13F-HR filed by Mariner, LLC
Mariner, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-10, with 2,443 holding rows worth $25,018,929,000.
- Accession
- 0001580642-22-005747
- Filer
- CIK 1373442
- Filed
- 2022-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 3,049 entries on the cover page, a total value of $25,018,929,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $25,018,929,000 with VALUE read as thousands by filing date, 13F file number 028-13550. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMariner Platform Solutions, LLC028-21357
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 15,783 | $218,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 4,965 | $218,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 26,575 | $218,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 27,057 | $218,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 7,439 | $217,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,445 | $217,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,784 | $217,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 11,743 | $217,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 2,655 | $217,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 5,507 | $215,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 5,554 | $214,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 7,815 | $214,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 7,650 | $213,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 12,195 | $213,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 11,136 | $213,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 6,247 | $213,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 7,276 | $212,000 | thousands by filing date | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 11,703 | $212,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 13,096 | $212,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,342 | $211,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 10,618 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 8,187 | $211,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 53,365 | $211,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 2,933 | $211,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 4,573 | $211,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 32,907 | $210,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 7,399 | $210,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 5,378 | $210,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 411 | $209,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 5,235 | $209,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 2,975 | $208,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 7,534 | $208,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 10,617 | $207,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 8,083 | $207,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 12,260 | $207,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 7,237 | $207,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 3,190 | $207,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 44,986 | $207,000 | thousands by filing date | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 6,055 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 11,104 | $206,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 59,086 | $206,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 6,217 | $205,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 8,099 | $205,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 10,790 | $205,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 12,393 | $204,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 252,281 | $204,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 16,574 | $204,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 3,727 | $204,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 4,043 | $203,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 5,124 | $203,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 9,262 | $202,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 10,363 | $202,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 18,593 | $202,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 13,924 | $202,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 8,418 | $201,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 11,861 | $201,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 5,033 | $201,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 5,209 | $201,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,130 | $200,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 8,238 | $200,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 4,738 | $200,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 18,027 | $200,000 | thousands by filing date | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 11,318 | $199,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 11,793 | $197,000 | thousands by filing date | |
| CAPITAL GROUP INTL FOCUS EQT | 14019W109 | SHS CREAT UNIT | 10,435 | $195,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 11,856 | $195,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 73,606 | $194,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 28,753 | $194,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 11,608 | $193,000 | thousands by filing date | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 27,968 | $190,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 13,405 | $190,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 23,513 | $190,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 27,854 | $190,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 11,707 | $189,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 10,676 | $188,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 12,016 | $187,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 12,138 | $187,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 23,506 | $187,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 10,947 | $187,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 45,917 | $186,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 19,768 | $186,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 20,000 | $184,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 12,356 | $184,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 18,497 | $180,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 21,537 | $179,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 16,328 | $177,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 21,640 | $176,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 20,633 | $175,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 16,293 | $174,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 12,821 | $170,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 20,346 | $168,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 15,563 | $168,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,893 | $167,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 47,165 | $167,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 50,345 | $167,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 33,291 | $166,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 15,067 | $166,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 20,290 | $164,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 21,661 | $163,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 59,389 | $158,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 10,413 | $158,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 22,532 | $157,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 19,266 | $156,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 14,229 | $156,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 14,015 | $156,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 10,322 | $155,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 13,709 | $153,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 37,661 | $153,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 10,914 | $152,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 24,195 | $150,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 10,855 | $150,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 10,704 | $150,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 47,917 | $149,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 11,099 | $147,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 32,784 | $147,000 | thousands by filing date | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 13,674 | $147,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 11,656 | $146,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 13,550 | $146,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 15,245 | $145,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 11,586 | $145,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 13,543 | $145,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 16,356 | $145,000 | thousands by filing date | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 15,025 | $145,000 | thousands by filing date | |
| ECB BANCORP INC | 26828M106 | COMMON STOCK | 10,000 | $144,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 41,843 | $143,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 35,847 | $141,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 11,035 | $141,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 25,746 | $141,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 10,057 | $140,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 12,073 | $139,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 11,035 | $139,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 22,232 | $139,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,739 | $139,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 31,107 | $139,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 12,159 | $139,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 17,088 | $136,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 26,131 | $136,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 20,407 | $135,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 12,529 | $135,000 | thousands by filing date | |
| DAKOTA GOLD CORP | 46655E100 | COM | 43,861 | $134,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 12,169 | $133,000 | thousands by filing date | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 11,567 | $133,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 21,945 | $133,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 11,397 | $132,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 18,948 | $132,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 11,242 | $132,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 12,877 | $131,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 20,214 | $130,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 13,806 | $130,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 84,136 | $130,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 15,137 | $128,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 14,076 | $128,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 18,099 | $127,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 13,110 | $127,000 | thousands by filing date | |
| TORTOISEECOFIN ACQUISITION C | G8956E208 | UNIT 99/99/9999 | 13,000 | $127,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 29,425 | $126,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 13,847 | $126,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 32,500 | $124,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 12,524 | $124,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 13,639 | $123,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 10,200 | $123,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 11,082 | $122,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 12,250 | $122,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 17,339 | $122,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 44,524 | $122,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 26,441 | $120,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 13,420 | $117,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 10,519 | $116,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 20,915 | $115,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 11,311 | $114,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 45,962 | $114,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 12,071 | $114,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 36,157 | $114,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 13,966 | $113,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 56,384 | $113,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 20,060 | $113,000 | thousands by filing date | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 10,775 | $113,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 14,970 | $112,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 13,018 | $111,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 47,338 | $111,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 12,511 | $111,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 13,107 | $110,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 38,854 | $110,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 28,940 | $110,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 21,984 | $109,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 14,790 | $109,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 13,350 | $107,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 20,525 | $107,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 14,022 | $106,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 14,910 | $106,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 12,321 | $106,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 39,283 | $105,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 12,250 | $105,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 11,350 | $105,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 16,561 | $104,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 11,229 | $103,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 21,954 | $103,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 17,696 | $102,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,397 | $101,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 18,395 | $101,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 15,929 | $101,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 14,026 | $101,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 10,922 | $101,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 12,373 | $100,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 17,667 | $100,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 16,903 | $100,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 95,486 | $100,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 12,464 | $99,000 | thousands by filing date | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 11,209 | $98,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 10,812 | $98,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 12,000 | $98,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 15,806 | $97,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 21,450 | $97,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 11,474 | $96,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 121,750 | $96,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 12,853 | $95,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 20,000 | $94,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 13,529 | $94,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 22,241 | $94,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 12,433 | $93,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 13,894 | $91,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 16,705 | $91,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 12,068 | $90,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 11,466 | $90,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 26,150 | $90,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 10,608 | $90,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 14,936 | $89,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 16,119 | $89,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 10,433 | $88,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 13,048 | $87,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 12,906 | $87,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 22,372 | $87,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 104,861 | $87,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 63,313 | $87,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 14,487 | $86,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 12,928 | $86,000 | thousands by filing date | |
| BIORESTORATIVE THERAPIES INC | 090655606 | COM NEW | 26,668 | $86,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 64,954 | $86,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 32,927 | $86,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 13,508 | $85,000 | thousands by filing date | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 14,642 | $85,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 33,829 | $85,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 41,965 | $84,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 15,572 | $84,000 | thousands by filing date | |
| AMTD IDEA GROUP | 00180G106 | SPONSORED ADS | 70,221 | $84,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 11,325 | $81,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 17,991 | $80,000 | thousands by filing date | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 10,669 | $80,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 13,751 | $80,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 22,459 | $80,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 21,050 | $80,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 34,973 | $80,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 13,848 | $79,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 15,907 | $78,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 10,150 | $77,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 11,000 | $76,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 10,310 | $75,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 24,829 | $75,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 27,623 | $75,000 | thousands by filing date | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 32,543 | $75,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 24,236 | $75,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 23,667 | $74,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 10,008 | $73,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 16,185 | $73,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 11,590 | $72,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 46,700 | $72,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 17,708 | $71,000 | thousands by filing date | |
| TWIN VEE POWERCATS CO | 90177C101 | COM | 29,118 | $71,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 10,603 | $70,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 11,757 | $68,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 13,776 | $67,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 13,067 | $67,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 36,861 | $67,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 20,842 | $67,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122106 | COM | 16,470 | $67,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 12,150 | $66,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 20,055 | $66,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 11,217 | $65,000 | thousands by filing date | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 12,917 | $65,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 11,360 | $64,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 13,598 | $64,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 19,987 | $63,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,345 | $63,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 27,035 | $63,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 11,145 | $63,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 18,125 | $62,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 21,190 | $62,000 | thousands by filing date | |
| 374WATER INC | 88583P104 | COM | 21,963 | $62,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 17,976 | $61,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 10,748 | $59,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,600 | $59,000 | thousands by filing date | |
| WEWORK INC | 96209A104 | COM | 22,414 | $59,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 19,738 | $58,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 15,582 | $56,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 14,912 | $55,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 25,841 | $55,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 15,781 | $55,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 22,313 | $55,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,125 | $54,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 34,693 | $54,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 11,391 | $53,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 20,369 | $53,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 13,100 | $53,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 26,445 | $53,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 11,009 | $53,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 37,714 | $52,000 | thousands by filing date | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 12,665 | $52,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 15,723 | $51,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 34,465 | $51,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 10,879 | $50,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 48,457 | $49,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 11,495 | $48,000 | thousands by filing date | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 29,857 | $48,000 | thousands by filing date | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 69,000 | $48,000 | thousands by filing date | |
| ACURX PHARMACEUTICALS INC | 00510M104 | COM | 16,000 | $48,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 30,300 | $47,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 16,216 | $47,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 55,000 | $47,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 24,974 | $46,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 37,835 | $46,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 11,103 | $45,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 13,982 | $45,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 10,148 | $44,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 12,017 | $43,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 33,120 | $43,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 10,043 | $42,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 11,905 | $42,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 12,734 | $42,000 | thousands by filing date | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 93,888 | $42,000 | thousands by filing date | |
| FEMASYS INC | 31447E105 | cs | 37,476 | $42,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 95,228 | $42,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 12,204 | $41,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 17,112 | $41,000 | thousands by filing date | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 10,046 | $41,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 18,062 | $40,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 21,649 | $40,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 23,970 | $39,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 61,640 | $39,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 40,000 | $38,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 13,157 | $38,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 11,411 | $37,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 10,412 | $37,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 15,536 | $36,000 | thousands by filing date | |
| SHARECARE INC | 81948W104 | COM | 18,841 | $36,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 12,524 | $36,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 19,000 | $35,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 17,039 | $35,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,037 | $34,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 39,250 | $34,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 33,000 | $34,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 11,861 | $33,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 15,148 | $33,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 13,174 | $33,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 15,865 | $33,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 12,438 | $33,000 | thousands by filing date | |
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 59,472 | $33,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 11,025 | $32,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 11,118 | $30,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 12,630 | $30,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 13,295 | $30,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 11,270 | $29,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 17,974 | $29,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 10,839 | $28,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 30,000 | $28,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 10,000 | $28,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 32,000 | $27,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 16,893 | $27,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 21,444 | $26,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 15,176 | $26,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 28,000 | $26,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 12,997 | $25,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 10,000 | $25,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 11,914 | $25,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 10,721 | $25,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 20,351 | $24,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 31,000 | $24,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 11,852 | $23,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 17,489 | $21,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R204 | cs | 13,533 | $20,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 11,367 | $19,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 19,646 | $19,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 20,000 | $19,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 26,702 | $19,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 16,066 | $18,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 10,175 | $18,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 18,000 | $18,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 10,734 | $18,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 11,727 | $18,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 14,917 | $18,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 19,207 | $18,000 | thousands by filing date | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 17,841 | $18,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 18,000 | $18,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 19,000 | $17,000 | thousands by filing date | |
| AUGMEDIX INC | 05105P107 | COM | 11,944 | $17,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L105 | COM | 37,043 | $17,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 11,966 | $16,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 14,227 | $16,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 12,227 | $16,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 11,953 | $16,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 40,070 | $16,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 15,000 | $15,000 | thousands by filing date | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 15,000 | $14,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 11,904 | $14,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 17,000 | $13,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 19,044 | $13,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 12,000 | $12,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 12,109 | $12,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,000 | $12,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 13,912 | $12,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 18,925 | $11,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 11,030 | $11,000 | thousands by filing date | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 13,000 | $11,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 22,193 | $11,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 11,000 | $10,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 10,843 | $10,000 | thousands by filing date | |
| TRX GOLD CORPORATION | 87283P109 | COM | 24,680 | $10,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T114 | *W EXP 99/99/999 | 29,899 | $10,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 13,402 | $10,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 10,888 | $9,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 10,000 | $9,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 14,550 | $9,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 16,562 | $9,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 11,987 | $8,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 12,027 | $8,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 16,920 | $8,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 13,835 | $8,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 17,000 | $6,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 15,500 | $6,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 13,675 | $6,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 10,273 | $6,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 12,726 | $5,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 12,312 | $5,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 20,976 | $4,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 22,733 | $4,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 13,903 | $4,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 13,962 | $3,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 10,000 | $3,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 12,841 | $2,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 17,942 | $2,000 | thousands by filing date | |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 31,150 | $1,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 16,179 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 11,211 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENLANE HLDGS INC CLASS A | 395330202 | COM | 13,850 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-22-005747 | this filing | 2022-11-10 | acceptance time not in the bulk data set |