13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-30, with 2,642 holding rows worth $49,634,772,000.
- Accession
- 0001580642-21-001976
- Filer
- CIK 1540235
- Filed
- 2021-04-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 3,256 entries on the cover page, a total value of $49,634,772,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $49,634,772,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,048 | $225,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,880 | $225,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 17,066 | $225,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,872 | $224,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,172 | $224,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 6,375 | $224,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 76,549 | $223,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 11,401 | $223,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 16,222 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,962 | $223,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,919 | $223,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,028 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,264 | $223,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 6,580 | $222,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 4,895 | $222,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 8,334 | $222,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,954 | $222,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,267 | $222,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 20,696 | $222,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 9,051 | $221,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 5,508 | $221,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,348 | $220,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 5,386 | $220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 4,882 | $220,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 25,170 | $220,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 24,418 | $220,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 698 | $220,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 7,157 | $220,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,162 | $219,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 41,945 | $219,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 21,898 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 10,450 | $219,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 5,363 | $219,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L105 | COM CL A | 18,331 | $219,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 1,956 | $218,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 4,401 | $218,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 3,750 | $217,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 3,519 | $217,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 2,657 | $217,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 17,956 | $217,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 33,605 | $217,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 37,917 | $216,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 5,522 | $215,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 814 | $215,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 4,830 | $215,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 9,108 | $215,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 23,993 | $215,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 4,061 | $214,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,760 | $214,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 14,458 | $214,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 4,006 | $214,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 13,700 | $214,000 | thousands by filing date | call |
| PROSHARES TR | 74347B169 | CMN | 2,727 | $214,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 7,688 | $213,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,965 | $213,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 6,638 | $212,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 17,581 | $212,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 4,579 | $212,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 3,451 | $211,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 12,037 | $211,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 21,000 | $209,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 2,081 | $209,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 3,051 | $209,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 21,000 | $209,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,794 | $208,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 24,800 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,929 | $207,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 6,554 | $207,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 20,135 | $207,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 15,418 | $207,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 6,439 | $207,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 36,683 | $207,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 7,923 | $206,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,229 | $206,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,995 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 4,946 | $206,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 31,000 | $206,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,137 | $205,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 8,556 | $205,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 7,926 | $205,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 100,000 | $205,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 2,607 | $204,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 14,303 | $204,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 13,469 | $204,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 6,578 | $204,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 4,734 | $203,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 19,850 | $203,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 4,139 | $203,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 8,960 | $203,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 14,002 | $202,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 7,610 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 2,732 | $202,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 3,495 | $202,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 6,726 | $201,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 14,609 | $201,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 1,088 | $201,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 5,203 | $201,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 5,502 | $201,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 9,259 | $200,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 5,076 | $200,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,000 | $198,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 23,345 | $198,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 13,429 | $198,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 15,820 | $198,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 66,989 | $198,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 12,185 | $197,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 10,836 | $193,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 21,975 | $193,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 12,810 | $193,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,600 | $191,000 | thousands by filing date | call |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 16,276 | $190,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 125,858 | $190,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 72,725 | $189,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 18,459 | $188,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 18,250 | $188,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 13,383 | $188,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,100 | $187,000 | thousands by filing date | call |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 27,454 | $185,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 46,081 | $185,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | 233277102 | SHARES CL A | 12,550 | $185,000 | thousands by filing date | |
| ONE UNIT | G7000X113 | Stock | 14,800 | $184,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 15,249 | $183,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 100,000 | $183,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 13,613 | $182,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,309 | $181,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 10,895 | $180,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 14,568 | $178,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 24,596 | $178,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 17,606 | $176,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,500 | $175,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 71,047 | $175,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 22,573 | $174,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 10,664 | $172,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 16,309 | $172,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 17,884 | $172,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,859 | $171,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 64,961 | $171,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 20,000 | $169,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 31,517 | $169,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 11,628 | $168,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,000 | $167,000 | thousands by filing date | call |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 12,330 | $167,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,407 | $166,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 12,560 | $166,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 16,050 | $166,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 6,041 | $165,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 11,797 | $164,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 14,278 | $161,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 14,129 | $161,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 13,600 | $160,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 29,553 | $159,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 39,000 | $159,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,000 | $158,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 10,531 | $158,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 16,959 | $158,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 10,593 | $157,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,264 | $156,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 10,183 | $156,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 14,500 | $155,000 | thousands by filing date | call |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 10,504 | $155,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 33,890 | $154,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 14,899 | $153,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 14,850 | $152,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 21,599 | $151,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 65,126 | $151,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 14,228 | $151,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 26,080 | $151,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 14,088 | $150,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 16,077 | $148,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 56,728 | $148,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 10,000 | $148,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 7,689 | $147,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 17,524 | $146,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 21,751 | $146,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 757 | $145,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 11,093 | $145,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 14,601 | $145,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 11,669 | $144,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 10,618 | $144,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 7,100 | $142,000 | thousands by filing date | call |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 15,700 | $142,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 10,000 | $141,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 14,000 | $139,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 9,200 | $137,000 | thousands by filing date | call |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,356 | $137,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 16,851 | $136,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 12,900 | $135,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 136,581 | $135,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 27,033 | $134,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 11,361 | $134,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 19,931 | $133,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 28,137 | $132,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 10,000 | $130,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 9,565 | $130,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 19,230 | $130,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,966 | $129,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 12,820 | $128,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 10,087 | $128,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 100,600 | $126,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 38,177 | $126,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,900 | $125,000 | thousands by filing date | call |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 8,000 | $125,000 | thousands by filing date | call |
| DESKTOP METAL INC | 25058X105 | COM CL A | 8,402 | $125,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 30,660 | $125,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 114,600 | $125,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 28,775 | $125,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 19,748 | $125,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 21,861 | $124,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 15,174 | $124,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 12,306 | $124,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,646 | $122,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 18,900 | $121,000 | thousands by filing date | put |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 13,349 | $121,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 24,631 | $121,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 37,310 | $121,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 60,000 | $121,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 12,000 | $120,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 11,600 | $119,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 15,777 | $119,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 69,914 | $119,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 33,787 | $118,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 33,597 | $117,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 10,709 | $117,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,000 | $116,000 | thousands by filing date | call |
| SUNDIAL GROWERS INC | 86730L109 | COM | 101,658 | $115,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 18,455 | $113,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 3,000 | $113,000 | thousands by filing date | call |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 11,025 | $113,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 11,100 | $113,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 11,300 | $113,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 10,663 | $112,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 10,470 | $112,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 11,040 | $112,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 700 | $111,000 | thousands by filing date | call |
| ZENDESK INC | 98936J101 | COM | 2,000 | $111,000 | thousands by filing date | call |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 12,920 | $110,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 13,107 | $110,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 14,728 | $108,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 13,696 | $105,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 10,000 | $105,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 10,320 | $104,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 2,500 | $103,000 | thousands by filing date | call |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 48,666 | $103,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 10,220 | $103,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709113 | UNIT 99/99/9999 | 10,100 | $103,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,726 | $101,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 3,400 | $100,000 | thousands by filing date | call |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 10,504 | $100,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 27,898 | $100,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 10,935 | $99,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,800 | $98,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 22,404 | $98,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,500 | $98,000 | thousands by filing date | call |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 90,000 | $97,000 | thousands by filing date | principal |
| EXTERRAN CORP | 30227H106 | COM | 28,484 | $96,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 40,009 | $96,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 26,515 | $95,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,000 | $94,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 35,000 | $94,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 13,700 | $94,000 | thousands by filing date | put |
| MEDIWOUND LTD | M68830104 | ORD SHS | 17,270 | $93,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 27,501 | $91,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 61,270 | $91,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 5,000 | $90,000 | thousands by filing date | put |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,379 | $90,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 21,400 | $90,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 291,200 | $89,000 | thousands by filing date | call |
| ZSCALERINC | 98980G102 | STOK | 1,600 | $88,000 | thousands by filing date | call |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,000 | $87,000 | thousands by filing date | put |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 18,235 | $87,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 40,377 | $87,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 13,920 | $87,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 10,072 | $86,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 17,250 | $86,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 9,700 | $85,000 | thousands by filing date | call |
| GABELLI UTIL TR | 36240A101 | COM | 12,297 | $85,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 3,000 | $84,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 35,704 | $84,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 50,200 | $84,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277110 | *W EXP 07/29/202 | 20,000 | $84,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 12,109 | $82,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 12,696 | $82,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 24,210 | $81,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,000 | $81,000 | thousands by filing date | call |
| ObsEva SA | H5861P103 | COM | 24,960 | $81,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 69,460 | $81,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 10,191 | $80,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 90,000 | $80,000 | thousands by filing date | principal |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 8,313 | $79,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 21,500 | $79,000 | thousands by filing date | call |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,258 | $78,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,100 | $77,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,187 | $77,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 17,990 | $76,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 15,549 | $75,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,400 | $75,000 | thousands by filing date | call |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 3,000 | $74,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 32,900 | $74,000 | thousands by filing date | put |
| TCW CONV SECS FD INC | 872340104 | COM | 12,956 | $74,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 10,489 | $74,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,600 | $73,000 | thousands by filing date | call |
| VOLITIONRX LTD | 928661107 | COM | 19,360 | $73,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 11,031 | $72,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 20,500 | $72,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,100 | $71,000 | thousands by filing date | call |
| ELASTIC N V ORD SHS | N14506104 | Stock | 2,500 | $70,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 14,312 | $70,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 12,607 | $70,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,000 | $69,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 10,000 | $69,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 21,330 | $69,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 20,200 | $69,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 10,980 | $69,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 11,548 | $68,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 12,300 | $67,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 10,502 | $67,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 11,764 | $67,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,100 | $66,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 15,286 | $66,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,030 | $65,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 12,139 | $65,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,626 | $65,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 9,689 | $63,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 16,425 | $62,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,200 | $61,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,500 | $61,000 | thousands by filing date | call |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 18,200 | $61,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 15,082 | $61,000 | thousands by filing date | |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 10,000 | $61,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 5,000 | $60,000 | thousands by filing date | call |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 10,000 | $60,000 | thousands by filing date | call |
| BIOCEPT INC | 09072V501 | COM | 11,804 | $60,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 11,800 | $59,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,700 | $58,000 | thousands by filing date | put |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 200 | $58,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 16,085 | $58,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 14,281 | $58,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 13,961 | $56,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 16,665 | $56,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,500 | $55,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 13,500 | $55,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 16,532 | $54,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 20,167 | $54,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 30,000 | $53,000 | thousands by filing date | principal |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 23,662 | $53,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 4,000 | $52,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 19,078 | $52,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 10,542 | $52,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 32,675 | $52,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 15,000 | $52,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 27,000 | $51,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 14,653 | $50,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 30,673 | $50,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 13,000 | $49,000 | thousands by filing date | call |
| SESEN BIO INC | 817763105 | COM | 18,700 | $49,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 20,000 | $49,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 13,750 | $48,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 10,000 | $48,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 30,000 | $48,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 2,000 | $47,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,000 | $46,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 35,920 | $45,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 10,000 | $45,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 1,000 | $44,000 | thousands by filing date | call |
| UPHEALTH INC | 375036100 | Common Stock | 70,000 | $44,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 17,000 | $43,000 | thousands by filing date | call |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 6,900 | $43,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 17,247 | $43,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 10,000 | $43,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 13,500 | $43,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,400 | $42,000 | thousands by filing date | call |
| PINTEREST INC CL A | 72352L106 | Stock | 7,900 | $41,000 | thousands by filing date | call |
| NULL | 09071M205 | NULL | 14,582 | $41,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H118 | WTS | 20,000 | $41,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,500 | $40,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 17,638 | $40,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 7,000 | $40,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 17,880 | $40,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,000 | $39,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 24,234 | $39,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 13,414 | $39,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 16,356 | $39,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 10,556 | $39,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 10,853 | $39,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 13,382 | $38,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 34,696 | $38,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 12,710 | $38,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 11,600 | $38,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,800 | $36,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 2,600 | $36,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,100 | $36,000 | thousands by filing date | put |
| MONGODB INC CL A | 60937P106 | Stock | 1,000 | $36,000 | thousands by filing date | call |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 28,951 | $36,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 2,000 | $36,000 | thousands by filing date | call |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 10,990 | $36,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,300 | $35,000 | thousands by filing date | call |
| STONEMOR INC | 86184W106 | COM | 17,881 | $34,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 10,100 | $34,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 11,450 | $34,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 20,165 | $33,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 12,500 | $33,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 900 | $31,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 2,600 | $31,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 600 | $30,000 | thousands by filing date | call |
| XWELL INC COM NEW | 98420U703 | Stock | 16,472 | $30,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 29,110 | $30,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 27,743 | $30,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 10,000 | $30,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 22,400 | $29,000 | thousands by filing date | call |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 2,000 | $29,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 600 | $28,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 900 | $28,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 25,000 | $27,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 900 | $26,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 13,000 | $26,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 12,763 | $26,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 5,300 | $26,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,700 | $26,000 | thousands by filing date | call |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 25,000 | $26,000 | thousands by filing date | principal |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 10,000 | $26,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 16,095 | $25,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 7,000 | $24,000 | thousands by filing date | call |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 10,000 | $24,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 11,200 | $24,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,000 | $23,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 22,000 | $23,000 | thousands by filing date | principal |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 12,164 | $23,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 200 | $22,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 2,100 | $21,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,200 | $21,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 10,800 | $21,000 | thousands by filing date | put |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 16,692 | $21,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 10,000 | $21,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 45,300 | $20,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 12,000 | $20,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 18,228 | $20,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 2,000 | $20,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 20,000 | $20,000 | thousands by filing date | principal |
| Abbott Laboratories | 002824100 | COM | 1,200 | $19,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,100 | $19,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 300 | $19,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 12,000 | $19,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 26,868 | $19,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 13,075 | $18,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 2,000 | $18,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 400 | $17,000 | thousands by filing date | call |
| QELL- A SHRS | G7307X113 | EQUITY WRT | 10,000 | $17,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,600 | $16,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 300 | $16,000 | thousands by filing date | call |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 1,000 | $16,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 30,000 | $16,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 2,100 | $16,000 | thousands by filing date | call |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 2,000 | $16,000 | thousands by filing date | call |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 70,000 | $16,000 | thousands by filing date | call |
| INUVO INC | 46122W204 | COM NEW | 16,025 | $16,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,400 | $15,000 | thousands by filing date | call |
| Galiano Gold Inc | 36352H100 | COM | 13,709 | $15,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 10,000 | $15,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 2,500 | $14,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 800 | $14,000 | thousands by filing date | put |
| NXT-ID INC | 67091J206 | COM NEW | 10,120 | $14,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 3,000 | $13,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 200 | $13,000 | thousands by filing date | call |
| FURY GOLD MINES LTD | 36117T100 | COM | 10,652 | $13,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 2,600 | $13,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 7,000 | $12,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,000 | $12,000 | thousands by filing date | call |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 775 | $12,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 2,000 | $12,000 | thousands by filing date | call |
| CARPARTS COM INC | 14427M107 | COM | 5,000 | $12,000 | thousands by filing date | call |
| TANZANIAN GOLD CORP | 87601A107 | COM | 20,000 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 29,000 | $12,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 300 | $11,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 500 | $11,000 | thousands by filing date | call |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 11,000 | $11,000 | thousands by filing date | principal |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 15,995 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 51,000 | $10,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 500 | $10,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 10,000 | $10,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 10,000 | $10,000 | thousands by filing date | principal |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 4,500 | $10,000 | thousands by filing date | call |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 10,000 | $10,000 | thousands by filing date | principal |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 500 | $9,000 | thousands by filing date | call |
| ROBLOX CORP CL A | 771049103 | Stock | 1,000 | $9,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 400 | $9,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,400 | $9,000 | thousands by filing date | call |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 14,052 | $9,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 10,000 | $9,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 1,080 | $9,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,000 | $8,000 | thousands by filing date | call |
| FASTLY INC | 31188V100 | CL A | 2,300 | $8,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,000 | $8,000 | thousands by filing date | call |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 11,144 | $8,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 4,500 | $8,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 16,500 | $7,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 11,400 | $7,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 6,000 | $7,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,000 | $7,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,000 | $7,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 700 | $7,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-21-001976 | this filing | 2021-04-30 | acceptance time not in the bulk data set |