13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 2,392 holding rows worth $64,569,588,000.
- Accession
- 0001580642-22-002777
- Filer
- CIK 1540235
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 2,474 entries on the cover page, a total value of $64,569,588,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $64,569,588,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,391 | $96,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 21,473 | $96,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 26,720 | $94,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 44,450 | $94,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 13,704 | $94,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,711 | $91,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 21,400 | $91,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 2,386 | $91,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 40,223 | $91,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 10,437 | $90,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 1,500 | $90,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 11,151 | $90,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 18,564 | $90,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 38,438 | $90,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 11,798 | $88,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 37,978 | $88,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,499 | $87,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 15,248 | $87,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 14,840 | $86,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 10,000 | $85,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,000 | $83,000 | thousands by filing date | call |
| AKERNA CORP | 00973W102 | COM | 72,134 | $82,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 10,000 | $79,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 12,407 | $78,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 5,881 | $77,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 20,419 | $77,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 175,041 | $77,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 50,010 | $74,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 33,989 | $72,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 743 | $72,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 25,020 | $72,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 100,100 | $72,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 16,814 | $71,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 12,189 | $69,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 13,654 | $69,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 1,850 | $68,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 11,270 | $68,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 21,295 | $68,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 13,651 | $68,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 10,000 | $67,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 13,122 | $67,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 12,620 | $65,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 12,079 | $64,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 300 | $63,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 2,300 | $63,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 19,578 | $63,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 15,453 | $63,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 13,227 | $62,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 17,142 | $62,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 55,495 | $62,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,340 | $61,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 19,345 | $59,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 67,543 | $57,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 14,700 | $56,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 12,007 | $56,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,411 | $55,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 11,358 | $55,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 12,092 | $55,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 20,000 | $55,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 16,960 | $55,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 39,316 | $55,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 16,971 | $54,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 6,000 | $54,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 10,139 | $54,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 13,449 | $53,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 13,954 | $53,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 1,835 | $52,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 13,027 | $52,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 12,458 | $51,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 11,988 | $50,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 85,000 | $49,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 10,000 | $48,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 11,940 | $48,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,400 | $47,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 2,000 | $47,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 129,500 | $47,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,250 | $47,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 17,781 | $46,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 12,287 | $46,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 52,360 | $45,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,200 | $44,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,000 | $44,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 12,289 | $44,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 600 | $44,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 2,000 | $43,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 660 | $42,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 450 | $41,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 23,000 | $41,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 33,492 | $40,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 8,000 | $39,000 | thousands by filing date | put |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,550 | $39,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 25,581 | $39,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 35,518 | $39,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 24,035 | $38,000 | thousands by filing date | |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 17,976 | $38,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 490 | $37,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 90,000 | $35,000 | thousands by filing date | put |
| NEW PAC METALS CORP | 64782A107 | COM | 11,098 | $35,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,500 | $34,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 21,048 | $34,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 23,750 | $34,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,385 | $34,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 11,508 | $34,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 6,000 | $33,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J101 | COM | 21,792 | $33,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,055 | $32,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 4,000 | $32,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 18,942 | $32,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 40,000 | $32,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 18,980 | $32,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 14,700 | $32,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 3,000 | $30,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 19,600 | $30,000 | thousands by filing date | put |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 32,143 | $30,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 100,000 | $30,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 823 | $29,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,318 | $29,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 10,644 | $29,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 610 | $28,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20,400 | $27,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 1,050 | $27,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 2,700 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 300 | $26,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 17,484 | $26,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 320 | $25,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 13,617 | $25,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 25,000 | $25,000 | thousands by filing date | principal |
| NULL | 09071M205 | NULL | 14,582 | $25,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 500 | $24,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 8,000 | $24,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 448 | $24,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,800 | $24,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 32,500 | $23,000 | thousands by filing date | put |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,311 | $23,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 10,030 | $23,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 15,309 | $23,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 10,668 | $23,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 632 | $22,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 15,900 | $22,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,300 | $21,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 11,700 | $21,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 16,531 | $21,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 21,039 | $21,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 15,600 | $21,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 21,000 | $21,000 | thousands by filing date | principal |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 10,129 | $20,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 10,250 | $20,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 20,000 | $20,000 | thousands by filing date | principal |
| Adobe Inc | 00724F101 | COM | 1,500 | $19,000 | thousands by filing date | put |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 584 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 300 | $19,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 105 | $19,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J116 | *W EXP 01/19/202 | 10,000 | $19,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 10,107 | $19,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,100 | $18,000 | thousands by filing date | put |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 434 | $18,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,256 | $18,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 473 | $18,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 27,608 | $18,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 15,252 | $18,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 800 | $17,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 400 | $17,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 94 | $17,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 19,767 | $17,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 25,887 | $17,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,500 | $16,000 | thousands by filing date | put |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 288 | $16,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 196 | $16,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,500 | $16,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 215 | $16,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 375 | $16,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 450 | $15,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 126 | $15,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 325 | $15,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 141 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 306 | $15,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 102 | $15,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 590 | $15,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 200 | $15,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 28,570 | $15,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 20,369 | $15,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 11,000 | $15,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 500 | $14,000 | thousands by filing date | call |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,080 | $14,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 1,150 | $14,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 11,315 | $14,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 10,000 | $14,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,000 | $13,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 14,200 | $13,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,800 | $13,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 700 | $13,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 19,180 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 100 | $12,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 300 | $12,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 11,088 | $12,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 10,000 | $11,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 10,150 | $11,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 13,654 | $11,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 18,011 | $11,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 10,000 | $11,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,800 | $10,000 | thousands by filing date | put |
| DENNYS CORP | 24869P104 | COM | 690 | $10,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 10,000 | $10,000 | thousands by filing date | principal |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 10,832 | $10,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 13,312 | $10,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 500 | $9,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 20,400 | $9,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 2,000 | $9,000 | thousands by filing date | call |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 93 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 201 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 700 | $9,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 2,900 | $9,000 | thousands by filing date | put |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 1,500 | $9,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 20,050 | $9,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 17,425 | $9,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 14,881 | $9,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,600 | $8,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 1,300 | $8,000 | thousands by filing date | put |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 163 | $8,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 139 | $8,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 48 | $8,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 193 | $8,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 2,315 | $8,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 148 | $7,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 198 | $7,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,500 | $7,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 50 | $7,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 22 | $7,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 50 | $7,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 284 | $7,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 600 | $7,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 149 | $7,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 201 | $7,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 10,075 | $7,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 200 | $6,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 10,800 | $6,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,200 | $6,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,000 | $6,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 41 | $6,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,000 | $6,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 2,100 | $6,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 53 | $6,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 39 | $6,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 912 | $6,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 11,214 | $6,000 | thousands by filing date | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 10,000 | $6,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 20,000 | $6,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 17,577 | $6,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,200 | $5,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,000 | $5,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 12,000 | $5,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 246 | $5,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 210 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 160 | $5,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 250 | $5,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 75 | $5,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 750 | $5,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 939 | $5,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 500 | $5,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 100 | $5,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 400 | $4,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 1,900 | $4,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 4,400 | $4,000 | thousands by filing date | put |
| COUSINSPPTYSINC | 222795502 | STOK | 89 | $4,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 150 | $4,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 40 | $4,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 2,200 | $4,000 | thousands by filing date | call |
| NATERA INC COM | 632307104 | Stock | 91 | $4,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 200 | $4,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 2,500 | $4,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 1,400 | $4,000 | thousands by filing date | call |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 50 | $4,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 150 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 100 | $4,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 334 | $4,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 12,000 | $4,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 122 | $3,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 100 | $3,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 1,000 | $3,000 | thousands by filing date | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 900 | $3,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 100 | $3,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 900 | $3,000 | thousands by filing date | call |
| STELLANTIS N.V SHS | N82405106 | Stock | 210 | $3,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 95 | $3,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 9,300 | $3,000 | thousands by filing date | put |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 46 | $3,000 | thousands by filing date | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 35 | $3,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 120 | $3,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 100 | $3,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 460 | $3,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 100 | $3,000 | thousands by filing date | call |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 272 | $3,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 60 | $3,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 120 | $3,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 12,287 | $3,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A176 | RIGHT 04/19/2022 | 13,160 | $3,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 10,000 | $3,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 800 | $2,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 1,000 | $2,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 200 | $2,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,900 | $2,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 200 | $2,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 77 | $2,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 25 | $2,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 100 | $2,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 158 | $2,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 30 | $2,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 146 | $2,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 500 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 276 | $2,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 200 | $2,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 60 | $2,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 35 | $2,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 150 | $2,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 27 | $2,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 10,000 | $2,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 10,200 | $2,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,100 | $1,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 700 | $1,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 600 | $1,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 500 | $1,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 100 | $1,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 200 | $1,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 100 | $1,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 400 | $1,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 1,000 | $1,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 5,000 | $1,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 5 | $1,000 | thousands by filing date | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 92 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 300 | $1,000 | thousands by filing date | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 26 | $1,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 28 | $1,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 400 | $1,000 | thousands by filing date | call |
| BLINK CHARGING CO | 09354A100 | COM | 19 | $1,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 15 | $1,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 60 | $1,000 | thousands by filing date | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 51 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 30 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 170 | $1,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 66 | $1,000 | thousands by filing date | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 31 | $1,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 100 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 100 | $1,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 100 | $1,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 1,000 | $1,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 50 | $1,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 1,370 | $1,000 | thousands by filing date | |
| NULL | 25381D206 | NULL | 166 | $1,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CVS Health Corporation | 126650100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Lowes Companies,Inc. | 548661107 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 1,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SEA LTD | 81141R100 | SPONSORD ADS | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VALARIS LTD | G9460G101 | CL A | 875 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDEX CORP COM | 31428X106 | Stock | 3,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP CL A COM | 35137L105 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SAP SE SPON ADR | 803054204 | ADR | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| USA TODAY CO INC | 36472T109 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,442 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINDE PLC | G5494J103 | SHS | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICOS FAS INC | 168615102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROOT INC | 77664L108 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares Short S&P | 74347B425 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDAPTUS THERAPEUTICS INC (US) Old | 45339J105 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hippo Holdings, Inc. (HIPO) | 433539103 | Common Stocks | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gores HLDGS VIII Inc Class A | 382863108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-22-002777 | this filing | 2022-05-16 | acceptance time not in the bulk data set |