13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-04, with 2,064 holding rows worth $56,322,312,000.
- Accession
- 0001580642-21-003538
- Filer
- CIK 1540235
- Filed
- 2021-08-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 2,544 entries on the cover page, a total value of $56,322,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,322,312,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 6,548 | $339,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 22,410 | $338,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 14,431 | $336,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 9,824 | $336,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 4,550 | $334,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 9,472 | $334,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 22,170 | $334,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 33,274 | $332,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 8,612 | $332,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 6,892 | $332,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,600 | $330,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 2,118 | $330,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 4,440 | $330,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,838 | $330,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 12,000 | $330,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 12,200 | $328,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 6,109 | $327,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 6,878 | $327,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 47,583 | $327,000 | thousands by filing date | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 4,377 | $326,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 80,394 | $326,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 7,125 | $324,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,271 | $322,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 7,137 | $322,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,677 | $322,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 4,815 | $322,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 38,855 | $321,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 7,565 | $320,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 20,890 | $320,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 7,713 | $319,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 70,563 | $319,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,850 | $319,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 6,906 | $319,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 5,936 | $318,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 3,287 | $318,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 7,230 | $317,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 15,319 | $316,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 4,025 | $315,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 3,485 | $313,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,545 | $312,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 15,778 | $312,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,850 | $311,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 13,814 | $310,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,611 | $310,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 3,171 | $309,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 5,112 | $309,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 2,645 | $308,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,502 | $308,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 4,247 | $308,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 8,893 | $307,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,567 | $307,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,273 | $306,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 121,983 | $306,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 21,199 | $305,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 9,554 | $305,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,289 | $304,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 8,607 | $303,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 5,679 | $303,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 11,005 | $301,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,729 | $300,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 9,380 | $300,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 14,130 | $300,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,419 | $300,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 18,777 | $300,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 4,749 | $299,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,098 | $299,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 13,893 | $299,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,569 | $297,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,341 | $297,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 44,000 | $297,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 13,181 | $297,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 100,000 | $296,000 | thousands by filing date | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 4,241 | $296,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 11,330 | $295,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 6,775 | $295,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 21,228 | $295,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 9,813 | $295,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 17,229 | $294,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,332 | $294,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 6,823 | $294,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,255 | $293,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 14,330 | $293,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 34,564 | $293,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 2,254 | $292,000 | thousands by filing date | |
| UIPATH INC | 90364P105 | CL A | 4,289 | $291,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 1,808 | $291,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,839 | $290,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 39,000 | $290,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 3,026 | $288,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,640 | $287,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 14,901 | $287,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 9,089 | $286,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,459 | $286,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 18,549 | $285,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 632 | $285,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,535 | $284,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,108 | $283,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 20,176 | $283,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 14,106 | $282,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 5,102 | $281,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 8,987 | $280,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,710 | $279,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,387 | $279,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 3,672 | $279,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 5,875 | $278,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,317 | $278,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,889 | $277,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 10,384 | $277,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,639 | $276,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 17,552 | $276,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 3,263 | $275,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 20,070 | $274,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 5,880 | $273,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 5,756 | $273,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,105 | $273,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,363 | $273,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 3,184 | $271,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 15,183 | $271,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 5,076 | $270,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 9,113 | $270,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 2,000 | $269,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 4,160 | $268,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 16,043 | $268,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,555 | $268,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,518 | $268,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 830 | $267,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,045 | $266,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,445 | $266,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 20,749 | $266,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,370 | $265,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 1,649 | $265,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,646 | $264,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,853 | $263,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 6,862 | $263,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,199 | $261,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 69,000 | $260,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 4,439 | $260,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,335 | $260,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 7,283 | $260,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 15,897 | $259,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 5,159 | $259,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 4,217 | $258,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 5,814 | $258,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 9,995 | $258,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,520 | $257,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 1,907 | $256,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 25,119 | $256,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 27,051 | $255,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 8,900 | $254,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 64,867 | $254,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,647 | $254,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 14,069 | $254,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 14,580 | $254,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 8,394 | $254,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,789 | $253,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 3,134 | $253,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 4,826 | $253,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,511 | $252,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 20,135 | $252,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,573 | $252,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 4,584 | $252,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 599 | $251,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 1,554 | $251,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 6,441 | $250,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 4,153 | $250,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,900 | $250,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 4,254 | $250,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 3,061 | $249,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 22,690 | $249,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 100,000 | $249,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,459 | $248,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,282 | $248,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,488 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 10,450 | $247,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 2,930 | $247,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 5,256 | $246,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 105,000 | $246,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 13,469 | $245,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 3,246 | $245,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 3,911 | $244,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 7,495 | $244,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 7,001 | $244,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 5,736 | $244,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,469 | $243,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 18,207 | $243,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 9,090 | $242,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 4,976 | $242,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 20,696 | $242,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 10,042 | $242,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 6,617 | $242,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 8,381 | $241,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,577 | $241,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 12,800 | $241,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 5,282 | $240,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 4,086 | $240,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,544 | $240,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,937 | $240,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,558 | $240,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,044 | $238,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 3,902 | $238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 5,839 | $237,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 6,064 | $237,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 2,832 | $237,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 3,495 | $237,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 6,461 | $235,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,949 | $235,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,323 | $235,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 1,213 | $235,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,415 | $235,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 25,324 | $235,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 14,163 | $235,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 8,849 | $234,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,313 | $234,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 7,454 | $234,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,149 | $234,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 4,899 | $234,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,162 | $233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 3,014 | $233,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 825 | $233,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 23,061 | $233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 12,002 | $232,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 1,191 | $232,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 16,361 | $231,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 5,300 | $230,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 3,710 | $230,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 55,745 | $230,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 3,800 | $229,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 3,789 | $229,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,990 | $229,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 9,200 | $229,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 1,835 | $228,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 11,875 | $228,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 10,189 | $228,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 3,720 | $228,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 888 | $228,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 9,485 | $228,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 3,928 | $227,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,001 | $227,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 11,733 | $227,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 14,380 | $227,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,208 | $225,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 11,381 | $225,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 32,403 | $225,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 2,801 | $223,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 5,000 | $223,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 5,548 | $222,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 20,407 | $222,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 2,382 | $222,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 11,486 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,615 | $221,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 14,021 | $221,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 2,607 | $220,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 5,390 | $220,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 22,704 | $220,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,843 | $219,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 6,339 | $219,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 6,250 | $218,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 5,160 | $218,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 15,418 | $218,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 2,083 | $217,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,170 | $217,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,773 | $217,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 3,848 | $217,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 5,365 | $216,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 5,750 | $216,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 7,121 | $216,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 11,094 | $215,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 2,255 | $215,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3,800 | $215,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 7,716 | $215,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 5,204 | $215,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,528 | $213,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,694 | $213,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 734 | $213,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 6,240 | $213,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 9,919 | $213,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 9,680 | $212,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 6,463 | $212,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 3,736 | $212,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 5,289 | $212,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 12,236 | $211,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 19,650 | $210,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,807 | $209,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 3,239 | $209,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 2,898 | $209,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 21,032 | $209,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 4,279 | $208,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 7,800 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,143 | $208,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 6,481 | $208,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 2,651 | $207,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 1,827 | $205,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 13,145 | $205,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 9,098 | $204,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 6,375 | $204,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 7,945 | $204,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,650 | $201,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 6,247 | $201,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 4,697 | $201,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,411 | $197,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 10,325 | $195,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 11,119 | $194,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 11,959 | $194,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 13,294 | $191,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 17,841 | $189,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 20,087 | $188,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,413 | $188,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 10,915 | $187,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 16,375 | $187,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 70,725 | $185,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 10,691 | $180,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 23,878 | $178,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 25,647 | $177,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,986 | $176,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 37,977 | $176,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 7,000 | $175,000 | thousands by filing date | call |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,266 | $173,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 19,947 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 10,810 | $172,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 21,105 | $169,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 23,380 | $169,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 12,700 | $168,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 10,308 | $166,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 16,100 | $166,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 21,795 | $165,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 35,504 | $165,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 18,158 | $164,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 13,690 | $164,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 10,182 | $156,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 11,340 | $155,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 11,093 | $154,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 12,720 | $153,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 20,017 | $152,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 24,341 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 10,107 | $150,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,356 | $149,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 11,200 | $147,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 13,500 | $146,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 11,902 | $146,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 10,946 | $138,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 2,909 | $138,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,017 | $137,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 10,663 | $137,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 2,500 | $135,000 | thousands by filing date | call |
| JAMF HLDG CORP COM | 47074L105 | Stock | 4,000 | $134,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 20,385 | $133,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 12,498 | $132,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 10,550 | $131,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 4,000 | $129,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 10,547 | $129,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,127 | $127,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 10,200 | $127,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,502 | $125,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 10,932 | $122,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 2,658 | $121,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 13,275 | $120,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | G3934V117 | *W EXP 04/30/202 | 15,000 | $119,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 46,133 | $118,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 25,885 | $116,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 21,243 | $115,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 17,955 | $114,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 23,099 | $110,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 25,868 | $109,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,000 | $108,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 5,000 | $108,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 12,575 | $107,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 10,223 | $106,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 18,699 | $105,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 10,504 | $105,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,800 | $101,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 10,400 | $101,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 34,925 | $100,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 12,532 | $100,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,711 | $99,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 17,900 | $98,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 12,312 | $98,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 10,276 | $97,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 10,233 | $97,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 23,028 | $97,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 21,400 | $95,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 11,719 | $93,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,100 | $92,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 114,500 | $91,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 15,996 | $89,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 90,000 | $89,000 | thousands by filing date | principal |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 10,338 | $89,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 10,099 | $88,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,000 | $87,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 3,280 | $84,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 22,404 | $84,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 11,441 | $83,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 14,000 | $83,000 | thousands by filing date | call |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 20,000 | $83,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 13,246 | $81,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 10,000 | $81,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 14,269 | $80,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 10,072 | $79,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 11,000 | $78,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 50,010 | $78,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 22,136 | $76,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,270 | $76,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 8,279 | $75,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 298,400 | $74,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 30,000 | $71,000 | thousands by filing date | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 25,000 | $71,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 13,267 | $71,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 16,223 | $71,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 16,241 | $71,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 14,400 | $70,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 11,269 | $68,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 25,858 | $68,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 9,700 | $67,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 10,000 | $67,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 13,848 | $67,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,340 | $66,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 10,502 | $66,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 16,814 | $66,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 12,719 | $65,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 14,900 | $64,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 16,532 | $62,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 40,018 | $62,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 13,027 | $61,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 35,146 | $61,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 30,000 | $61,000 | thousands by filing date | principal |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 14,308 | $60,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 15,032 | $59,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 20,524 | $58,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 17,526 | $57,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 23,000 | $57,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 12,200 | $57,000 | thousands by filing date | put |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 15,600 | $56,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 17,015 | $54,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 18,806 | $54,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 10,097 | $54,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 5,900 | $53,000 | thousands by filing date | call |
| VOLITIONRX LTD | 928661107 | COM | 16,160 | $53,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 13,228 | $52,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 12,287 | $48,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 12,500 | $48,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 17,881 | $47,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 18,539 | $47,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 12,000 | $47,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 20,167 | $47,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 30,540 | $47,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 38,964 | $46,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 13,416 | $45,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 20,000 | $44,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,800 | $43,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,000 | $43,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $43,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 10,000 | $43,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 12,700 | $42,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 17,577 | $42,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 14,582 | $41,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 100 | $40,000 | thousands by filing date | call |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 16,635 | $40,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 21,700 | $39,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 25,243 | $39,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 11,473 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 100,000 | $37,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 22,400 | $36,000 | thousands by filing date | put |
| UR-ENERGY INC | 91688R108 | COM | 26,036 | $36,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 30,000 | $36,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H118 | WTS | 20,000 | $36,000 | thousands by filing date | |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 10,841 | $34,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 14,252 | $34,000 | thousands by filing date | |
| QELL- A SHRS | G7307X113 | EQUITY WRT | 20,000 | $32,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 13,174 | $31,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 11,000 | $31,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 12,763 | $30,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 11,551 | $30,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 900 | $29,000 | thousands by filing date | call |
| AKERNA CORP | 00973W102 | COM | 27,000 | $28,000 | thousands by filing date | call |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 10,000 | $27,000 | thousands by filing date | call |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 12,500 | $27,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,053 | $27,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 19,767 | $27,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 16,638 | $26,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 25,000 | $26,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 25,000 | $25,000 | thousands by filing date | principal |
| SUNDIAL GROWERS INC | 86730L109 | COM | 25,630 | $24,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 24,000 | $23,000 | thousands by filing date | put |
| BEST INC | 08653C106 | SPONSORED ADS | 12,000 | $21,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 21,000 | $21,000 | thousands by filing date | principal |
| DRAFTKINGS INC | 26142R104 | COM CL A | 2,100 | $20,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 20,000 | $20,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 100 | $19,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,400 | $19,000 | thousands by filing date | call |
| GOLDMINING INC | 38149E101 | COM | 13,342 | $19,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 20,150 | $18,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 25,000 | $17,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 14,881 | $17,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 500 | $16,000 | thousands by filing date | call |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 10,075 | $16,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 500 | $15,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 1,200 | $15,000 | thousands by filing date | call |
| Galiano Gold Inc | 36352H100 | COM | 13,709 | $15,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L116 | *W EXP 12/30/202 | 15,000 | $15,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 1,400 | $14,000 | thousands by filing date | call |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,000 | $14,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-21-003538 | this filing | 2021-08-04 | acceptance time not in the bulk data set |