13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-01-28, with 1,406 holding rows worth $3,471,216,000.
- Accession
- 0001580642-22-000506
- Filer
- CIK 1464811
- Filed
- 2022-01-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 1,580 entries on the cover page, a total value of $3,471,216,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,471,216,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerBrandes
- included managerMiller/Howard
- included managerNavellier & Associates Inc.
- included managerZacks Investment Mgt
- included managerCambiar
- included managerAnchor Capital
- included managerAtlanta Capital
- included managerGranite Invstmt Ptnr
- included managerSparrow
- included managerLazard
- included managerAthenaInvest Advisor
- included managerACR
- included managerDana Investment
- included managerChartwell
- included managerClark Capital Mgmt
- included managerCohen & Steers
- included managerS&P
- included managerHahn Capital Management
- included managerLegg Mason
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARA HOLDINGS INC COM | 565788106 | Stock | 10,412 | $343,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 539 | $343,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 7,681 | $341,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 3,789 | $340,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 3,272 | $339,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,922 | $339,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,546 | $338,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 8,783 | $338,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 18,632 | $338,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 18,960 | $337,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 22,600 | $337,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 8,402 | $337,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y269 | NASDQ 100 CVRDGW | 10,542 | $336,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,784 | $335,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 22,160 | $333,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,281 | $332,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 12,334 | $331,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 7,293 | $330,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 7,367 | $330,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,698 | $329,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 4,715 | $329,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,223 | $328,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 10,429 | $326,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,011 | $326,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 32,958 | $326,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 6,491 | $325,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,404 | $324,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 5,740 | $323,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 24,085 | $323,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 17,878 | $322,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,586 | $321,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,316 | $320,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 44,294 | $319,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,344 | $319,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,381 | $318,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 6,995 | $318,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 6,155 | $317,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 5,055 | $316,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 23,472 | $316,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 2,106 | $314,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 1,811 | $313,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,439 | $313,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 8,924 | $313,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 179,800 | $313,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,803 | $312,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 34,000 | $312,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 17,711 | $312,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 2,631 | $312,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,312 | $311,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,416 | $311,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 3,315 | $311,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 19,161 | $311,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,233 | $310,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 12,608 | $310,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 12,317 | $310,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 2,998 | $310,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,600 | $309,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,239 | $309,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,702 | $308,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 8,000 | $308,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 4,963 | $308,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 3,042 | $307,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 1,993 | $306,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 23,101 | $305,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,892 | $304,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,957 | $304,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,013 | $304,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,525 | $303,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 48,546 | $302,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 16,854 | $302,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 2,104 | $302,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 7,319 | $301,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 9,299 | $301,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,182 | $301,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 96,500 | $301,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,865 | $300,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,871 | $300,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 8,667 | $300,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,493 | $299,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 64,016 | $299,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,226 | $298,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,769 | $296,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,970 | $296,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 18,619 | $296,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 24,071 | $296,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 9,630 | $295,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,439 | $295,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,217 | $295,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 5,965 | $294,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 4,403 | $294,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,479 | $291,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,821 | $291,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,715 | $291,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,213 | $290,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,350 | $290,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 4,813 | $288,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,304 | $288,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 15,671 | $288,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 5,267 | $288,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 44,096 | $287,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 6,380 | $287,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 6,295 | $286,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,722 | $286,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 6,190 | $285,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 5,933 | $285,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 1,230 | $284,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 34,991 | $284,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 31,800 | $283,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,341 | $282,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 2,926 | $282,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 750 | $280,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 17,460 | $280,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,010 | $280,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 111,550 | $279,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,100 | $278,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,912 | $277,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,424 | $276,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,587 | $276,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 73,263 | $275,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 17,715 | $275,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 6,750 | $275,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3,455 | $274,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 6,261 | $274,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,310 | $273,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 64,500 | $273,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 39,300 | $273,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,756 | $270,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,078 | $270,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 3,319 | $268,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,575 | $268,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 14,116 | $268,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 22,000 | $268,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 7,587 | $268,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,110 | $267,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 2,437 | $267,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L100 | CL A | 5,230 | $267,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 10,012 | $266,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,152 | $265,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 4,900 | $265,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 10,232 | $264,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 4,102 | $260,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 18,907 | $260,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 3,362 | $260,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 7,890 | $259,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 5,524 | $259,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 4,520 | $258,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,554 | $258,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 16,000 | $258,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,656 | $257,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 178 | $257,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 24,126 | $256,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 12,208 | $253,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 571 | $253,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,334 | $253,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 5,000 | $252,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 15,966 | $252,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,679 | $252,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 2,923 | $251,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 37,223 | $250,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,441 | $250,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 14,071 | $250,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,527 | $250,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,467 | $249,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 9,097 | $249,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 455 | $248,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 20,030 | $248,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,758 | $248,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,721 | $247,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 1,660 | $247,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 6,427 | $246,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,708 | $246,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 13,873 | $246,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,331 | $246,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,210 | $246,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 26,232 | $246,000 | thousands by filing date | |
| ARCHAEA ENERGY INC | 03940F103 | COM CL A | 13,400 | $245,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,167 | $244,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 431 | $244,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,877 | $242,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 5,967 | $241,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 6,708 | $241,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 9,692 | $240,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 6,143 | $240,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 15,126 | $240,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 35,373 | $240,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,255 | $239,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,991 | $239,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 7,798 | $238,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 43,094 | $238,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 2,275 | $237,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 57,583 | $237,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,421 | $236,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 2,915 | $236,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 3,666 | $236,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 35,404 | $236,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 3,556 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 3,142 | $234,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,175 | $233,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 13,352 | $232,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,146 | $232,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,048 | $232,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,578 | $232,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 2,975 | $232,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,854 | $231,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 12,250 | $231,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 44,300 | $231,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 4,116 | $230,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 12,684 | $230,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 17,618 | $230,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 3,369 | $229,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 9,591 | $228,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,135 | $227,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 3,530 | $227,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,614 | $227,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 8,765 | $227,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 6,265 | $226,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,653 | $225,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 23,315 | $225,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 5,675 | $224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 3,898 | $224,000 | thousands by filing date | |
| LISTED FD TR | 53656F821 | TRUESHS TECH AI | 4,752 | $224,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 7,472 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 18,688 | $223,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,317 | $222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,339 | $222,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 14,085 | $222,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 2,848 | $222,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,460 | $221,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 970 | $221,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 3,622 | $221,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 8,200 | $221,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 16,469 | $220,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 17,057 | $218,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 7,350 | $218,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 11,552 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,122 | $218,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 2,383 | $217,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 13,500 | $216,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 14,800 | $216,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 8,113 | $216,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 2,664 | $214,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 7,760 | $214,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 2,355 | $214,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 30,178 | $213,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,720 | $212,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 8,161 | $212,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 5,704 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 2,600 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 2,207 | $210,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,494 | $210,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 4,580 | $209,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 16,370 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 4,135 | $208,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 37,870 | $208,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,144 | $208,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 19,039 | $207,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,925 | $206,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 6,721 | $205,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,138 | $205,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 7,956 | $205,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 3,143 | $204,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,184 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 2,573 | $204,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 12,515 | $203,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 1,635 | $202,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 16,188 | $200,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 79,920 | $200,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 14,040 | $200,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 10,697 | $199,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 45,522 | $198,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 26,571 | $198,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 33,166 | $196,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 39,207 | $196,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 140,935 | $195,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 12,225 | $194,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 44,935 | $193,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 13,160 | $192,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 16,294 | $190,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 12,579 | $188,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 13,665 | $188,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 12,414 | $187,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 14,041 | $185,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 22,200 | $185,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 13,066 | $185,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 10,325 | $184,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 11,019 | $183,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,723 | $183,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 11,670 | $182,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 79,270 | $179,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 12,550 | $177,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 14,468 | $177,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 12,256 | $177,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 10,927 | $171,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 17,072 | $171,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 25,268 | $169,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 12,069 | $166,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 11,225 | $162,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 15,983 | $162,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 18,625 | $159,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 27,050 | $158,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,186 | $158,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 17,632 | $156,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 34,700 | $156,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 16,271 | $155,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 12,330 | $154,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 16,322 | $153,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 27,745 | $149,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 16,053 | $148,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H106 | CMN | 14,900 | $148,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 10,010 | $147,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 37,547 | $147,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 12,720 | $141,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 12,470 | $134,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 22,201 | $131,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 39,384 | $130,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 15,977 | $128,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 17,700 | $126,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 13,476 | $126,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 32,682 | $125,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 12,915 | $123,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 140,000 | $123,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,719 | $122,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,941 | $122,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 18,801 | $121,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 16,423 | $118,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,782 | $116,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 17,321 | $116,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,776 | $115,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,233 | $115,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 11,000 | $114,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 13,226 | $113,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,410 | $112,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 11,925 | $112,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 24,000 | $112,000 | thousands by filing date | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 17,250 | $109,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 15,807 | $108,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,155 | $107,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 177,900 | $106,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 43,000 | $105,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 16,435 | $104,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 12,150 | $104,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 19,320 | $102,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 351,101 | $102,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 12,224 | $99,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,276 | $97,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 14,895 | $96,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 13,600 | $94,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 112,000 | $91,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 18,600 | $90,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 11,489 | $89,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 32,236 | $89,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 52,227 | $87,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 27,800 | $86,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,364 | $85,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 10,228 | $82,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 11,050 | $78,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 11,287 | $76,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 32,500 | $75,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 23,600 | $71,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,811 | $70,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 15,500 | $68,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 17,617 | $67,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 20,013 | $67,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,555 | $65,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 71,338 | $65,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 19,250 | $64,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 44,800 | $61,000 | thousands by filing date | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 22,400 | $60,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 14,950 | $59,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 18,225 | $57,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 94,210 | $56,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 29,000 | $55,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 23,000 | $55,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 58,983 | $55,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 11,200 | $51,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 11,850 | $49,000 | thousands by filing date | |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 25,900 | $49,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 10,200 | $48,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 22,600 | $48,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 35,750 | $44,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 10,925 | $44,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 54,305 | $36,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 30,402 | $33,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 54,851 | $32,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 13,110 | $29,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 20,000 | $28,000 | thousands by filing date | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 24,100 | $28,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 15,044 | $28,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 15,400 | $27,000 | thousands by filing date | |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 10,500 | $26,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 10,065 | $24,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 15,022 | $23,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 10,400 | $22,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534114 | *W EXP 10/05/202 | 25,954 | $21,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,064 | $19,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 12,000 | $19,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 85,000 | $19,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 22,350 | $19,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,149 | $16,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 25,210 | $16,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 11,600 | $15,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 11,300 | $14,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 17,000 | $11,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 20,125 | $11,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 12,726 | $9,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 22,500 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-22-000506 | this filing | 2022-01-28 | acceptance time not in the bulk data set |