13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-27, with 4,138 holding rows worth $12,588,495,000.
- Accession
- 0001580642-22-005381
- Filer
- CIK 1535847
- Filed
- 2022-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 4,193 entries on the cover page, a total value of $12,588,495,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,588,495,000 with VALUE read as thousands by filing date, 13F file number 028-15648. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCarson Group Investing 028-21365
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PULMONX CORP | 745848101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TEADS HLDG CO | 69002R103 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXCYTE INC | 57777K106 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NERDY INC | 64081V109 | CL A COM | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAS CAR-MART INC | 03062T105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVENTIVA SA | 46124U107 | ADS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SNDL INC | 83307B101 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 310 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gaotu Techedu Inc | 36257Y109 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITONE INC | 92347M100 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092329 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRALIFE CORP | 903899102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAM GLOBAL | 07373B109 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A122 | ORDINARY SHARES | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LATCH ORD | 51818V106 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOODLES & CO | 65540B105 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN WOODMARK CORP | 030506109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EBIX INC | 278715206 | COM NEW | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPRESS INC | 30219E103 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XWELL INC COM NEW | 98420U703 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERIS RESIDENTIAL INC | 554489104 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUNA INNOVATIONS INC | 550351100 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQRX INC | 26886C107 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTERPORT INC | 577096100 | COM CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELLOW CORP | 985510106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SmileDirectClub Inc | 83192H106 | COM | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Instil Bio, Inc. | 45783C101 | Common Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTOO | 89853L104 | Stock | 335 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMER BROS CO | 307675108 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIS CORP | 758932107 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORE LABORATORIES N V | N22717107 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRA SPACE INC | 04634X103 | COM CL A | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304307 | COM NEW | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ouster Inc | 68989M103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L206 | ADS | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PASSAGE BIO INC | 702712100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONDER HOLDINGS INC | 83542D102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATRECA INC | 04965G109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSEY HLDGS LTD | G28923103 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIOGEN INC | 42329E105 | COM | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURIS INC | 231269200 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Curiositystream Inc W Exp 10/14/202 | 23130Q115 | SPAC Combination | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYSAFE LIMITED | G6964L107 | ORD | 281 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHENEX INC | 04685N103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NULL | 68620A203 | NULL | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 998 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 1,333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DSS INC | 26253C102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SNOW LAKE RES LTD | 83336J208 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AINOS INC COM | 00902F204 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTONOMO TECHNOLOGIES LTD | M7571L111 | *W EXP 08/13/202 | 499 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENLANE HLDGS INC CLASS A | 395330202 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCIMOTO INC | 039587100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y145 | CANNABIS ETF NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y198 | SHS NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REUNION NEUROSCIENCE INC | 76134G103 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| US WELL SERVICES INC | 91274U309 | CL A NEW 2022 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAITR HLDGS INC | 930752100 | COM | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KALERA PUBLIC LIMITED CO | G52251108 | CMN | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MDH ACQUISITION CORP | 55283P114 | WTS | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENESTECH INC | 81720R208 | COM NEW | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 297 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT SOLAR TECHNOLOGIES INC COM NEW | 043635606 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILE THERAPEUTICS INC | 00847L209 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOXLIGHT CORP | 103197109 | COM CL A | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-22-005381 | this filing | 2022-10-27 | acceptance time not in the bulk data set |