13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-16, with 1,404 holding rows worth $3,143,706,000.
- Accession
- 0001580642-21-005484
- Filer
- CIK 1464811
- Filed
- 2021-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 1,568 entries on the cover page, a total value of $3,143,706,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,143,706,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerBrandes
- included managerMiller/Howard
- included managerNavellier & Associates Inc.
- included managerZacks Investment Mgt
- included managerCambiar
- included managerAnchor Capital
- included managerAtlanta Capital
- included managerGranite Invstmt Ptnr
- included managerSparrow
- included managerLazard
- included managerAthenaInvest Advisor
- included managerACR
- included managerDana Investment
- included managerChartwell
- included managerClark Capital Mgmt
- included managerCohen & Steers
- included managerS&P
- included managerHahn Capital Management
- included managerLegg Mason
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 18,801 | $323,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 21,688 | $323,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,400 | $321,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 7,188 | $320,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,540 | $320,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 5,432 | $320,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 25,875 | $319,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,118 | $318,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 19,806 | $317,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 5,135 | $317,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 4,655 | $317,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 10,691 | $317,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,005 | $316,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 8,924 | $315,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,156 | $315,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 4,784 | $315,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 8,517 | $313,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 24,471 | $312,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 9,065 | $311,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 138,000 | $311,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,113 | $310,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 5,830 | $310,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 2,185 | $309,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,539 | $309,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,330 | $308,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 5,898 | $308,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 7,491 | $307,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,430 | $305,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 4,119 | $305,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,560 | $304,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,327 | $304,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,610 | $304,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,697 | $303,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,054 | $302,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 53,472 | $302,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 5,797 | $301,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,125 | $300,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,947 | $300,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 124,391 | $300,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 4,708 | $300,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 17,711 | $299,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 5,402 | $298,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 3,390 | $297,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 22,000 | $297,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 5,285 | $296,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 41,220 | $296,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 18,409 | $294,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 2,399 | $294,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 2,041 | $294,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 43,257 | $294,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 31,895 | $293,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 8,177 | $291,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 18,784 | $291,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,700 | $289,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,252 | $289,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 10,328 | $288,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 3,994 | $288,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 35,152 | $288,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 4,763 | $287,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 737 | $287,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 2,352 | $287,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,579 | $287,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 10,576 | $287,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,433 | $286,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,166 | $285,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,991 | $285,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 5,440 | $284,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,959 | $283,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 6,593 | $283,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,218 | $283,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 12,217 | $283,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 3,643 | $282,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 18,472 | $282,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 4,756 | $282,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,840 | $281,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 42,694 | $281,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,199 | $281,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 10,212 | $280,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,617 | $280,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 2,997 | $280,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 7,112 | $280,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 3,042 | $279,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 5,122 | $278,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 775 | $277,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,290 | $277,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 8,732 | $276,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 41,454 | $276,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 5,997 | $275,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 15,719 | $275,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 4,333 | $275,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,070 | $274,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,314 | $274,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,285 | $273,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 198 | $273,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 1,230 | $272,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 6,750 | $272,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 9,464 | $270,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 179,800 | $270,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,022 | $269,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,271 | $268,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 3,496 | $266,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,992 | $266,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 48,623 | $265,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,041 | $265,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,192 | $265,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 3,391 | $265,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,782 | $263,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,762 | $263,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,480 | $262,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 12,962 | $262,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,860 | $261,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 63,400 | $260,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 2,103 | $260,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,731 | $259,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,834 | $259,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 17,450 | $259,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 22,228 | $259,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,902 | $258,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,699 | $258,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 3,619 | $258,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,382 | $257,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,345 | $257,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 18,617 | $257,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 68,889 | $257,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 21,899 | $257,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 7,329 | $256,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 5,733 | $255,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 2,245 | $255,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 8,323 | $255,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 20,945 | $255,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,548 | $254,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 2,251 | $254,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 16,370 | $254,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,730 | $254,000 | thousands by filing date | |
| ARCHAEA ENERGY INC | 03940F103 | COM CL A | 13,400 | $254,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 5,000 | $253,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,713 | $253,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 6,356 | $253,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 18,912 | $252,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 45,458 | $251,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 6,906 | $250,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,753 | $249,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 10,786 | $248,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,060 | $248,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,615 | $247,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 15,545 | $247,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 6,526 | $246,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 8,919 | $245,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 6,237 | $245,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,949 | $244,000 | thousands by filing date | |
| UIPATH INC | 90364P105 | CL A | 4,620 | $244,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 3,993 | $244,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 638 | $243,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 3,123 | $243,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 13,584 | $240,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 39,300 | $240,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,854 | $238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,546 | $237,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 5,855 | $237,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 23,315 | $237,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,274 | $236,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,311 | $236,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 15,034 | $236,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 17,500 | $236,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,508 | $235,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 9,250 | $235,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 17,959 | $234,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 18,101 | $234,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 35,373 | $234,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 2,026 | $233,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 3,263 | $233,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 9,380 | $233,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 35,655 | $233,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 12,423 | $232,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 4,085 | $232,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 16,928 | $231,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,476 | $230,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,024 | $230,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,433 | $229,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,791 | $229,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 13,226 | $229,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 13,063 | $229,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 24,100 | $228,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 2,371 | $228,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 11,800 | $227,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,331 | $226,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 5,901 | $225,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 7,517 | $225,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 22,936 | $224,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 2,995 | $222,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 3,822 | $222,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,412 | $222,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 2,476 | $221,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,661 | $221,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 3,413 | $220,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 17,461 | $220,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 6,419 | $219,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 4,892 | $219,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 1,256 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 3,042 | $219,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 5,293 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 3,200 | $218,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 17,774 | $218,000 | thousands by filing date | |
| LISTED FD TR | 53656F821 | TRUESHS TECH AI | 4,750 | $218,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 11,299 | $217,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,374 | $215,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,081 | $215,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,905 | $215,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,551 | $214,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,091 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 4,135 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 8,740 | $213,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 14,020 | $213,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 2,613 | $212,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,130 | $211,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 3,375 | $211,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 5,923 | $211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,229 | $211,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 11,403 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,789 | $211,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 26,088 | $211,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,250 | $210,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,005 | $210,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,585 | $210,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 15,389 | $210,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 35,826 | $210,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 4,555 | $209,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 5,431 | $209,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 3,722 | $209,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 2,253 | $209,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,070 | $208,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 2,304 | $208,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 306,345 | $208,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 8,513 | $207,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 26,800 | $207,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 1,000 | $206,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 13,280 | $206,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 50,987 | $206,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,282 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 10,750 | $204,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,158 | $203,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 713 | $203,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 45,522 | $203,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 11,500 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347G747 | ULTPRO SHT 2017 | 21,000 | $203,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 8,763 | $201,000 | thousands by filing date | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 7,725 | $201,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,700 | $201,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 40,700 | $198,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,988 | $196,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 10,520 | $196,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 15,878 | $193,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 10,425 | $192,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 12,052 | $189,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 17,385 | $186,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 11,635 | $185,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 13,114 | $181,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 13,820 | $178,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 21,250 | $174,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 33,290 | $174,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 17,150 | $174,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 53,350 | $172,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,447 | $171,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 28,359 | $170,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 17,127 | $170,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 44,386 | $169,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,765 | $169,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 13,400 | $167,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 32,908 | $167,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 13,058 | $164,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 43,653 | $163,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 10,909 | $161,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 16,075 | $161,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 18,122 | $160,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 11,929 | $159,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 11,728 | $157,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 21,878 | $157,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,486 | $157,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 15,000 | $156,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 17,333 | $155,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 12,217 | $155,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 10,058 | $155,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,870 | $155,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,745 | $154,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 16,365 | $153,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 40,000 | $153,000 | thousands by filing date | |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 58,900 | $151,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 20,115 | $149,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,975 | $148,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 39,857 | $145,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 10,548 | $145,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 41,959 | $144,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 12,040 | $140,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 16,013 | $139,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 12,470 | $139,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 17,850 | $139,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 14,595 | $139,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 16,432 | $137,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 10,227 | $136,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 16,625 | $136,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 22,200 | $134,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 17,400 | $133,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 89,237 | $133,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 17,295 | $131,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 22,330 | $131,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 11,347 | $131,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 56,400 | $130,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 26,685 | $129,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 15,000 | $126,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,785 | $126,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 16,849 | $125,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 11,270 | $125,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 16,404 | $123,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 15,449 | $121,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,641 | $121,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 10,250 | $119,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,840 | $118,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 14,141 | $115,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 13,169 | $114,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,500 | $114,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 15,400 | $114,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 11,525 | $114,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,182 | $113,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 14,635 | $112,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,850 | $111,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 11,950 | $109,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 15,068 | $109,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 55,300 | $109,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 11,000 | $109,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,195 | $107,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 13,337 | $107,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,726 | $106,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 10,200 | $106,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 17,177 | $105,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 12,800 | $105,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 52,227 | $97,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 32,500 | $96,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 40,000 | $96,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,020 | $95,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 13,600 | $94,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 11,985 | $92,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 16,700 | $92,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 10,782 | $91,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 112,000 | $90,000 | thousands by filing date | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 18,600 | $90,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 45,650 | $89,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 14,185 | $85,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 10,038 | $84,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 10,365 | $82,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 25,800 | $80,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 11,410 | $79,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,615 | $77,000 | thousands by filing date | |
| TRANSCODE THERAPEUTICS INC | 89357L105 | CMN | 25,000 | $75,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 11,850 | $74,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 16,600 | $72,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 34,200 | $71,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 43,300 | $71,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 15,500 | $70,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E118 | W EXP 10/22/202 | 42,100 | $68,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 18,010 | $65,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 16,574 | $64,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 10,605 | $64,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,694 | $64,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G0370L116 | W EXP 12/1/202 | 27,500 | $63,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 19,965 | $63,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 30,568 | $62,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 20,013 | $62,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 11,200 | $60,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 29,000 | $58,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 14,200 | $56,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 59,582 | $54,000 | thousands by filing date | |
| 23ANDME HOLDING CO WT EXP 061626 | 90138Q116 | Stock | 28,600 | $53,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 10,500 | $48,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 10,400 | $48,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 35,000 | $48,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 13,755 | $47,000 | thousands by filing date | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 30,000 | $47,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,000 | $44,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 63,500 | $44,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 50,094 | $39,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 14,167 | $38,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D100 | *W EXP 12/10/202 | 10,095 | $38,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 13,022 | $35,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 10,925 | $33,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 12,071 | $31,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 20,000 | $30,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 60,000 | $28,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 14,273 | $28,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 25,210 | $25,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 12,930 | $24,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 10,650 | $23,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 21,044 | $23,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534114 | *W EXP 10/05/202 | 25,954 | $22,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 35,000 | $22,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 11,600 | $20,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 12,400 | $20,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 11,500 | $19,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 12,000 | $18,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 17,000 | $18,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 12,726 | $14,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 23,000 | $13,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,149 | $11,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 22,500 | $10,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 20,125 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-21-005484 | this filing | 2021-11-16 | acceptance time not in the bulk data set |