13F-HR filed by Tortoise Investment Management, LLC
Tortoise Investment Management, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-10, with 664 holding rows worth $534,298,000.
- Accession
- 0001580642-22-000765
- Filer
- CIK 1599511
- Filed
- 2022-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 674 entries on the cover page, a total value of $534,298,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $534,298,000 with VALUE read as thousands by filing date, 13F file number 028-15827. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 500 | $8,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 30 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 70 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 61 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 79 | $8,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 250 | $8,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 420 | $8,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 6,000 | $8,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10 | $7,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 49 | $7,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 150 | $7,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 51 | $7,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 150 | $7,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 367 | $7,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 520 | $7,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 485 | $7,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,593 | $7,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 700 | $7,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,300 | $6,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 1,600 | $6,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 200 | $6,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 26 | $6,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 400 | $6,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,500 | $6,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 330 | $6,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 106 | $6,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 100 | $6,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 13 | $6,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 340 | $6,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 100 | $6,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 2 | $5,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 48 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 61 | $5,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 100 | $5,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 220 | $5,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 52 | $5,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 18 | $5,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 63 | $5,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 106 | $5,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 50 | $5,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 30 | $5,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 51 | $5,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 30 | $5,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 200 | $5,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 60 | $5,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 87 | $5,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 25 | $5,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 100 | $5,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 370 | $5,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K105 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092129 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 600 | $4,000 | thousands by filing date | put |
| Fidelity High Dividend ETF | 316092840 | SHS | 100 | $4,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 70 | $4,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 50 | $4,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 100 | $4,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 200 | $4,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 50 | $4,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 38 | $4,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 100 | $4,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 331 | $4,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 35 | $4,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 150 | $4,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 100 | $4,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 102 | $4,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 231 | $4,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 25 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 71 | $4,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 300 | $4,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 100 | $4,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 23 | $4,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 150 | $4,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 100 | $4,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 210 | $4,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 100 | $4,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 100 | $4,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 13 | $3,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,500 | $3,000 | thousands by filing date | call |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 11 | $3,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,500 | $3,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 501 | $3,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 50 | $3,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 16 | $3,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 50 | $3,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 92 | $3,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 75 | $3,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 45 | $3,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 210 | $3,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 127 | $3,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 84 | $3,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 50 | $3,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 113 | $3,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 42 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 98 | $3,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 100 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 59 | $3,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 200 | $3,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 7 | $3,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 200 | $3,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 120 | $3,000 | thousands by filing date | |
| INVESCO ESG NASDAQ 100 ETF | 46138G540 | ETF | 100 | $3,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 58 | $3,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 168 | $3,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 165 | $3,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 4,000 | $3,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,000 | $2,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 50 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 17 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 75 | $2,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 15 | $2,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 100 | $2,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 20 | $2,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 23 | $2,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 10 | $2,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 53 | $2,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 150 | $2,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 50 | $2,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 500 | $2,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 26 | $2,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 24 | $2,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R103 | COM | 200 | $2,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 200 | $2,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 200 | $2,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 750 | $2,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 19 | $1,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 23 | $1,000 | thousands by filing date | |
| IONQ INC COM | 46222L108 | Stock | 75 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 7 | $1,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 80 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 30 | $1,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 50 | $1,000 | thousands by filing date | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 50 | $1,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 20 | $1,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 100 | $1,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 30 | $1,000 | thousands by filing date | |
| WARBY PARKER INC | 93403J106 | CL A COM | 30 | $1,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 15 | $1,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 57 | $1,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 46 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 62 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 250 | $1,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 75 | $1,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 250 | $1,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VONTIER CORPORATION | 928881101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVANOS MED INC | 05350V106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELLURIAN INC NEW | 87968A104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-22-000765 | this filing | 2022-02-10 | acceptance time not in the bulk data set |