13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-03, with 2,342 holding rows worth $57,822,468,000.
- Accession
- 0001580642-22-005553
- Filer
- CIK 1540235
- Filed
- 2022-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 2,446 entries on the cover page, a total value of $57,822,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $57,822,468,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 11,589 | $121,000 | thousands by filing date | |
| OLO INC | 68134L109 | COMMON STOCK | 15,129 | $120,000 | thousands by filing date | |
| EBET INC | 278700109 | COM | 98,000 | $120,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 13,318 | $119,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 14,507 | $118,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 12,787 | $114,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 24,083 | $113,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 10,000 | $113,000 | thousands by filing date | put |
| EQUINOX GOLD CORP | 29446Y502 | COM | 30,954 | $113,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 22,962 | $111,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 36,980 | $111,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 13,719 | $111,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 24,573 | $111,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 16,375 | $109,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 13,570 | $109,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 13,554 | $109,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 25,217 | $108,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 30,265 | $107,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 10,082 | $107,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 11,093 | $106,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 91,087 | $105,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,300 | $104,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 15,750 | $104,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 11,592 | $103,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 12,694 | $103,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 14,613 | $103,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,000 | $102,000 | thousands by filing date | put |
| SUZANO S A SPON ADS | 86959K105 | ADR | 12,330 | $102,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 7,000 | $100,000 | thousands by filing date | call |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 11,347 | $99,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 14,369 | $99,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 15,800 | $97,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 18,765 | $97,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 10,736 | $96,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,400 | $95,000 | thousands by filing date | call |
| MATTERPORT INC | 577096100 | COM CL A | 24,989 | $95,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,500 | $93,000 | thousands by filing date | put |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 34,785 | $93,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 15,725 | $92,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 14,358 | $91,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 22,152 | $90,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 33,647 | $90,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 10,612 | $89,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 18,956 | $89,000 | thousands by filing date | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 50,680 | $89,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 20,059 | $88,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 10,895 | $88,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 10,217 | $87,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 13,102 | $87,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 18,512 | $87,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 100,010 | $87,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 35,797 | $86,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 35,045 | $86,000 | thousands by filing date | |
| BIOAFFINITY TECHNOLOGIES INC | 09076W109 | COM | 29,545 | $86,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 17,064 | $85,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 34,475 | $84,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 11,239 | $84,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 8,096 | $84,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 52,683 | $83,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 21,000 | $83,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 12,618 | $81,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 13,697 | $81,000 | thousands by filing date | |
| WALLBOX NV | N94209108 | SHS CL A | 10,225 | $81,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 21,400 | $80,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 21,509 | $80,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 13,768 | $80,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,356 | $79,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 12,672 | $78,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 10,468 | $78,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 18,548 | $77,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 11,084 | $77,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 82,441 | $76,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 18,533 | $75,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 20,800 | $74,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 14,201 | $74,000 | thousands by filing date | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 60,959 | $74,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 25,776 | $74,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 18,220 | $73,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 14,979 | $73,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,000 | $72,000 | thousands by filing date | put |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,263 | $72,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 20,304 | $72,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A875 | BLOCKCHAIN &BIT | 10,475 | $71,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 34,787 | $70,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 18,391 | $69,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 12,256 | $69,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,627 | $67,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122106 | COM | 16,401 | $67,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 181,641 | $67,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 36,025 | $67,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 18,954 | $66,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 11,239 | $66,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 12,318 | $64,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 15,394 | $64,000 | thousands by filing date | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 15,548 | $64,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 10,000 | $64,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 24,950 | $64,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 60,664 | $64,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,259 | $63,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 11,600 | $63,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 48,269 | $63,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 28,501 | $62,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 18,789 | $61,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 12,921 | $61,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 17,781 | $61,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 21,550 | $60,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 10,742 | $59,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 13,703 | $59,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 18,997 | $59,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 214,935 | $59,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 22,169 | $58,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 10,335 | $57,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 16,814 | $57,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 7,618 | $57,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 15,963 | $56,000 | thousands by filing date | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 10,500 | $55,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 21,766 | $53,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,956 | $50,000 | thousands by filing date | |
| Biote Corp -A | 090683103 | COM | 11,599 | $50,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 19,600 | $49,000 | thousands by filing date | put |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 33,373 | $48,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 26,237 | $45,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 15,000 | $44,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L101 | COM | 15,642 | $44,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,237 | $44,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 12,925 | $43,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 14,781 | $43,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 72,360 | $41,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 12,693 | $40,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 11,609 | $40,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,400 | $39,000 | thousands by filing date | put |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 25,575 | $39,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,658 | $38,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 3,200 | $38,000 | thousands by filing date | call |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 18,256 | $38,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 11,112 | $37,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 34,999 | $37,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 11,270 | $36,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 10,000 | $36,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,500 | $35,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 21,922 | $35,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 32,493 | $35,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 39,436 | $35,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 11,768 | $34,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 21,048 | $34,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 28,320 | $34,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 67,601 | $34,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 207,024 | $34,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 45,063 | $33,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 14,667 | $33,000 | thousands by filing date | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 47,518 | $33,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11,500 | $32,000 | thousands by filing date | call |
| FUEL TECH INC | 359523107 | COM | 27,350 | $32,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 43,913 | $32,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 35,480 | $32,000 | thousands by filing date | |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 39,910 | $32,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 2,500 | $31,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 5,100 | $30,000 | thousands by filing date | put |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 26,368 | $30,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 129,500 | $30,000 | thousands by filing date | |
| JOURNEY MED CORP | 48115J109 | COM | 11,764 | $29,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 21,295 | $29,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 10,644 | $29,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 23,000 | $28,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 10,000 | $28,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 10,000 | $27,000 | thousands by filing date | call |
| GEVO INC | 374396406 | COM PAR | 11,947 | $27,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 12,079 | $27,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 14,800 | $26,000 | thousands by filing date | put |
| UR-ENERGY INC | 91688R108 | COM | 24,135 | $26,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,105 | $26,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 15,000 | $24,000 | thousands by filing date | put |
| XOS INC | 98423B108 | COM | 19,982 | $24,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,000 | $23,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 50,000 | $23,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,000 | $22,000 | thousands by filing date | put |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 25,820 | $22,000 | thousands by filing date | |
| SONDER HOLDINGS INC | 83542D102 | COM | 13,523 | $22,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 13,779 | $22,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 24,606 | $21,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 12,115 | $21,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,300 | $20,000 | thousands by filing date | call |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 11,000 | $20,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 35,918 | $20,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 11,105 | $19,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,000 | $19,000 | thousands by filing date | put |
| GAMIDA CELL LTD | M47364100 | SHS | 12,138 | $19,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 9,100 | $18,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 1,000 | $18,000 | thousands by filing date | put |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 14,575 | $18,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 500 | $17,000 | thousands by filing date | call |
| HIGH TIDE INC | 42981E401 | COM | 12,302 | $17,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 10,800 | $16,000 | thousands by filing date | put |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 15,348 | $16,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 25,000 | $16,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 18,703 | $16,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 10,551 | $15,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 12,510 | $15,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 20,292 | $15,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 32,745 | $15,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 33,539 | $15,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 12,287 | $15,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 14,078 | $14,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 12,878 | $14,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 18,609 | $14,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 800 | $13,000 | thousands by filing date | put |
| MODERNA INC | 60770K107 | COM | 400 | $13,000 | thousands by filing date | call |
| NULL | 09071M205 | NULL | 14,582 | $13,000 | thousands by filing date | |
| LOTTERY COM INC | 54570M108 | COM | 57,744 | $13,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 14,563 | $13,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 67,692 | $13,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,500 | $12,000 | thousands by filing date | call |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 25,000 | $12,000 | thousands by filing date | |
| FEMASYS INC | 31447E105 | cs | 10,526 | $12,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 100,000 | $12,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 34,862 | $12,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 10,468 | $12,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 30,788 | $12,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,625 | $11,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 13,342 | $11,000 | thousands by filing date | |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 17,976 | $11,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 10,000 | $11,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 11,859 | $11,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 10,315 | $11,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 100,000 | $11,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 25,502 | $11,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 15,714 | $11,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 13,737 | $11,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 400 | $10,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 2,100 | $10,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 11,700 | $10,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 18,700 | $10,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 10,000 | $10,000 | thousands by filing date | principal |
| IRONNET INC | 46323Q105 | COM | 13,954 | $10,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 11,814 | $10,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 23,011 | $10,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 11,349 | $9,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 20,000 | $9,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 15,252 | $9,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 500 | $8,000 | thousands by filing date | call |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 300 | $8,000 | thousands by filing date | call |
| TRX GOLD CORPORATION | 87283P109 | COM | 20,087 | $8,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 10,010 | $8,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 11,249 | $8,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 14,033 | $8,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 200 | $7,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 1,600 | $7,000 | thousands by filing date | call |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 1,000 | $7,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 10,882 | $7,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 16,531 | $7,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 20,468 | $7,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 17,425 | $7,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 10,000 | $7,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 72,234 | $7,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 900 | $6,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,600 | $6,000 | thousands by filing date | call |
| CYBIN INC | 23256X100 | COM | 12,307 | $6,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 700 | $5,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 100 | $5,000 | thousands by filing date | call |
| The Very Good Food Company Inc COM | 88340B109 | Common Stock | 41,490 | $5,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 10,000 | $5,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 11,000 | $5,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 15,000 | $4,000 | thousands by filing date | |
| HELBIZ INC | 42309B204 | CLASS A COM | 10,000 | $4,000 | thousands by filing date | |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 54,314 | $4,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,100 | $3,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 900 | $3,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 12,000 | $3,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 100 | $3,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 100 | $3,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 400 | $3,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 100 | $3,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 200 | $3,000 | thousands by filing date | put |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 2,900 | $3,000 | thousands by filing date | put |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,000 | $3,000 | thousands by filing date | call |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 1,100 | $3,000 | thousands by filing date | put |
| KALA BIO INC COM | 483119103 | Stock | 14,200 | $3,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 4,000 | $3,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 15,500 | $3,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 14,881 | $3,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 13,312 | $3,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 500 | $2,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 51,000 | $2,000 | thousands by filing date | call |
| iShares MSCI Japan ETF | 46434G822 | SHS | 300 | $2,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 600 | $2,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 100 | $2,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,000 | $2,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,000 | $2,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,200 | $2,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 8,500 | $2,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 600 | $2,000 | thousands by filing date | call |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,100 | $2,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 19,668 | $2,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 10,150 | $2,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,500 | $1,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 200 | $1,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 700 | $1,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 400 | $1,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 200 | $1,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 400 | $1,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 600 | $1,000 | thousands by filing date | call |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,400 | $1,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 1,500 | $1,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 20,000 | $1,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 7,000 | $1,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 600 | $1,000 | thousands by filing date | call |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 1,000 | $1,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 100 | $1,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 200 | $1,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 600 | $1,000 | thousands by filing date | call |
| RIOT PLATFORMS INC | 767292105 | COM | 400 | $1,000 | thousands by filing date | call |
| United States Oil Fund LP | 91232N207 | COM | 100 | $1,000 | thousands by filing date | put |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 12,287 | $1,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares Silver Trust | 46428Q109 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Schlumberger Limited | 806857108 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Uber Technologies | 90353T100 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Walt Disney Co | 254687106 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ROBLOX CORP CL A | 771049103 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SAP SE SPON ADR | 803054204 | ADR | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLOCK INC CL A | 852234103 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EBAY INC. COM | 278642103 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LYFT INC | 55087P104 | CL A COM | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SNAP INC | 83304A106 | CL A | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MP MATERIALS CORP | 553368101 | COM CL A | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TWITTER INC | 90184L102 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-22-005553 | this filing | 2022-11-03 | acceptance time not in the bulk data set |