13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-27, with 2,890 holding rows worth $11,369,326,000.
- Accession
- 0001580642-21-001870
- Filer
- CIK 1535847
- Filed
- 2021-04-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 2,974 entries on the cover page, a total value of $11,369,326,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,369,326,000 with VALUE read as thousands by filing date, 13F file number 028-15648. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RINGCENTRAL INC | 76680R206 | CL A | 8 | $2,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 50 | $2,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 45 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 48 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 65 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 66 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 158 | $2,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 59 | $2,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 17 | $2,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 114 | $2,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 21 | $2,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 342 | $2,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 32 | $2,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 500 | $2,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 95 | $2,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 145 | $2,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 145 | $2,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 36 | $2,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 120 | $2,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 14 | $2,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 200 | $2,000 | thousands by filing date | call |
| AVANGRID INC | 05351W103 | COM | 50 | $2,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 360 | $2,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 106 | $2,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 38 | $2,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 206 | $2,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 326 | $2,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 30 | $2,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 10 | $2,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 369 | $2,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 86 | $2,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 37 | $2,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 276 | $2,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 41 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 78 | $2,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 170 | $2,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 57 | $2,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 23 | $2,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 11 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 96 | $2,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 61 | $2,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 449 | $2,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 100 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 79 | $2,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 128 | $2,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 98 | $2,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 1,050 | $2,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 232 | $2,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 28 | $2,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 49 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 40 | $2,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 576 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 194 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 22 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 72 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 22 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 48 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 24 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 81 | $2,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 182 | $2,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 300 | $2,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 60 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 60 | $2,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 51 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 28 | $2,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 384 | $2,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 75 | $2,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 35 | $2,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 127 | $2,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 160 | $2,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 453 | $2,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 80 | $2,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 450 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 60 | $2,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 188 | $2,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 218 | $2,000 | thousands by filing date | |
| Curiositystream Inc W Exp 10/14/202 | 23130Q115 | SPAC Combination | 500 | $2,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 2,100 | $2,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,000 | $2,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 70 | $2,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 78 | $2,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 150 | $2,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 66 | $2,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 43 | $2,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 2,000 | $2,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 29 | $1,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 10 | $1,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 65 | $1,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 34 | $1,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 8 | $1,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 20 | $1,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 20 | $1,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 66 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 44 | $1,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 7 | $1,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 16 | $1,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 62 | $1,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 6 | $1,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 36 | $1,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 60 | $1,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 20 | $1,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 49 | $1,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 31 | $1,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 38 | $1,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 4 | $1,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 10 | $1,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 22 | $1,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 15 | $1,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 20 | $1,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 10 | $1,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 8 | $1,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 18 | $1,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 18 | $1,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 38 | $1,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 8 | $1,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 263 | $1,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 13 | $1,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 82 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 16 | $1,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 52 | $1,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 50 | $1,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 122 | $1,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 53 | $1,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 224 | $1,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 27 | $1,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 55 | $1,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 148 | $1,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 56 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 26 | $1,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 30 | $1,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 27 | $1,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 43 | $1,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 8 | $1,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 20 | $1,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 25 | $1,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 41 | $1,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 37 | $1,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 17 | $1,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 226 | $1,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 94 | $1,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 35 | $1,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 100 | $1,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 7 | $1,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 59 | $1,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 31 | $1,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 44 | $1,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 18 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 13 | $1,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 14 | $1,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 16 | $1,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 28 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 39 | $1,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 100 | $1,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 162 | $1,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 80 | $1,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 37 | $1,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 257 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 55 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 150 | $1,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 82 | $1,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 9 | $1,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 35 | $1,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 32 | $1,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 75 | $1,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 450 | $1,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 29 | $1,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 10 | $1,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 10 | $1,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 44 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 19 | $1,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 5 | $1,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 23 | $1,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 253 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 45 | $1,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 86 | $1,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 54 | $1,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 74 | $1,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 3 | $1,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 100 | $1,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 111 | $1,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 103 | $1,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 101 | $1,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 22 | $1,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 50 | $1,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 43 | $1,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 15 | $1,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 20 | $1,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 40 | $1,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 47 | $1,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 14 | $1,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 19 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 39 | $1,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 61 | $1,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 1 | $1,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 50 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 9 | $1,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 52 | $1,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 40 | $1,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 28 | $1,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 10 | $1,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 83 | $1,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 21 | $1,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 140 | $1,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 95 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 48 | $1,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 9 | $1,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 125 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 45 | $1,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 500 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 11 | $1,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 50 | $1,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 31 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 50 | $1,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 7 | $1,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 200 | $1,000 | thousands by filing date | call |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 8 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 78 | $1,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 15 | $1,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 16 | $1,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 300 | $1,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 86 | $1,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 50 | $1,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 200 | $1,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 27 | $1,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 230 | $1,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 104 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 60 | $1,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 50 | $1,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 154 | $1,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 40 | $1,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 34 | $1,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 80 | $1,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 100 | $1,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 50 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 12 | $1,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 100 | $1,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 150 | $1,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 100 | $1,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 50 | $1,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 500 | $1,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 297 | $1,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 50 | $1,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 250 | $1,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H100 | UNIT 02/23/2026 | 100 | $1,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVITATION HOMES INC COM | 46187W107 | REIT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOORDASH INC CL A | 25809K105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGA RES CORP COM | 87612G101 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPEN TEXT CORP COM | 683715106 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERCORE INC CLASS A | 29977A105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LKQ CORP COM | 501889208 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALVOLINE INC COM | 92047W101 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINGSTOP INC COM | 974155103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMF HLDG CORP COM | 47074L105 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP | 35137L204 | CL B COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y201 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENBRIER COS INC | 393657101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOWSERVE CORP | 34354P105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGGETT & PLATT INC | 524660107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHLAND INC | 044186104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COTY INC | 222070203 | COM CL A | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UMH PPTYS INC | 903002103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITAL FARMS INC | 92847W103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T108 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOELIS & CO | 60786M105 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUPANION INC | 898202106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANOO INC | 13803R102 | COM CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCINO INC | 63947U107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN WELL CORP | 03044L105 | CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERINT SYS INC | 92343X100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOMTAR CORP | 257559203 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVIVA INC | 45781M101 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN OUTFITTERS INC | 917047102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANKUNITED INC | 06652K103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDLYTICS INC | 14161W105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOMEDICA CORP COM | 98980M109 | Stock | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Agora Inc-Adr | 00851L103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Up Fintech Holding Ltd | 91531W106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERGROUP CORP | 458685104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOODLES & CO | 65540B105 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VROOM INC | 92918V109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELLOW CORP | 985510106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO INVS INC COM | 361438104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMER BROS CO | 307675108 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSG NETWORK INC | 553573106 | CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZUL S A | 05501U106 | OPT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYMET MNG CORP | 731916409 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELODYNE LIDAR INC | 92259F101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURA &CO HLDG S A | 63884N108 | ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLIA INC | 584021109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORELOGIC INC | 21871D103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL VALUE INC | 76133Q102 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLARWINDS CORP | 83417Q105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOLICITY INC | 435063102 | COM CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y180 | COM | 208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERNA CORP | 00973W102 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-21-001870 | this filing | 2021-04-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-21-004476 | base | 2021-09-15 | acceptance time not in the bulk data set |