13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-01-31, with 3,743 holding rows worth $14,204,226,000.
- Accession
- 0001580642-22-000544
- Filer
- CIK 1535847
- Filed
- 2022-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 3,782 entries on the cover page, a total value of $14,204,226,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,204,226,000 with VALUE read as thousands by filing date, 13F file number 028-15648. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCarson Group Investments 028-21365
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KFORCE INC COM | 493732101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y201 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRI CONTL CORP | 895436103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNA FINL CORP | 126117100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTHEUS HLDGS INC | 516544103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOS INC | 83570H108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTERA HEALTH CO | 83601L102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILYSYS INC | 00847J105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERUS CORP | 157085101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UMH PPTYS INC | 903002103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESBANCO INC | 950810101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T108 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMETRY INC | 98423F109 | CLASS A COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KODIAK SCIENCES INC | 50015M109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCINO INC | 63947U107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DERMTECH INC | 24984K105 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FASTLY INC | 31188V100 | CL A | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMERICAN WELL CORP | 03044L105 | CL A | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVGO INC | 30052F100 | CL A COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEBIRD BIO INC | 09609G100 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIX INC | 13100M509 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BED BATH & BEYOND INC | 075896100 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VERINT SYS INC | 92343X100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BGC PARTNERS INC | 05541T101 | CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YEXT INC | 98585N106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOMO INC | 257554105 | COM CL B | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN OUTFITTERS INC | 917047102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANOPY GROWTH CORP | 138035100 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPEN LENDING CORP | 68373J104 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATOMERA INC | 04965B100 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTERIX INC | 03676C100 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZOMEDICA CORP COM | 98980M109 | Stock | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULMONX CORP | 745848101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEADS HLDG CO | 69002R103 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FATHOM HOLDINGS | 31189V109 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gaotu Techedu Inc | 36257Y109 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITONE INC | 92347M100 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGH TIDE INC | 42981E401 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092329 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAM GLOBAL | 07373B109 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILON HEALTH INC | 00857U107 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOODLES & CO | 65540B105 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERADIGM INC | 01988P108 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPRESS INC | 30219E103 | COMMON STOCK | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVACARE CORP | 461203101 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Viewra, Inc | 92672L107 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLAKOS INC | 01671P100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUTRO BIOPHARMA INC | 869367102 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELLOW CORP | 985510106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVO PMTS INC | 26927E104 | CL A COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVENTION BIO INC | 74374N102 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO INVS INC COM | 361438104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMER BROS CO | 307675108 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIS CORP | 758932107 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304307 | COM NEW | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OUTSET MEDICAL INC | 690145107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L206 | ADS | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PASSAGE BIO INC | 702712100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYMET MNG CORP | 731916409 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGNIFY HEALTH INC | 82671G100 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATRECA INC | 04965G109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASENSUS SURGICAL INC | 04367G103 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NULL | 68620A203 | NULL | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DSS INC | 26253C102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTONOMO TECHNOLOGIES LTD | M7571L111 | *W EXP 08/13/202 | 499 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOCYTE CORP | 68235C107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| R1 RCM INC | 749397105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL VALUE INC | 76133Q102 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J107 | ORD SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOGENIX INC. | 98978L204 | Common Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y180 | COM | 208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENLANE HLDGS INC | 395330103 | CL A | 285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| US WELL SERVICES INC | 91274U200 | CL A NEW | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENESTECH INC | 81720R208 | COM NEW | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOXLIGHT CORP | 103197109 | COM CL A | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTS/SPECIAL OPPORTUNITIES FUND, INC. EXP12/31/2099 | 84741T138 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-22-000544 | this filing | 2022-01-31 | acceptance time not in the bulk data set |