13F-HR/A filed by CWM, LLC
CWM, LLC filed this 13F-HR/A for the quarter ended 2021-03-31, filed 2021-09-15, with 3,053 holding rows worth $12,547,276,000.
- Accession
- 0001580642-21-004476
- Filer
- CIK 1535847
- Filed
- 2021-09-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, amendment of type restatement, 3,136 entries on the cover page, a total value of $12,547,276,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,547,276,000 with VALUE read as thousands by filing date, 13F file number 028-15648. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCarson Group Investing, LLC 028-21365
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 320 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 100 | $13,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 579 | $13,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 455 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 341 | $13,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 467 | $13,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 200 | $13,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 701 | $13,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 243 | $13,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 200 | $13,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 70 | $12,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 86 | $12,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 928 | $12,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 73 | $12,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 194 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 273 | $12,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 375 | $12,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 90 | $12,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 75 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 231 | $12,000 | thousands by filing date | |
| RH | 74967X103 | COM | 18 | $12,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 244 | $12,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 592 | $12,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,377 | $12,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 1,393 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 719 | $12,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 62 | $12,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 595 | $12,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 130 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 480 | $12,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 443 | $12,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,000 | $12,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 1,498 | $12,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 404 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 366 | $12,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 450 | $12,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 442 | $12,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 268 | $12,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 235 | $12,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,000 | $12,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 100 | $11,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 4,500 | $11,000 | thousands by filing date | put |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 300 | $11,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 565 | $11,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,124 | $11,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 305 | $11,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 656 | $11,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 230 | $11,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 105 | $11,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 88 | $11,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 297 | $11,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,105 | $11,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 73 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 140 | $11,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 487 | $11,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 117 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 328 | $11,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 233 | $11,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 159 | $11,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 112 | $11,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 331 | $11,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 765 | $11,000 | thousands by filing date | |
| UIPATH INC | 90364P105 | CL A | 165 | $11,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 191 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 209 | $11,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 616 | $11,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 952 | $11,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 663 | $11,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,398 | $11,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 728 | $11,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 918 | $11,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,199 | $11,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q717 | LEADERSHS ACTIVI | 290 | $11,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,500 | $11,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 296 | $11,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 204 | $11,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 850 | $11,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,558 | $11,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 397 | $11,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 725 | $11,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 164 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 750 | $11,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y854 | FUND | 460 | $11,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 618 | $11,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 584 | $10,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 72 | $10,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 196 | $10,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,275 | $10,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,504 | $10,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 462 | $10,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 20 | $10,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 134 | $10,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 56 | $10,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 333 | $10,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 1,480 | $10,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,265 | $10,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10 | $10,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 1,025 | $10,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 287 | $10,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 535 | $10,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 322 | $10,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 250 | $10,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 137 | $10,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 104 | $10,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 861 | $10,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 238 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 500 | $10,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 47 | $10,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 324 | $10,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 210 | $10,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 189 | $10,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 400 | $10,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 253 | $10,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 70 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 237 | $10,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 81 | $10,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 1,000 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 171 | $10,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 104 | $10,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 121 | $10,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 154 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 111 | $10,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 460 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 225 | $10,000 | thousands by filing date | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 300 | $10,000 | thousands by filing date | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 590 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 470 | $10,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 407 | $10,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 529 | $10,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 704 | $10,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 165 | $10,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G755 | ETFMG US ALTER | 1,000 | $10,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 998 | $10,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 165 | $9,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 124 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 87 | $9,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 224 | $9,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 426 | $9,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 98 | $9,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 200 | $9,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 602 | $9,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 235 | $9,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 634 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 113 | $9,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,000 | $9,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 93 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 138 | $9,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 269 | $9,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 80 | $9,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 42 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 138 | $9,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 80 | $9,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 275 | $9,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 187 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 125 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 194 | $9,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 700 | $9,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 300 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 233 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 234 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 334 | $9,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 309 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 135 | $9,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 1,000 | $9,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 581 | $9,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 450 | $9,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,150 | $9,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 201 | $8,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 225 | $8,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 626 | $8,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 250 | $8,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 32 | $8,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 66 | $8,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 300 | $8,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 174 | $8,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 122 | $8,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 117 | $8,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 76 | $8,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 100 | $8,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 301 | $8,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 28 | $8,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 50 | $8,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 603 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 38 | $8,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 109 | $8,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 462 | $8,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 147 | $8,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 454 | $8,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 200 | $8,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 188 | $8,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 113 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 121 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 86 | $8,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 7 | $8,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 420 | $8,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 442 | $8,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 200 | $8,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,169 | $8,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 15 | $8,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 179 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 453 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 82 | $8,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 12 | $8,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 521 | $8,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 108 | $8,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 221 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 178 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 100 | $8,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 200 | $8,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 175 | $8,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 300 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 269 | $8,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 108 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 278 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 150 | $8,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 797 | $8,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 400 | $8,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 500 | $8,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 700 | $8,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 1,007 | $8,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 1,295 | $8,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 100 | $8,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 2,794 | $8,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 300 | $7,000 | thousands by filing date | call |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 800 | $7,000 | thousands by filing date | call |
| C3 AI INC | 12468P104 | CL A | 105 | $7,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 101 | $7,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 104 | $7,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 172 | $7,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 143 | $7,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 98 | $7,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 300 | $7,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 152 | $7,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 200 | $7,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 112 | $7,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 408 | $7,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,965 | $7,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 203 | $7,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 500 | $7,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 320 | $7,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 212 | $7,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 450 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 139 | $7,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 500 | $7,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 149 | $7,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 52 | $7,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 84 | $7,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 175 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 69 | $7,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 700 | $7,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 244 | $7,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 34 | $7,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 88 | $7,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 200 | $7,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 49 | $7,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 579 | $7,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 156 | $7,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 239 | $7,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 182 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 103 | $7,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 435 | $7,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 416 | $7,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 119 | $7,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 800 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 291 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 155 | $7,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 95 | $7,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 261 | $7,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 328 | $7,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 500 | $7,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 600 | $7,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 2,000 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 254 | $7,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 175 | $7,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 5 | $6,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 100 | $6,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 34 | $6,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 108 | $6,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 85 | $6,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 250 | $6,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 67 | $6,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 279 | $6,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 302 | $6,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 71 | $6,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 500 | $6,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 40 | $6,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 187 | $6,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 120 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 101 | $6,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 200 | $6,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 136 | $6,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 26 | $6,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 99 | $6,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 53 | $6,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 606 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 105 | $6,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 334 | $6,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 223 | $6,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 404 | $6,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 79 | $6,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 300 | $6,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 34 | $6,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 134 | $6,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 133 | $6,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 191 | $6,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 147 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 187 | $6,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 203 | $6,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 375 | $6,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 60 | $6,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 200 | $6,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 22 | $6,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 241 | $6,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 329 | $6,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 500 | $6,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 196 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 54 | $6,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 179 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 282 | $6,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 125 | $6,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X804 | COMMON STOCK | 74 | $6,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 235 | $6,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 155 | $6,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 1,400 | $6,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 202 | $6,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 84 | $6,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 676 | $6,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 5,000 | $6,000 | thousands by filing date | principal |
| IVLU | 46435G409 | COM | 180 | $5,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 100 | $5,000 | thousands by filing date | call |
| GEVO INC | 374396406 | COM PAR | 687 | $5,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 200 | $5,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,500 | $5,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 41 | $5,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 90 | $5,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 34 | $5,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 137 | $5,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 600 | $5,000 | thousands by filing date | call |
| XPENG INC ADS | 98422D105 | ADR | 111 | $5,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,048 | $5,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 410 | $5,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 70 | $5,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 602 | $5,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 219 | $5,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 100 | $5,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 26 | $5,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 81 | $5,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 400 | $5,000 | thousands by filing date | call |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 467 | $5,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 500 | $5,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 300 | $5,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 384 | $5,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 84 | $5,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 111 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 91 | $5,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 300 | $5,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 200 | $5,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 72 | $5,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,000 | $5,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 111 | $5,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 400 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 94 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 32 | $5,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 43 | $5,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 85 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 500 | $5,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 400 | $5,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 575 | $5,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 324 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 300 | $5,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 321 | $5,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 790 | $5,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 158 | $5,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 101 | $5,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 300 | $5,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 100 | $5,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 16 | $5,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 477 | $5,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 234 | $5,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 600 | $5,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 144 | $5,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 210 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 112 | $5,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 125 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 100 | $5,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 382 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 139 | $5,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 200 | $5,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 128 | $5,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 205 | $5,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 78 | $5,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 660 | $5,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 925 | $5,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 36 | $5,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 400 | $5,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 796 | $5,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 365 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G203 | FLIGHT TO SAFT | 100 | $5,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 200 | $4,000 | thousands by filing date | call |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 90 | $4,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 84 | $4,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 135 | $4,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 40 | $4,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 214 | $4,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 36 | $4,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 670 | $4,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 60 | $4,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 38 | $4,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 39 | $4,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 19 | $4,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 14 | $4,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 157 | $4,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 52 | $4,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 181 | $4,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 81 | $4,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 100 | $4,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 171 | $4,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 21 | $4,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 60 | $4,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 218 | $4,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 152 | $4,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 13 | $4,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 20 | $4,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 282 | $4,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 22 | $4,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 48 | $4,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 21 | $4,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 90 | $4,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 56 | $4,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 500 | $4,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 57 | $4,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 37 | $4,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 165 | $4,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 207 | $4,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 528 | $4,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 136 | $4,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 30 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 59 | $4,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 171 | $4,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,000 | $4,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 52 | $4,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 100 | $4,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 102 | $4,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 138 | $4,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 9 | $4,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 50 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 168 | $4,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 64 | $4,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 100 | $4,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 79 | $4,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 119 | $4,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 102 | $4,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 128 | $4,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 82 | $4,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 83 | $4,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 100 | $4,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 400 | $4,000 | thousands by filing date | call |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 263 | $4,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 400 | $4,000 | thousands by filing date | call |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 180 | $4,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 145 | $4,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 27 | $4,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 40 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 30 | $4,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 500 | $4,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 200 | $4,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 50 | $4,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 130 | $4,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 100 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 20 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 158 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 35 | $4,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 100 | $4,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 375 | $4,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 340 | $4,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 668 | $4,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 800 | $4,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 80 | $4,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 50 | $4,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 600 | $4,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 500 | $4,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 640 | $4,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 600 | $4,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 116 | $4,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 4,000 | $4,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 112 | $4,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 320 | $4,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,200 | $3,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 1,600 | $3,000 | thousands by filing date | put |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 106 | $3,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 400 | $3,000 | thousands by filing date | call |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 34 | $3,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 34 | $3,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 16 | $3,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 22 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-21-001870 | superseded | 2021-04-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-21-004476 | this filing | 2021-09-15 | acceptance time not in the bulk data set |