13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-12, with 1,231 holding rows worth $2,376,585,000.
- Accession
- 0001580642-22-004067
- Filer
- CIK 1464811
- Filed
- 2022-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 1,796 entries on the cover page, a total value of $2,376,585,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,376,585,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerBrandes
- included managerMiller/Howard
- included managerNavellier & Associates Inc.
- included managerZacks Investment Mgt
- included managerCambiar
- included managerAnchor Capital
- included managerAtlanta Capital
- included managerGranite Invstmt Ptnr
- included managerSparrow
- included managerLazard
- included managerAthenaInvest Advisor
- included managerACR
- included managerDana Investment
- included managerChartwell
- included managerClark Capital Mgmt
- included managerCohen & Steers
- included managerS&P
- included managerHahn Capital Management
- included managerLegg Mason
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,492 | $223,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,260 | $222,000 | thousands by filing date | |
| FREYR BATTERY | L4135L100 | SHS | 32,450 | $222,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,992 | $222,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 9,357 | $221,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 1,973 | $221,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,082 | $220,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,034 | $220,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,343 | $220,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,736 | $220,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 12,560 | $220,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 3,778 | $220,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 1,975 | $218,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 6,910 | $218,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,595 | $218,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 11,420 | $218,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 68,826 | $218,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 48,417 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 7,740 | $217,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 17,772 | $216,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 46,573 | $215,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,661 | $215,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,677 | $214,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 4,936 | $213,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 6,059 | $211,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 28,581 | $211,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 851 | $211,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,802 | $209,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 19,819 | $208,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 17,152 | $207,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 25,952 | $206,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 13,311 | $206,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 7,071 | $205,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 12,442 | $205,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 5,712 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 4,521 | $203,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 5,159 | $202,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 22,831 | $201,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 18,296 | $201,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 63,500 | $200,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 14,112 | $198,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 12,128 | $197,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 21,561 | $197,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 11,032 | $197,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 108,800 | $193,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 31,740 | $192,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 14,885 | $190,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 24,605 | $190,000 | thousands by filing date | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 13,120 | $187,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 16,671 | $186,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 113,603 | $185,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 46,786 | $182,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 31,800 | $180,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 13,572 | $179,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 20,555 | $178,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 16,104 | $177,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 13,363 | $176,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 14,877 | $176,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 31,360 | $176,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 22,864 | $172,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 15,713 | $171,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 13,298 | $169,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 18,425 | $169,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 10,805 | $168,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 14,703 | $168,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 10,080 | $166,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,123 | $164,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 12,694 | $163,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 13,642 | $163,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 13,027 | $163,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 393,475 | $162,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 39,300 | $161,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 14,103 | $159,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 12,068 | $159,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 17,095 | $158,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 13,617 | $158,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 17,541 | $158,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 11,225 | $157,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 12,325 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 14,571 | $156,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 53,616 | $155,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 14,083 | $151,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 14,349 | $150,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 14,314 | $150,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,949 | $149,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 22,600 | $148,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 33,123 | $147,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 16,519 | $147,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 26,959 | $144,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 13,247 | $143,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 12,247 | $141,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 15,346 | $140,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 22,315 | $136,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,098 | $135,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 158,800 | $134,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 15,286 | $132,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 16,095 | $132,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 27,830 | $131,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 100,801 | $131,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 220,626 | $130,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 24,116 | $127,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 17,576 | $126,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 31,915 | $126,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 41,700 | $125,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 12,152 | $120,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,532 | $118,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 24,850 | $118,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 18,978 | $116,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 11,389 | $116,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 33,017 | $116,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 39,698 | $114,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 54,025 | $114,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 22,359 | $108,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 49,708 | $108,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 102,500 | $106,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 12,664 | $105,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,638 | $105,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 18,191 | $105,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,500 | $105,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 12,937 | $105,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 17,632 | $104,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 15,977 | $104,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 20,861 | $103,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,233 | $103,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,144 | $103,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 12,130 | $102,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 12,470 | $102,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 19,288 | $100,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 10,892 | $100,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 246,000 | $99,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 22,102 | $97,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 40,399 | $97,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 10,325 | $96,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 13,000 | $94,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 133,436 | $91,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,707 | $90,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 46,200 | $90,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 28,032 | $89,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 32,500 | $87,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,782 | $86,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 11,117 | $86,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 27,379 | $86,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,206 | $84,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 40,178 | $82,000 | thousands by filing date | |
| SONO GROUP N V | N81409109 | COM | 27,000 | $80,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 112,000 | $78,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 12,975 | $78,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 21,210 | $77,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 16,864 | $76,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 29,400 | $75,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 22,104 | $74,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 29,165 | $73,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 179,800 | $72,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 16,723 | $71,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 409,201 | $70,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 15,500 | $68,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 18,010 | $67,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 13,525 | $66,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 10,850 | $66,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 16,650 | $63,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,120 | $61,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 24,291 | $60,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 104,000 | $60,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 13,424 | $60,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 10,874 | $60,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 10,038 | $56,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 16,036 | $55,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 31,685 | $55,000 | thousands by filing date | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 11,600 | $51,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 16,825 | $50,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 23,300 | $50,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,750 | $49,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L203 | COM NEW | 42,108 | $48,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 15,668 | $44,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 22,300 | $44,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 11,850 | $43,000 | thousands by filing date | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 15,000 | $41,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 11,200 | $41,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 12,500 | $40,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 13,376 | $38,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 11,200 | $38,000 | thousands by filing date | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 29,500 | $37,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 15,000 | $37,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 11,437 | $36,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | G3934V117 | *W EXP 04/30/202 | 75,400 | $34,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 28,000 | $33,000 | thousands by filing date | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 96,500 | $30,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 15,044 | $30,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 25,050 | $29,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 35,750 | $29,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 55,400 | $28,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 13,300 | $26,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 40,000 | $26,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 10,180 | $26,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 19,005 | $24,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 69,000 | $24,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 55,000 | $23,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,613 | $22,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 10,400 | $21,000 | thousands by filing date | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 18,200 | $20,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 20,000 | $20,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 73,400 | $20,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 14,100 | $20,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 10,925 | $20,000 | thousands by filing date | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 27,500 | $19,000 | thousands by filing date | |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 141,500 | $19,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 12,000 | $17,000 | thousands by filing date | |
| COMPOSECURE INC | 20459V113 | *W EXP 12/27/202 | 22,100 | $17,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 103,800 | $17,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 20,000 | $16,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 58,330 | $16,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 13,010 | $15,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 121,112 | $15,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 11,600 | $13,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITION I | 81221H113 | *W EXP 11/17/202 | 50,231 | $13,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 25,210 | $13,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,149 | $11,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 10,400 | $11,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 25,526 | $11,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 15,522 | $10,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 78,700 | $10,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 22,500 | $9,000 | thousands by filing date | |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 26,779 | $9,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 20,126 | $6,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534114 | *W EXP 10/05/202 | 40,955 | $6,000 | thousands by filing date | |
| CRYPTO 1 ACQUISITION CORP | G3168A110 | WTS | 40,872 | $6,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 12,726 | $6,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 18,257 | $5,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 13,500 | $5,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 15,000 | $4,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 11,850 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-22-004067 | this filing | 2022-08-12 | acceptance time not in the bulk data set |