13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 1,448 holding rows worth $3,311,218,000.
- Accession
- 0001580642-22-005782
- Filer
- CIK 1464811
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 1,950 entries on the cover page, a total value of $3,311,218,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,311,218,000 with VALUE read as thousands by filing date, 13F file number 028-13634. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerBrandes
- included managerMiller/Howard
- included managerNavellier & Associates Inc.
- included managerZacks Investment Mgt
- included managerCambiar
- included managerAnchor Capital
- included managerAtlanta Capital
- included managerGranite Invstmt Ptnr
- included managerSparrow
- included managerLazard
- included managerAthenaInvest Advisor
- included managerACR
- included managerDana Investment
- included managerChartwell
- included managerClark Capital Mgmt
- included managerCohen & Steers
- included managerS&P
- included managerHahn Capital Management
- included managerLegg Mason
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 570 | $299,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 8,224 | $298,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 14,811 | $298,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 7,383 | $297,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 33,661 | $297,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 35,070 | $297,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 11,258 | $296,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 9,009 | $295,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 40,554 | $295,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 13,198 | $294,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 122,624 | $294,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,609 | $293,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,450 | $293,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 7,557 | $293,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 14,034 | $293,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 18,893 | $293,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 3,279 | $292,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,423 | $292,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 125,289 | $292,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 10,236 | $292,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 2,842 | $292,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 5,114 | $291,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,850 | $290,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 6,574 | $290,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,837 | $289,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 4,406 | $288,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 3,678 | $288,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,647 | $287,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 13,147 | $287,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,513 | $287,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 51,526 | $287,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,947 | $286,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 2,301 | $285,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 9,513 | $284,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 3,562 | $283,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,842 | $282,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 876 | $282,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 3,465 | $282,000 | thousands by filing date | |
| FREYR BATTERY | L4135L100 | SHS | 19,735 | $282,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 5,611 | $281,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,888 | $281,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 5,873 | $281,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767587 | QUADRATIC DEFLA | 12,918 | $281,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,490 | $280,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 20,625 | $280,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 14,001 | $279,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 9,586 | $279,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,587 | $278,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 20,634 | $278,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,330 | $277,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,552 | $276,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 888 | $276,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,010 | $276,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 10,052 | $275,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 29,879 | $275,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 17,378 | $275,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,851 | $274,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 13,628 | $274,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 16,418 | $273,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 35,311 | $273,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 4,666 | $272,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,374 | $272,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 11,155 | $272,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 4,186 | $271,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 9,435 | $271,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5,955 | $270,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 14,375 | $270,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,052 | $269,000 | thousands by filing date | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 9,863 | $269,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,555 | $269,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 8,171 | $269,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 4,735 | $268,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 3,811 | $268,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 2,521 | $268,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,693 | $267,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 8,981 | $267,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,406 | $266,000 | thousands by filing date | |
| CADENCE BANK | 12740C103 | COM | 10,454 | $266,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 8,618 | $265,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 33,475 | $265,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 12,897 | $265,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 2,390 | $265,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 1,991 | $264,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 6,500 | $263,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 10,994 | $263,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 6,454 | $262,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,882 | $262,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,213 | $262,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 5,665 | $262,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,332 | $262,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 12,427 | $261,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,032 | $261,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 14,038 | $261,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 93,700 | $261,000 | thousands by filing date | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 7,659 | $260,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 9,085 | $258,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 10,886 | $258,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 46,622 | $257,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 16,688 | $257,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 10,877 | $256,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 682,469 | $255,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,749 | $254,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 9,110 | $254,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 9,324 | $254,000 | thousands by filing date | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 3,038 | $253,000 | thousands by filing date | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 12,080 | $253,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 19,450 | $253,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 29,165 | $252,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 8,650 | $252,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 3,870 | $252,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 929 | $251,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,675 | $251,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 1,701 | $251,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 7,864 | $250,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 7,073 | $250,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 21,846 | $249,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,672 | $249,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 32,757 | $248,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 7,959 | $248,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 20,359 | $246,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,836 | $246,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 1,236 | $246,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 8,151 | $244,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,556 | $244,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 15,645 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,838 | $243,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 21,543 | $243,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 14,891 | $243,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 7,920 | $242,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 221 | $241,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 59,825 | $241,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,979 | $240,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 21,812 | $240,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 74,927 | $240,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 42,255 | $239,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 6,310 | $239,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 7,056 | $238,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 17,583 | $238,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,173 | $238,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 2,225 | $238,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 20,892 | $238,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,035 | $238,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,278 | $237,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 7,956 | $237,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 11,507 | $237,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 12,414 | $237,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 21,762 | $236,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 28,487 | $236,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 11,045 | $235,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,724 | $235,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 28,971 | $235,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,198 | $234,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 4,865 | $234,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 3,181 | $234,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 687 | $234,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,838 | $233,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,927 | $233,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 33,611 | $233,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 5,244 | $231,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,197 | $231,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,311 | $231,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 18,358 | $230,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 32,462 | $229,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 5,085 | $229,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 12,198 | $229,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 924 | $228,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 12,897 | $228,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y509 | CMN | 10,121 | $228,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 6,460 | $227,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 3,582 | $226,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,224 | $226,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,531 | $225,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,897 | $225,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 11,902 | $224,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 28,205 | $224,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 962 | $224,000 | thousands by filing date | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 20,713 | $224,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 3,046 | $222,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 49,478 | $222,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,322 | $221,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 10,543 | $221,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,715 | $220,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 75,300 | $220,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 3,557 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 4,213 | $219,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 13,934 | $218,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,244 | $217,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 881 | $217,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,640 | $215,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 24,304 | $215,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 4,919 | $214,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 5,651 | $214,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 6,171 | $212,000 | thousands by filing date | |
| GPGI INC COM CL A | 20459V105 | Stock | 42,200 | $212,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,508 | $212,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,757 | $211,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F557 | FT VEST NAS | 12,000 | $211,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 577 | $210,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 34,467 | $210,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 3,959 | $210,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 4,471 | $209,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 886 | $209,000 | thousands by filing date | |
| HALEON PLC SPON ADS | 405552100 | ADR | 34,020 | $209,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 13,969 | $209,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 69,000 | $209,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 6,559 | $208,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 55,785 | $208,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 7,348 | $208,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,577 | $207,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 5,466 | $207,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 12,930 | $206,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 6,294 | $206,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,189 | $206,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 7,710 | $206,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 18,205 | $206,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,656 | $205,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 21,409 | $205,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 4,895 | $205,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,275 | $204,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,308 | $204,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 956 | $203,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 18,677 | $203,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 9,236 | $203,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 33,121 | $203,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 23,973 | $202,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 4,306 | $202,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 7,052 | $202,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A206 | S&P 500 RISK | 9,581 | $202,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 5,423 | $201,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 5,017 | $201,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 13,402 | $198,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 24,182 | $197,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 17,174 | $197,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 20,890 | $196,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 23,100 | $195,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 33,589 | $193,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 11,488 | $190,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 11,522 | $190,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 21,265 | $190,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 22,236 | $189,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 43,084 | $185,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 20,249 | $185,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 13,609 | $184,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 11,814 | $183,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 20,639 | $183,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 14,171 | $183,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 66,389 | $182,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 13,055 | $182,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 21,750 | $180,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 10,179 | $180,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 48,236 | $179,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 20,048 | $179,000 | thousands by filing date | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 15,512 | $177,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 17,430 | $175,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 30,924 | $175,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 102,040 | $171,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 14,734 | $171,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 11,290 | $170,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 14,716 | $170,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 16,769 | $170,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,541 | $168,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 11,810 | $166,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 87,800 | $165,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H106 | CMN | 16,200 | $163,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 156,500 | $163,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 16,165 | $162,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 12,127 | $161,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 18,805 | $161,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 13,935 | $160,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 17,772 | $160,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 15,010 | $160,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 16,117 | $159,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 10,681 | $157,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 70,700 | $156,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 14,006 | $155,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 14,344 | $155,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 23,026 | $153,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 22,501 | $150,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 13,734 | $148,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 22,071 | $146,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 13,096 | $146,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 14,891 | $146,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 13,033 | $146,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 164,800 | $142,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 13,382 | $140,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 21,325 | $139,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 58,316 | $138,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 13,040 | $136,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 20,902 | $135,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 16,180 | $135,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 12,586 | $134,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 19,569 | $134,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 17,112 | $132,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 10,760 | $132,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 12,233 | $132,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 13,025 | $132,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 14,648 | $132,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,237 | $130,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 16,113 | $130,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 22,315 | $122,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 32,855 | $121,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 20,520 | $121,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 17,632 | $119,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 46,200 | $119,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,550 | $115,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 11,649 | $115,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,000 | $114,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 27,800 | $113,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 16,785 | $112,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,653 | $112,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 414,549 | $112,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 23,525 | $111,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 43,149 | $111,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 30,895 | $109,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 26,080 | $108,000 | thousands by filing date | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 10,416 | $107,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 11,385 | $105,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 14,657 | $105,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 10,700 | $105,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 19,000 | $105,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 94,255 | $103,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 21,693 | $102,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 12,122 | $101,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 10,965 | $99,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 85,136 | $97,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 15,476 | $95,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 201,597 | $95,000 | thousands by filing date | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 116,513 | $95,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 10,225 | $94,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 22,620 | $94,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 15,519 | $94,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 15,657 | $92,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 19,375 | $91,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 18,191 | $90,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 11,992 | $90,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 11,308 | $90,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 13,976 | $90,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 10,500 | $89,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 21,600 | $88,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,387 | $87,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 22,558 | $87,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 13,168 | $84,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 14,080 | $83,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 133,435 | $83,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 12,797 | $82,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | G3934V117 | *W EXP 04/30/202 | 112,300 | $82,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 12,946 | $81,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 29,149 | $81,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 10,563 | $80,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 16,200 | $80,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 25,658 | $80,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 13,215 | $79,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 39,434 | $78,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 10,050 | $76,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 12,178 | $76,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 15,000 | $76,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 10,594 | $74,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 17,066 | $74,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 127,600 | $74,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 12,975 | $72,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 30,870 | $72,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 10,139 | $71,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 21,275 | $69,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 13,281 | $68,000 | thousands by filing date | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 36,100 | $67,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 11,890 | $66,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,015 | $64,000 | thousands by filing date | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 12,600 | $64,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 15,035 | $63,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 14,186 | $63,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 176,500 | $61,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 11,164 | $60,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 51,619 | $60,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 47,700 | $60,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 16,441 | $59,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 53,510 | $56,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 15,500 | $52,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,000 | $51,000 | thousands by filing date | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 15,000 | $50,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 20,832 | $50,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 13,424 | $50,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 15,380 | $49,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 10,282 | $48,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 84,723 | $47,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 112,000 | $46,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,591 | $46,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 17,816 | $45,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 19,789 | $45,000 | thousands by filing date | |
| JOURNEY MED CORP | 48115J109 | COM | 17,250 | $43,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 12,449 | $42,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 11,765 | $41,000 | thousands by filing date | |
| CRYPTO 1 ACQUISITION CORP | G3168A110 | WTS | 412,400 | $41,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 13,513 | $40,000 | thousands by filing date | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 220,337 | $38,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITION I | 81221H113 | *W EXP 11/17/202 | 247,076 | $38,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 12,000 | $37,000 | thousands by filing date | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 52,000 | $36,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 34,473 | $34,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 71,950 | $34,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,873 | $33,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 31,500 | $32,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,359 | $31,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 11,850 | $30,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 10,316 | $30,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 11,250 | $30,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 76,000 | $30,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 148,180 | $29,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 35,850 | $28,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 11,585 | $27,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 12,300 | $26,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 419,034 | $26,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 83,400 | $25,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 20,000 | $24,000 | thousands by filing date | |
| MOBILICOM LTD | 60742B110 | *W EXP 08/31/202 | 61,156 | $24,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 24,700 | $24,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 14,430 | $23,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 20,000 | $21,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,603 | $20,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 12,195 | $20,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 132,800 | $20,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 11,557 | $20,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 47,000 | $20,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 11,000 | $19,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 15,000 | $18,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 69,441 | $18,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 12,000 | $16,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 12,622 | $15,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 22,900 | $14,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 17,890 | $14,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 11,600 | $13,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 11,300 | $12,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 22,500 | $12,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 20,000 | $12,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 14,172 | $12,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 30,700 | $11,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 20,200 | $11,000 | thousands by filing date | |
| LOTTERY COM INC | 54570M108 | COM | 40,600 | $10,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 13,666 | $9,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 10,925 | $9,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 38,500 | $7,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 22,500 | $6,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 34,143 | $5,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 21,500 | $5,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 18,213 | $4,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 12,727 | $4,000 | thousands by filing date | |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 33,500 | $3,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 12,000 | $2,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 55,505 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-22-005782 | this filing | 2022-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-22-005858 | base | 2022-11-22 | acceptance time not in the bulk data set |