13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-10, with 2,118 holding rows worth $56,364,077,000.
- Accession
- 0001580642-21-005383
- Filer
- CIK 1540235
- Filed
- 2021-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 2,151 entries on the cover page, a total value of $56,364,077,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,364,077,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DRIVE SHACK INC | 262077100 | COM | 16,196 | $46,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 12,287 | $46,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 17,526 | $45,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 13,550 | $45,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,202 | $44,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 17,881 | $44,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 10,070 | $43,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 20,000 | $43,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,800 | $42,000 | thousands by filing date | call |
| MEDIWOUND LTD | M68830104 | ORD SHS | 12,500 | $42,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 24,036 | $41,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 18,252 | $41,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 10,386 | $40,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 17,402 | $40,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 14,582 | $40,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 19,310 | $38,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 10,030 | $37,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 13,000 | $37,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $36,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 39,764 | $36,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 16,532 | $36,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 17,577 | $36,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 18,539 | $35,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 14,814 | $32,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2,000 | $31,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 24,000 | $31,000 | thousands by filing date | put |
| CYBIN INC | 23256X100 | COM | 14,300 | $31,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 10,097 | $31,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 12,763 | $30,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 10,000 | $30,000 | thousands by filing date | |
| CIPHER MINING INC | 17253J114 | *W EXP 10/22/202 | 13,000 | $30,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 31,660 | $30,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 9,200 | $29,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 100 | $28,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,000 | $26,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 25,000 | $26,000 | thousands by filing date | principal |
| POWER & DIGITAL INFRA ACQ CO | 739190114 | *W EXP 02/12/202 | 10,000 | $25,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 16,358 | $24,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 11,415 | $24,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 11,000 | $24,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 14,000 | $22,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 19,767 | $21,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 13,171 | $21,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 21,000 | $21,000 | thousands by filing date | principal |
| BLOOM ENERGY CORP | 093712107 | COM | 9,700 | $20,000 | thousands by filing date | call |
| SADOT GROUP INC | 627333107 | COM | 17,425 | $20,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 14,881 | $20,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 20,000 | $20,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 100 | $19,000 | thousands by filing date | call |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 10,841 | $19,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 26,233 | $18,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 10,000 | $18,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 25,477 | $18,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 11,411 | $18,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 500 | $17,000 | thousands by filing date | call |
| BEST INC | 08653C106 | SPONSORED ADS | 10,000 | $17,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,000 | $16,000 | thousands by filing date | call |
| GOLDMINING INC | 38149E101 | COM | 13,342 | $16,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,600 | $15,000 | thousands by filing date | put |
| LUCID GROUP INC | 549498103 | COM | 2,000 | $15,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,000 | $13,000 | thousands by filing date | put |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 8,100 | $13,000 | thousands by filing date | call |
| OMNICHANNEL ACQUISITION CORP | 68218L116 | *W EXP 12/30/202 | 15,000 | $13,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 11,700 | $12,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 20,650 | $12,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 10,075 | $12,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 400 | $11,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,200 | $11,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 10,000 | $11,000 | thousands by filing date | principal |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 12,000 | $11,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 10,000 | $11,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 27,000 | $11,000 | thousands by filing date | call |
| Galiano Gold Inc | 36352H100 | COM | 13,709 | $10,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 10,000 | $10,000 | thousands by filing date | principal |
| TANZANIAN GOLD CORP | 87601A107 | COM | 20,000 | $10,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 14,200 | $10,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 10,000 | $10,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 10,000 | $10,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 4,000 | $9,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 100 | $8,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,300 | $8,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 300 | $8,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 95,000 | $7,000 | thousands by filing date | put |
| UPSTARTHLDGSINC | 91680M107 | STOK | 400 | $7,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 55,000 | $6,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 12,000 | $6,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 1,200 | $6,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 300 | $5,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 200 | $5,000 | thousands by filing date | call |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 10,000 | $5,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 900 | $4,000 | thousands by filing date | call |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 3,000 | $4,000 | thousands by filing date | call |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 1,200 | $4,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 600 | $3,000 | thousands by filing date | put |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 100 | $3,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 1,200 | $3,000 | thousands by filing date | call |
| RIOT PLATFORMS INC | 767292105 | COM | 600 | $3,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 600 | $3,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 5,000 | $2,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 700 | $2,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 100 | $2,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 200 | $2,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 900 | $2,000 | thousands by filing date | call |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 10,000 | $2,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,000 | $1,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 5,000 | $1,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 1,000 | $1,000 | thousands by filing date | put |
| DOCUSIGN INC COM | 256163106 | Stock | 100 | $1,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 5,100 | $1,000 | thousands by filing date | put |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 100 | $1,000 | thousands by filing date | call |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 2,700 | $1,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TERADYNE INC COM | 880770102 | Stock | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CANOPY GROWTH CORP | 138035100 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-21-005383 | this filing | 2021-11-10 | acceptance time not in the bulk data set |