13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 1,344 holding rows worth $2,827,849,000.
- Accession
- 0001580642-21-002356
- Filer
- CIK 1464811
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 1,863 entries on the cover page, a total value of $2,827,849,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,827,849,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerBrandes
- included managerMiller/Howard
- included managerNavellier & Associates Inc.
- included managerZacks Investment Mgt
- included managerCambiar
- included managerAnchor Capital
- included managerAtlanta Capital
- included managerGranite Invstmt Ptnr
- included managerSparrow
- included managerLazard
- included managerAthenaInvest Advisor
- included managerACR
- included managerDana Investment
- included managerChartwell
- included managerClark Capital Mgmt
- included managerCohen & Steers
- included managerS&P
- included managerHahn Capital Management
- included managerLegg Mason
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 19,251 | $299,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 6,709 | $299,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 36,068 | $299,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 9,735 | $297,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,470 | $297,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 18,981 | $296,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 5,389 | $296,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 22,750 | $296,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 5,391 | $295,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 15,625 | $295,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 10,409 | $294,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 17,880 | $294,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 8,323 | $293,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 58,639 | $293,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,478 | $292,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 7,312 | $292,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 19,201 | $292,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 583 | $291,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,940 | $290,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 6,525 | $290,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,349 | $289,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 16,234 | $289,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 15,100 | $289,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 687 | $288,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 10,600 | $288,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 10,245 | $287,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,671 | $286,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 5,456 | $286,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 91,000 | $286,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 4,507 | $284,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,063 | $281,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 6,823 | $280,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 3,246 | $280,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 8,033 | $279,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 815 | $279,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 1,270 | $279,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 4,692 | $277,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 2,128 | $276,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 16,313 | $276,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,106 | $275,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 12,900 | $274,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 2,719 | $273,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,913 | $273,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,207 | $273,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 8,557 | $272,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,160 | $272,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 41,762 | $272,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4,557 | $271,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 2,796 | $271,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,564 | $270,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 5,264 | $270,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 3,160 | $270,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,226 | $269,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,916 | $269,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,617 | $269,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 3,744 | $268,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 4,356 | $267,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 5,064 | $267,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,806 | $265,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,252 | $265,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 11,048 | $265,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,399 | $263,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 91,192 | $263,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,251 | $263,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 36,431 | $263,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 5,169 | $262,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 8,738 | $261,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,421 | $261,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 5,908 | $261,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,495 | $260,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,103 | $259,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,371 | $259,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 14,635 | $259,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 10,094 | $258,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 603 | $256,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,726 | $255,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 3,268 | $255,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 849 | $255,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 7,467 | $255,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 17,004 | $254,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,278 | $254,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,326 | $253,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 7,535 | $253,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 28,300 | $252,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,624 | $251,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 18,175 | $251,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 26,330 | $250,000 | thousands by filing date | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 9,200 | $250,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 11,355 | $249,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 823 | $249,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 6,466 | $248,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,881 | $248,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 9,416 | $248,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 73,740 | $248,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 891 | $247,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 3,410 | $247,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,766 | $246,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 2,393 | $246,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,698 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 3,834 | $245,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,003 | $244,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 7,946 | $244,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 9,688 | $243,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 511 | $243,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 9,033 | $243,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,431 | $240,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 61,416 | $240,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,573 | $237,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 11,800 | $237,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,686 | $236,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,250 | $236,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 13,450 | $236,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 11,998 | $236,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 899 | $235,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 2,064 | $235,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 6,814 | $235,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 9,375 | $235,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,576 | $234,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 23,315 | $234,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 8,665 | $234,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,793 | $233,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 23,171 | $233,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 22,745 | $233,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 4,425 | $232,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 6,119 | $231,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 11,750 | $231,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 2,077 | $231,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 6,349 | $231,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,840 | $231,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 2,857 | $230,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 4,200 | $230,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 6,058 | $229,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 46,100 | $229,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,054 | $229,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 4,975 | $229,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 5,813 | $228,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 13,263 | $228,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,862 | $227,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 9,408 | $227,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 13,095 | $226,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 12,910 | $225,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,700 | $225,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,760 | $223,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 939 | $223,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 578 | $223,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 12,602 | $223,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,593 | $222,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 2,570 | $221,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 4,495 | $221,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,407 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 4,220 | $220,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 41,613 | $219,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 7,608 | $218,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 3,884 | $217,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 518 | $216,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,218 | $216,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 3,656 | $216,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 10,200 | $216,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 11,106 | $215,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 3,135 | $214,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 5,300 | $214,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 4,400 | $214,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 60,510 | $214,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 20,500 | $213,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 34,865 | $213,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,349 | $212,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,531 | $212,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 2,579 | $211,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 10,704 | $211,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 3,375 | $210,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,744 | $210,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,907 | $209,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,316 | $209,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 14,133 | $209,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 9,621 | $208,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 67,313 | $208,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 3,883 | $207,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 3,200 | $207,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 59,286 | $206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 6,572 | $206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 5,401 | $206,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 5,966 | $206,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 59,100 | $206,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 10,340 | $205,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 38,010 | $205,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 19,600 | $205,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,140 | $204,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,386 | $204,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 3,200 | $204,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,231 | $203,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 90,000 | $203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,789 | $203,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 63,132 | $203,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,575 | $202,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 2,979 | $202,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5,073 | $201,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 19,112 | $199,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 19,505 | $199,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 47,036 | $198,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,658 | $197,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 25,427 | $197,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 11,791 | $196,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 31,849 | $192,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 47,000 | $191,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 13,979 | $191,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 13,640 | $190,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 48,900 | $190,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 28,477 | $190,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 47,644 | $189,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 87,538 | $188,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,825 | $187,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 15,386 | $186,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 13,644 | $180,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 12,183 | $179,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 10,353 | $175,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 11,564 | $175,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 18,600 | $174,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,504 | $169,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 29,900 | $169,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 48,490 | $168,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 39,000 | $168,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 19,904 | $168,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 11,565 | $166,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 11,704 | $163,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 12,025 | $163,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 32,700 | $163,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,658 | $162,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 13,010 | $161,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 15,349 | $156,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 16,195 | $155,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,898 | $153,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 17,707 | $153,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 15,000 | $153,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 12,069 | $152,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 16,457 | $152,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 18,095 | $152,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 26,650 | $152,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 14,745 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 10,133 | $151,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 19,825 | $150,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 59,630 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,930 | $148,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 10,133 | $148,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 12,000 | $148,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 15,000 | $148,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 11,790 | $147,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 15,000 | $147,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 14,300 | $147,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,975 | $146,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 14,825 | $144,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 25,605 | $143,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 11,182 | $140,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 19,158 | $140,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 27,854 | $140,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 14,564 | $139,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 60,000 | $138,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 18,000 | $138,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 18,749 | $137,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 11,642 | $136,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 11,405 | $135,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 19,323 | $132,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,124 | $131,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 23,284 | $131,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 18,500 | $131,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 16,109 | $129,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,287 | $129,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 113,700 | $129,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,123 | $128,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 14,336 | $123,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 26,685 | $122,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 11,650 | $122,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,727 | $121,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 12,000 | $120,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 13,600 | $120,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 14,093 | $119,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,102 | $118,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 153,000 | $118,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 10,275 | $118,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 82,300 | $117,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 11,550 | $116,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 55,100 | $116,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 11,830 | $114,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 18,152 | $114,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 11,250 | $113,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712111 | *W EXP 12/18/202 | 11,000 | $113,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,500 | $111,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 51,727 | $111,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554128 | W EXP 06/14/202 | 33,700 | $111,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,994 | $107,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 17,503 | $107,000 | thousands by filing date | |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 48,400 | $107,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 11,000 | $106,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,196 | $105,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 10,477 | $105,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 29,063 | $104,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 12,330 | $103,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 10,200 | $102,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 17,177 | $101,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D100 | *W EXP 12/10/202 | 21,300 | $100,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 14,300 | $93,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 11,000 | $92,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 28,300 | $91,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 10,038 | $87,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 10,850 | $87,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 73,000 | $86,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 23,400 | $85,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 51,400 | $85,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 10,530 | $84,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 22,852 | $83,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 16,541 | $82,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,420 | $81,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 29,700 | $78,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,329 | $70,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 22,000 | $70,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 10,500 | $69,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 11,818 | $67,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 19,600 | $66,000 | thousands by filing date | |
| AUDDIA INC | 05072K107 | COM | 20,000 | $63,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,671 | $60,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 36,055 | $56,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 26,400 | $55,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 44,000 | $54,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 16,700 | $54,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 90,000 | $53,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 36,500 | $52,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 13,000 | $50,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 15,240 | $50,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 31,000 | $49,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 30,000 | $47,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885111 | COM CL A | 24,085 | $46,000 | thousands by filing date | |
| VG ACQUISITION-A | G9446E113 | EQUITY WRT | 24,000 | $41,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T113 | *W EXP 11/30/202 | 23,033 | $36,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 10,500 | $35,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 13,000 | $35,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 12,975 | $31,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 11,000 | $31,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 21,044 | $31,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 24,520 | $24,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534114 | *W EXP 10/05/202 | 20,254 | $20,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 12,726 | $18,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,149 | $16,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 22,500 | $15,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 20,125 | $14,000 | thousands by filing date | |
| ROMEO POWER INC | 776153116 | W EXP 02/21/202 | 38,760 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-21-002356 | this filing | 2021-05-13 | acceptance time not in the bulk data set |