13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-02, with 1,379 holding rows worth $3,054,684,000.
- Accession
- 0001580642-22-002418
- Filer
- CIK 1464811
- Filed
- 2022-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 1,952 entries on the cover page, a total value of $3,054,684,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,054,684,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerBrandes
- included managerMiller/Howard
- included managerNavellier & Associates Inc.
- included managerZacks Investment Mgt
- included managerCambiar
- included managerAnchor Capital
- included managerAtlanta Capital
- included managerGranite Invstmt Ptnr
- included managerSparrow
- included managerLazard
- included managerAthenaInvest Advisor
- included managerACR
- included managerDana Investment
- included managerChartwell
- included managerClark Capital Mgmt
- included managerCohen & Steers
- included managerS&P
- included managerHahn Capital Management
- included managerLegg Mason
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 990 | $303,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 1,884 | $303,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 12,208 | $303,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 5,508 | $302,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,760 | $302,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 7,190 | $302,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 6,318 | $302,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,621 | $301,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 4,037 | $301,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 64,100 | $299,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,237 | $299,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 30,140 | $298,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 68,608 | $298,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 48,890 | $298,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,380 | $297,000 | thousands by filing date | |
| ABRDN ETFS | 003261203 | BBRG ALL COMMDY | 7,770 | $297,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,060 | $296,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,506 | $295,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 5,701 | $294,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,364 | $294,000 | thousands by filing date | |
| ARCHAEA ENERGY INC | 03940F103 | COM CL A | 13,400 | $294,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 6,893 | $293,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 35,373 | $293,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,026 | $292,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 5,468 | $292,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,010 | $292,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,799 | $292,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 17,628 | $292,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 11,885 | $292,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 5,800 | $291,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,750 | $290,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,302 | $289,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 36,145 | $289,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 9,829 | $288,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 6,263 | $288,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,595 | $287,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,557 | $286,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 10,609 | $285,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 3,360 | $285,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,348 | $283,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,947 | $282,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,537 | $282,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,683 | $281,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 5,557 | $281,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 3,534 | $281,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 15,470 | $280,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 8,615 | $279,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 1,982 | $279,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 179,800 | $279,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,467 | $278,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 44,862 | $278,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 31,732 | $278,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 18,366 | $277,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,549 | $276,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,984 | $276,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 24,043 | $276,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 12,863 | $273,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,901 | $272,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,974 | $271,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 948 | $271,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 15,872 | $271,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,385 | $270,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,303 | $270,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 20,214 | $270,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,782 | $269,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 19,393 | $269,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 4,352 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 4,889 | $267,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 4,823 | $266,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,431 | $265,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 24,641 | $265,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 98,574 | $265,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,313 | $264,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 848 | $264,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 797 | $264,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,125 | $262,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 891 | $262,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 7,928 | $262,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,341 | $261,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 45,225 | $261,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,588 | $260,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,516 | $259,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,464 | $258,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 2,648 | $258,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 7,677 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,689 | $257,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,726 | $256,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 46,875 | $256,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 3,196 | $254,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 3,822 | $254,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 10,300 | $253,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,518 | $252,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 6,434 | $251,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 1,231 | $251,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,248 | $251,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,246 | $250,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 3,353 | $250,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,399 | $249,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 4,542 | $249,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 509 | $248,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 3,340 | $248,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,569 | $247,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 2,964 | $247,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 18,925 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,525 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,271 | $246,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 18,074 | $245,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,363 | $245,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 4,121 | $245,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 23,184 | $245,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 16,107 | $245,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 6,430 | $244,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 22,503 | $244,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,533 | $244,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,732 | $243,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,984 | $243,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 12,428 | $243,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 6,600 | $243,000 | thousands by filing date | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 14,170 | $243,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 7,573 | $243,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 9,779 | $242,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,196 | $242,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 6,925 | $242,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 39,300 | $242,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 4,624 | $242,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,331 | $241,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,977 | $241,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 22,005 | $240,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,779 | $240,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,178 | $240,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 5,103 | $240,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 2,645 | $239,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 20,000 | $239,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,729 | $237,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,482 | $236,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 11,192 | $235,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,888 | $235,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,318 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 3,666 | $234,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 15,714 | $233,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,587 | $231,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 5,770 | $231,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 11,917 | $231,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 3,763 | $231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,578 | $231,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,400 | $230,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 17,619 | $230,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,416 | $229,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,928 | $229,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,896 | $229,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 3,625 | $229,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 5,615 | $229,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 12,700 | $228,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,233 | $227,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 4,119 | $226,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,310 | $226,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,778 | $224,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 6,414 | $224,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 5,800 | $224,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 16,704 | $224,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 5,538 | $223,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 11,191 | $223,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 6,452 | $222,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 24,060 | $222,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 6,265 | $222,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,728 | $221,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 695 | $221,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 2,982 | $221,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 8,684 | $219,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 8,703 | $219,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,096 | $219,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 5,171 | $218,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,226 | $218,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 22,600 | $218,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 518 | $217,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 4,714 | $217,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 7,651 | $216,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 10,847 | $216,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 3,343 | $214,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 9,531 | $214,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,449 | $214,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,508 | $213,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 163 | $213,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 3,666 | $213,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 15,756 | $213,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 706 | $212,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,040 | $212,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 12,425 | $211,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,138 | $211,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 6,859 | $210,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,988 | $210,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 32,949 | $210,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 2,982 | $209,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 5,054 | $209,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 12,616 | $209,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 26,879 | $209,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 2,813 | $209,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,553 | $208,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 7,865 | $208,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,352 | $208,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,207 | $207,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 14,060 | $207,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 12,595 | $206,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 7,402 | $206,000 | thousands by filing date | |
| PEOPLE INC | 44891N208 | COM NEW | 2,054 | $206,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 3,175 | $205,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 5,208 | $204,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 981 | $204,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,248 | $203,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 11,523 | $203,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 7,798 | $203,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 2,736 | $202,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 3,060 | $202,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 12,033 | $202,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 19,520 | $202,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 16,130 | $201,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 31,800 | $201,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 14,162 | $198,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 145,550 | $198,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 11,599 | $196,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 45,772 | $195,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,642 | $195,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 36,725 | $195,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 37,896 | $190,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 13,540 | $188,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 15,580 | $185,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 16,562 | $183,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 27,599 | $182,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 16,129 | $178,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 17,086 | $178,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 12,354 | $178,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 14,577 | $177,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 32,912 | $177,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 24,125 | $174,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 96,900 | $172,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 11,225 | $171,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 10,080 | $171,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 12,421 | $168,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 22,315 | $167,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 12,591 | $166,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 16,073 | $163,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 12,500 | $162,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 133,935 | $161,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 11,938 | $160,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 11,564 | $157,000 | thousands by filing date | |
| FREYR BATTERY | L4135L100 | SHS | 12,750 | $157,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 27,830 | $156,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 16,526 | $156,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,562 | $154,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 10,325 | $152,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 68,800 | $152,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 13,626 | $151,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 12,809 | $149,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,480 | $148,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,114 | $147,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J103 | COMMON STOCK | 12,300 | $147,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 10,385 | $145,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 12,266 | $143,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 12,463 | $143,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 10,709 | $142,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 159,878 | $142,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,407 | $138,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 46,200 | $138,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 20,861 | $135,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 13,704 | $134,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 12,150 | $132,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 12,126 | $131,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 11,407 | $129,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 22,334 | $127,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 51,633 | $126,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 32,500 | $125,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 17,632 | $124,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 25,966 | $124,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 112,000 | $121,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 10,219 | $121,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 17,687 | $119,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 44,500 | $119,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 11,000 | $119,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 18,031 | $118,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 25,218 | $116,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 12,471 | $115,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,358 | $114,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 15,977 | $114,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,500 | $112,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 30,815 | $111,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,639 | $108,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 11,245 | $108,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,782 | $107,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 13,625 | $106,000 | thousands by filing date | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 19,950 | $105,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 12,110 | $105,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 114,701 | $105,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 418,201 | $105,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 123,000 | $104,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 15,000 | $103,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,698 | $101,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 18,912 | $101,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 99,050 | $101,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 28,032 | $100,000 | thousands by filing date | |
| KIDPIK CORP | 49382L108 | COM | 20,000 | $97,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 12,083 | $96,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 15,568 | $94,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,201 | $92,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 12,975 | $89,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 14,000 | $89,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 13,424 | $88,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 22,900 | $86,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 11,489 | $85,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 16,435 | $85,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,135 | $82,000 | thousands by filing date | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 20,700 | $81,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 10,500 | $81,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 19,600 | $80,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 25,500 | $80,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,120 | $76,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 32,300 | $76,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 43,000 | $75,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 15,500 | $75,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,226 | $74,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 13,900 | $73,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 10,038 | $68,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 20,013 | $67,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,691 | $65,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 17,617 | $64,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,770 | $63,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 31,310 | $63,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 16,180 | $62,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 10,327 | $60,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 11,850 | $59,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 11,200 | $55,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 35,750 | $54,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 20,000 | $54,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 81,400 | $54,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 11,037 | $53,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 26,250 | $53,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 13,776 | $53,000 | thousands by filing date | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 58,000 | $52,000 | thousands by filing date | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 24,527 | $52,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,657 | $51,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 105,700 | $44,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 12,650 | $43,000 | thousands by filing date | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 31,000 | $41,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 15,044 | $40,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 10,050 | $39,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 14,100 | $37,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 19,918 | $32,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 20,000 | $32,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 14,495 | $31,000 | thousands by filing date | |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 14,000 | $30,000 | thousands by filing date | |
| REDBOX ENTERTAINMENT INC | 75724T103 | CMN | 12,500 | $30,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 60,330 | $30,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 12,000 | $29,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 38,400 | $29,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 25,522 | $29,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 110,000 | $28,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 10,400 | $27,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 51,000 | $27,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 15,400 | $26,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,453 | $25,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 32,000 | $25,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 10,925 | $25,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,117 | $24,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 30,402 | $20,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,149 | $19,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 11,600 | $19,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 10,065 | $19,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 18,253 | $18,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 25,210 | $15,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534114 | *W EXP 10/05/202 | 40,954 | $14,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 22,500 | $12,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 22,350 | $12,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 20,125 | $10,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 13,500 | $10,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 12,500 | $10,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 23,000 | $9,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITION I | 81221H113 | *W EXP 11/17/202 | 26,000 | $9,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 12,726 | $7,000 | thousands by filing date | |
| REDBOX ENTERTAINMENT | 75724T111 | *W EXP 12/15/202 | 30,000 | $7,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 15,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-22-002418 | this filing | 2022-05-02 | acceptance time not in the bulk data set |