13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-04, with 1,026 holding rows worth $1,869,530,000.
- Accession
- 0001580642-21-000515
- Filer
- CIK 1464811
- Filed
- 2021-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,544 entries on the cover page, a total value of $1,869,530,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,869,530,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerBrandes
- included managerMiller/Howard
- included managerNavellier & Associates Inc.
- included managerZacks Investment Mgt
- included managerCambiar
- included managerAnchor Capital
- included managerAtlanta Capital
- included managerGranite Invstmt Ptnr
- included managerSparrow
- included managerLazard
- included managerAthenaInvest Advisor
- included managerACR
- included managerDana Investment
- included managerChartwell
- included managerClark Capital Mgmt
- included managerCohen & Steers
- included managerS&P
- included managerHahn Capital Management
- included managerLegg Mason
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 13,895 | $83,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 22,200 | $83,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 26,650 | $79,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 11,800 | $73,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 16,854 | $72,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 21,800 | $72,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 19,500 | $71,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,417 | $64,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 16,015 | $63,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 45,200 | $63,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 11,900 | $58,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 24,430 | $57,000 | thousands by filing date | |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 14,600 | $57,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,968 | $49,000 | thousands by filing date | |
| TRITERRAS INC | G9103H110 | *W EXP 02/02/202 | 20,500 | $46,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 11,113 | $45,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 15,000 | $42,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 35,430 | $38,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,102 | $32,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 21,044 | $24,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 29,700 | $23,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 37,520 | $19,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 12,726 | $18,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 13,000 | $12,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 12,061 | $9,000 | thousands by filing date | |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 25,050 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-21-000515 | this filing | 2021-02-04 | acceptance time not in the bulk data set |