | thousands, detected and multiplied | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 10,970 | $70,000 | thousands, detected and multiplied | |
| YAMANA GOLD INC | 98462Y100 | COM | 12,618 | $70,000 | thousands, detected and multiplied | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 14,682 | $69,000 | thousands, detected and multiplied | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 18,748 | $68,000 | thousands, detected and multiplied | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 18,334 | $68,000 | thousands, detected and multiplied | |
| CHICOS FAS INC | 168615102 | COM | 13,488 | $66,000 | thousands, detected and multiplied | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 10,059 | $65,000 | thousands, detected and multiplied | |
| FUELCELL ENERGY INC | 35952H601 | COM | 23,235 | $65,000 | thousands, detected and multiplied | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,773 | $64,000 | thousands, detected and multiplied | |
| 374WATER INC | 88583P104 | COM | 21,963 | $63,000 | thousands, detected and multiplied | |
| OPKO HEALTH INC | 68375N103 | COM | 49,535 | $62,000 | thousands, detected and multiplied | |
| AMTD IDEA GROUP | 00180G205 | ADR | 34,392 | $62,000 | thousands, detected and multiplied | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 17,893 | $61,000 | thousands, detected and multiplied | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 27,322 | $61,000 | thousands, detected and multiplied | |
| VIMEO INC | 92719V100 | COMMON STOCK | 17,458 | $60,000 | thousands, detected and multiplied | |
| KAMADA LTD | M6240T109 | SHS | 15,075 | $60,000 | thousands, detected and multiplied | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 28,500 | $60,000 | thousands, detected and multiplied | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 11,180 | $59,000 | thousands, detected and multiplied | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 11,675 | $59,000 | thousands, detected and multiplied | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 19,604 | $59,000 | thousands, detected and multiplied | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 14,502 | $59,000 | thousands, detected and multiplied | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 33,120 | $59,000 | thousands, detected and multiplied | |
| PITNEY BOWES INC COM | 724479100 | Stock | 15,286 | $58,000 | thousands, detected and multiplied | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 121,750 | $58,000 | thousands, detected and multiplied | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 104,861 | $55,000 | thousands, detected and multiplied | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 14,014 | $54,000 | thousands, detected and multiplied | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,169 | $53,000 | thousands, detected and multiplied | |
| SURO CAP CORP | 86887Q109 | COM NEW | 14,059 | $53,000 | thousands, detected and multiplied | |
| TWIN VEE POWERCATS CO | 90177C101 | COM | 29,118 | $53,000 | thousands, detected and multiplied | |
| FUBOTV INC | 35953D104 | COM | 30,121 | $52,000 | thousands, detected and multiplied | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 12,459 | $52,000 | thousands, detected and multiplied | |
| CANO HEALTH INC | 13781Y103 | COM | 36,972 | $51,000 | thousands, detected and multiplied | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 12,271 | $50,000 | thousands, detected and multiplied | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 17,921 | $50,000 | thousands, detected and multiplied | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 95,228 | $50,000 | thousands, detected and multiplied | |
| EQRX INC | 26886C107 | COM | 19,736 | $49,000 | thousands, detected and multiplied | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 11,728 | $48,000 | thousands, detected and multiplied | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 15,330 | $48,000 | thousands, detected and multiplied | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 13,071 | $47,000 | thousands, detected and multiplied | |
| SHARECARE INC | 81948W104 | COM | 29,570 | $47,000 | thousands, detected and multiplied | |
| CONDUENT INC | 206787103 | COM | 11,369 | $46,000 | thousands, detected and multiplied | |
| MATTERPORT INC | 577096100 | COM CL A | 16,593 | $46,000 | thousands, detected and multiplied | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 12,649 | $44,000 | thousands, detected and multiplied | |
| TATTOOED CHEF INC | 87663X102 | COM | 35,521 | $44,000 | thousands, detected and multiplied | |
| PROFIRE ENERGY INC | 74316X101 | COM | 41,250 | $44,000 | thousands, detected and multiplied | |
| BIOVENTUS INC | 09075A108 | COM CL A | 16,142 | $42,000 | thousands, detected and multiplied | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 10,178 | $42,000 | thousands, detected and multiplied | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 11,742 | $42,000 | thousands, detected and multiplied | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 17,693 | $42,000 | thousands, detected and multiplied | |
| AUGMEDIX INC | 05105P107 | COM | 26,944 | $42,000 | thousands, detected and multiplied | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 24,883 | $41,000 | thousands, detected and multiplied | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 69,000 | $41,000 | thousands, detected and multiplied | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 32,927 | $41,000 | thousands, detected and multiplied | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 30,314 | $40,000 | thousands, detected and multiplied | |
| BERKELEY LTS INC | 084310101 | COM | 14,903 | $40,000 | thousands, detected and multiplied | |
| DENISON MINES CORP | 248356107 | COM | 33,788 | $39,000 | thousands, detected and multiplied | |
| CRONOS GROUP INC | 22717L101 | COM | 15,495 | $39,000 | thousands, detected and multiplied | |
| GERON CORP | 374163103 | COM | 15,591 | $38,000 | thousands, detected and multiplied | |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,368 | $37,000 | thousands, detected and multiplied | |
| INVITAE CORP | 46185L103 | COM | 19,884 | $37,000 | thousands, detected and multiplied | |
| AGENUS INC | 00847G705 | COM NEW | 15,371 | $37,000 | thousands, detected and multiplied | |
| POLYMET MNG CORP | 731916409 | COM | 13,839 | $37,000 | thousands, detected and multiplied | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 15,876 | $36,000 | thousands, detected and multiplied | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 20,497 | $36,000 | thousands, detected and multiplied | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 53,296 | $36,000 | thousands, detected and multiplied | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 10,099 | $35,000 | thousands, detected and multiplied | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 14,729 | $35,000 | thousands, detected and multiplied | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 10,185 | $35,000 | thousands, detected and multiplied | |
| SOMALOGIC INC | 83444K105 | COM | 13,969 | $35,000 | thousands, detected and multiplied | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 25,324 | $34,000 | thousands, detected and multiplied | |
| FEMASYS INC | 31447E105 | cs | 37,476 | $34,000 | thousands, detected and multiplied | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 21,957 | $34,000 | thousands, detected and multiplied | |
| GEVO INC | 374396406 | COM PAR | 17,325 | $33,000 | thousands, detected and multiplied | |
| TASEKO MINES LTD COM | 876511106 | Stock | 22,743 | $33,000 | thousands, detected and multiplied | |
| COMPASS INC | 20464U100 | CL A | 14,222 | $33,000 | thousands, detected and multiplied | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 10,502 | $33,000 | thousands, detected and multiplied | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 17,977 | $32,000 | thousands, detected and multiplied | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,250 | $32,000 | thousands, detected and multiplied | |
| AC IMMUNE SA | H00263105 | SHS | 15,118 | $31,000 | thousands, detected and multiplied | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 19,904 | $31,000 | thousands, detected and multiplied | |
| OPPFI INC | 68386H103 | COMMON STOCK | 14,477 | $30,000 | thousands, detected and multiplied | |
| ATAIBECKLEY INC | N0731H103 | Equity | 11,423 | $30,000 | thousands, detected and multiplied | |
| WEWORK INC | 96209A104 | COM | 21,286 | $30,000 | thousands, detected and multiplied | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 15,206 | $29,000 | thousands, detected and multiplied | |
| ALTERYX INC | 02156BAF0 | BOND | 35,000 | $29,000 | thousands, detected and multiplied | |
| PRECIGEN INC | 74017N105 | COM | 18,556 | $28,000 | thousands, detected and multiplied | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 14,500 | $27,000 | thousands, detected and multiplied | |
| FTC SOLAR INC | 30320C103 | COM | 10,054 | $27,000 | thousands, detected and multiplied | |
| LUMIRADX LTD | G5709L109 | SHS | 30,000 | $27,000 | thousands, detected and multiplied | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 10,100 | $26,000 | thousands, detected and multiplied | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 10,706 | $26,000 | thousands, detected and multiplied | |
| COMPUGEN LTD | M25722105 | ORD | 36,831 | $26,000 | thousands, detected and multiplied | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 19,160 | $26,000 | thousands, detected and multiplied | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 20,402 | $26,000 | thousands, detected and multiplied | |
| CHEFS WHSE INC | 163086AB7 | BOND | 25,000 | $26,000 | thousands, detected and multiplied | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 14,174 | $25,000 | thousands, detected and multiplied | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 29,550 | $24,000 | thousands, detected and multiplied | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 20,742 | $24,000 | thousands, detected and multiplied | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 93,888 | $23,000 | thousands, detected and multiplied | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 10,949 | $23,000 | thousands, detected and multiplied | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 24,915 | $23,000 | thousands, detected and multiplied | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 29,703 | $23,000 | thousands, detected and multiplied | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 40,000 | $22,000 | thousands, detected and multiplied | |
| EDGIO INC | 53261M104 | COM | 19,442 | $22,000 | thousands, detected and multiplied | |
| AFFIMED N V | N01045108 | COM | 17,130 | $21,000 | thousands, detected and multiplied | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 22,006 | $20,000 | thousands, detected and multiplied | |
| COFFEE HLDG CO INC | 192176105 | COM | 10,000 | $20,000 | thousands, detected and multiplied | |
| GLOBALSTAR INC | 378973408 | COM | 15,274 | $20,000 | thousands, detected and multiplied | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 25,000 | $20,000 | thousands, detected and multiplied | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 20,000 | $20,000 | thousands, detected and multiplied | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 18,000 | $20,000 | thousands, detected and multiplied | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 23,000 | $19,000 | thousands, detected and multiplied | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 20,000 | $19,000 | thousands, detected and multiplied | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 11,463 | $18,000 | thousands, detected and multiplied | |
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 54,472 | $18,000 | thousands, detected and multiplied | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 18,807 | $17,000 | thousands, detected and multiplied | |
| TELLURIAN INC NEW | 87968A104 | COM | 10,416 | $17,000 | thousands, detected and multiplied | |
| KRONOS BIO INC | 50107A104 | COM | 10,487 | $17,000 | thousands, detected and multiplied | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 18,000 | $17,000 | thousands, detected and multiplied | |
| CANOO INC | 13803R102 | COM CL A | 12,683 | $16,000 | thousands, detected and multiplied | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 13,884 | $16,000 | thousands, detected and multiplied | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 18,000 | $16,000 | thousands, detected and multiplied | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R204 | cs | 13,533 | $16,000 | thousands, detected and multiplied | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 10,098 | $15,000 | thousands, detected and multiplied | |
| TABOOLA.COM LTD | M8744T114 | *W EXP 99/99/999 | 29,899 | $15,000 | thousands, detected and multiplied | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,147 | $15,000 | thousands, detected and multiplied | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 15,000 | $15,000 | thousands, detected and multiplied | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 15,000 | $15,000 | thousands, detected and multiplied | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 15,000 | $14,000 | thousands, detected and multiplied | |
| KAMAN CORP | 483548AF0 | BOND | 15,000 | $14,000 | thousands, detected and multiplied | |
| IRENLTDF | Q4982L109 | STOK | 10,004 | $13,000 | thousands, detected and multiplied | |
| Movano, Inc. | 62459M107 | common | 10,000 | $13,000 | thousands, detected and multiplied | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,800 | $12,000 | thousands, detected and multiplied | |
| FLOTEK INDS INC DEL | 343389102 | COM | 11,030 | $12,000 | thousands, detected and multiplied | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 13,000 | $11,000 | thousands, detected and multiplied | |
| VOLTA INC | 92873V102 | COM CL A | 30,762 | $11,000 | thousands, detected and multiplied | |
| SIENTRA INC | 82621J105 | COM | 52,523 | $11,000 | thousands, detected and multiplied | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 10,634 | $10,000 | thousands, detected and multiplied | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 10,000 | $10,000 | thousands, detected and multiplied | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 35,000 | $10,000 | thousands, detected and multiplied | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,795 | $9,000 | thousands, detected and multiplied | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 16,562 | $9,000 | thousands, detected and multiplied | |
| TRX GOLD CORPORATION | 87283P109 | COM | 24,680 | $8,000 | thousands, detected and multiplied | |
| LATCH ORD | 51818V106 | COMMON STOCK | 10,756 | $8,000 | thousands, detected and multiplied | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 17,814 | $8,000 | thousands, detected and multiplied | |
| GROVE COLLABORATIVE HOLD INC | 39957D102 | COM CL A | 21,000 | $8,000 | thousands, detected and multiplied | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 15,870 | $7,000 | thousands, detected and multiplied | |
| CYBIN INC | 23256X100 | COM | 22,193 | $7,000 | thousands, detected and multiplied | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 11,387 | $6,000 | thousands, detected and multiplied | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 11,967 | $6,000 | thousands, detected and multiplied | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 17,079 | $6,000 | thousands, detected and multiplied | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 10,000 | $6,000 | thousands, detected and multiplied | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 13,204 | $5,000 | thousands, detected and multiplied | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 12,312 | $4,000 | thousands, detected and multiplied | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 16,500 | $3,000 | thousands, detected and multiplied | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 15,500 | $3,000 | thousands, detected and multiplied | |
| VYNE THERAP. | 92941V209 | COM | 12,500 | $2,000 | thousands, detected and multiplied | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 12,841 | $1,000 | thousands, detected and multiplied | |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 29,765 | $1,000 | thousands, detected and multiplied | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 15,917 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-23-000883 | this filing | 2023-02-14 | acceptance time not in the bulk data set |