13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-29, with 2,392 holding rows worth $45,456,644,000.
- Accession
- 0001580642-21-000379
- Filer
- CIK 1540235
- Filed
- 2021-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 3,060 entries on the cover page, a total value of $45,456,644,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $45,456,644,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287465 | MSCI EAFE ETF | 33,100 | $121,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 18,142 | $120,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 140,000 | $120,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,288 | $118,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 800 | $117,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 26,080 | $117,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 10,000 | $117,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 13,187 | $116,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 15,802 | $116,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,174 | $115,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 15,000 | $114,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,356 | $113,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 13,020 | $113,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6,900 | $111,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 17,955 | $109,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 11,202 | $109,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 10,178 | $109,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 14,002 | $108,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 22,404 | $105,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 15,700 | $105,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 12,605 | $105,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 400 | $101,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 15,652 | $101,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 23,768 | $101,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 10,000 | $101,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 29,624 | $100,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 40,000 | $100,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 700 | $99,000 | thousands by filing date | call |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 1,500 | $99,000 | thousands by filing date | call |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 10,000 | $99,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 10,935 | $99,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 16,761 | $99,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,500 | $96,000 | thousands by filing date | put |
| XPENG INC ADS | 98422D105 | ADR | 5,000 | $96,000 | thousands by filing date | call |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 14,148 | $96,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 26,703 | $95,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 5,133 | $93,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 12,820 | $93,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 90,000 | $93,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 30,000 | $92,000 | thousands by filing date | put |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 11,696 | $92,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 3,000 | $91,000 | thousands by filing date | call |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,613 | $90,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 200 | $89,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 17,067 | $88,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 13,884 | $88,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 581 | $85,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 21,400 | $85,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 37,977 | $84,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 14,796 | $83,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 20,212 | $83,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 82,660 | $83,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 30,233 | $81,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 27,041 | $78,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,000 | $77,000 | thousands by filing date | put |
| MONGODB INC CL A | 60937P106 | Stock | 1,000 | $77,000 | thousands by filing date | call |
| CONFORMIS INC | 20717E101 | COM | 116,581 | $77,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 10,502 | $76,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 35,800 | $75,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 68,850 | $75,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 19,360 | $75,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 50,000 | $75,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,908 | $74,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,030 | $73,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 3,000 | $73,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 29,040 | $73,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 12,152 | $73,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 29,736 | $72,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 12,449 | $71,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 10,000 | $70,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 32,327 | $69,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,200 | $68,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,811 | $68,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 10,072 | $67,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 27,415 | $66,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,200 | $65,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 10,542 | $64,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 17,001 | $64,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 14,393 | $64,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 11,100 | $63,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 18,531 | $63,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 17,070 | $63,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 15,549 | $62,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 17,322 | $62,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 40,000 | $62,000 | thousands by filing date | principal |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 15,000 | $59,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,257 | $59,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 67,111 | $59,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 17,000 | $59,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 6,900 | $57,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,337 | $57,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 28,273 | $55,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 6,100 | $55,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,200 | $54,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 13,500 | $54,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 25,047 | $53,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 16,400 | $52,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 11,804 | $52,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 22,000 | $51,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 17,638 | $51,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 38,093 | $51,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 26,115 | $50,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,200 | $48,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 11,800 | $48,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 746 | $48,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 12,750 | $48,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,500 | $47,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 19,711 | $47,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 17,881 | $47,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,000 | $46,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 13,961 | $46,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 17,239 | $46,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 205,000 | $46,000 | thousands by filing date | call |
| DPW HLDGS INC COM | 26140E600 | Stock | 10,500 | $46,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 20,663 | $45,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 100,785 | $45,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 17,880 | $44,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 30,000 | $44,000 | thousands by filing date | principal |
| MUSTANG BIO INC | 62818Q104 | COM | 11,575 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 2,927 | $44,000 | thousands by filing date | |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 10,000 | $44,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 14,078 | $43,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 12,000 | $43,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 40,000 | $43,000 | thousands by filing date | principal |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 15,001 | $41,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 17,705 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 21,200 | $39,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 56,932 | $39,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 324,997 | $39,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 12,000 | $36,000 | thousands by filing date | call |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 40,100 | $36,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,200 | $36,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 16,125 | $36,000 | thousands by filing date | |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 10,990 | $36,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 2,700 | $35,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 1,000 | $35,000 | thousands by filing date | call |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 14,982 | $35,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 20,470 | $35,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 11,285 | $35,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 26,396 | $34,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 300 | $33,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 13,774 | $33,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 12,982 | $33,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 25,000 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 1,000 | $32,000 | thousands by filing date | call |
| MIND C T I LTD | M70240102 | ORD | 12,500 | $32,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 14,095 | $31,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 3,000 | $31,000 | thousands by filing date | call |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 23,662 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 18,000 | $31,000 | thousands by filing date | call |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 3,300 | $30,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,100 | $30,000 | thousands by filing date | call |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 400 | $30,000 | thousands by filing date | call |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 30,470 | $30,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 6,900 | $29,000 | thousands by filing date | put |
| IDEANOMICS INC | 45166V106 | COM | 14,276 | $28,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 13,856 | $28,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 27,393 | $28,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,600 | $27,000 | thousands by filing date | call |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 17,612 | $27,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 25,528 | $27,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 300 | $26,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 25,000 | $26,000 | thousands by filing date | principal |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 30,000 | $26,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 200 | $25,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,000 | $25,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 2,100 | $25,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 19,934 | $25,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 25,000 | $25,000 | thousands by filing date | principal |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 4,000 | $25,000 | thousands by filing date | call |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 20,000 | $25,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 18,700 | $25,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 13,288 | $25,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 600 | $24,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 7,000 | $23,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 22,000 | $23,000 | thousands by filing date | principal |
| VACCINEX INC | 918640103 | CMN | 11,000 | $23,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 12,185 | $22,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,000 | $21,000 | thousands by filing date | call |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 500 | $21,000 | thousands by filing date | call |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 300 | $21,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 20,000 | $21,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 16,829 | $21,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 21,784 | $21,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 700 | $20,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 300 | $20,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 11,318 | $20,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 17,115 | $20,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 20,000 | $20,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 200 | $19,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 10,950 | $19,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 19,500 | $18,000 | thousands by filing date | call |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 13,488 | $18,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 500 | $18,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 900 | $17,000 | thousands by filing date | call |
| ZENDESK INC | 98936J101 | COM | 400 | $17,000 | thousands by filing date | call |
| FASTLY INC | 31188V100 | CL A | 2,400 | $17,000 | thousands by filing date | call |
| TANZANIAN GOLD CORP | 87601A107 | COM | 26,000 | $17,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 12,164 | $17,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 17,000 | $17,000 | thousands by filing date | principal |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 10,800 | $16,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 5,100 | $16,000 | thousands by filing date | call |
| NXT-ID INC | 67091J206 | COM NEW | 10,000 | $16,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 3,700 | $15,000 | thousands by filing date | put |
| FURY GOLD MINES LTD | 36117T100 | COM | 10,652 | $15,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 13,709 | $15,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,400 | $14,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,000 | $14,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 600 | $14,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 3,000 | $14,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 300 | $14,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X104 | CMN | 10,000 | $14,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,500 | $13,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,000 | $12,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 500 | $12,000 | thousands by filing date | put |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 300 | $12,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 100 | $11,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 18,300 | $11,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 8,700 | $11,000 | thousands by filing date | put |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 243 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 900 | $11,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,100 | $11,000 | thousands by filing date | call |
| ETFMG | 26924G508 | EXCHANGE TRADED | 2,100 | $11,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 300 | $10,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 52,000 | $10,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,400 | $10,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,900 | $10,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 900 | $10,000 | thousands by filing date | call |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 700 | $10,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 10,000 | $10,000 | thousands by filing date | principal |
| GOLD STD VENTURES CORP | 380738104 | COM | 13,187 | $10,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 11,000 | $10,000 | thousands by filing date | principal |
| SEA LTD | 81141R100 | SPONSORD ADS | 100 | $9,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 1,000 | $9,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 11,362 | $9,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 278 | $9,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 40,000 | $9,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 300 | $8,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 1,600 | $8,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 12,368 | $8,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 823 | $8,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 100 | $8,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 500 | $8,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 1,000 | $7,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 300 | $7,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,000 | $7,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 3,000 | $7,000 | thousands by filing date | call |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 100 | $7,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,000 | $7,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 2,100 | $7,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 5,600 | $6,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 100 | $6,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 500 | $6,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 500 | $6,000 | thousands by filing date | put |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 13,500 | $6,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 10,000 | $6,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 600 | $5,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 200 | $5,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 1,100 | $5,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,200 | $5,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 2,000 | $5,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 300 | $5,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 10,000 | $5,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 20,900 | $5,000 | thousands by filing date | call |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 500 | $5,000 | thousands by filing date | call |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 25,000 | $5,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 900 | $4,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,300 | $4,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 1,300 | $4,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 900 | $4,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 3,500 | $4,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 600 | $4,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 900 | $4,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 13,848 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,000 | $4,000 | thousands by filing date | call |
| FUBOTV INC | 35953D104 | COM | 300 | $4,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 500 | $4,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 500 | $4,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 1,000 | $3,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,700 | $3,000 | thousands by filing date | call |
| ROCKET COS INC | 77311W101 | COM CL A | 400 | $3,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 300 | $3,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,600 | $3,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 100 | $3,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 600 | $3,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 400 | $3,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 1,700 | $3,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 700 | $3,000 | thousands by filing date | call |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 12,100 | $3,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 2,000 | $3,000 | thousands by filing date | call |
| APPIAN CORP | 03782L101 | CL A | 300 | $3,000 | thousands by filing date | call |
| CARPARTS COM INC | 14427M107 | COM | 2,000 | $3,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 3,500 | $3,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 700 | $2,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,200 | $2,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 11,500 | $2,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 100 | $2,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 1,000 | $2,000 | thousands by filing date | call |
| OKTAINCCLASSA | 679295105 | STOK | 500 | $2,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 800 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 900 | $2,000 | thousands by filing date | call |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,500 | $2,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 300 | $2,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 400 | $2,000 | thousands by filing date | call |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 30,000 | $2,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 4,000 | $2,000 | thousands by filing date | call |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 200 | $2,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2,800 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 800 | $2,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 400 | $2,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L101 | COM | 1,000 | $2,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 500 | $2,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 600 | $1,000 | thousands by filing date | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 600 | $1,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 2,300 | $1,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 8,000 | $1,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 27,300 | $1,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 200 | $1,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 4,000 | $1,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 1,000 | $1,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 3,300 | $1,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,000 | $1,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 200 | $1,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 300 | $1,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 2,000 | $1,000 | thousands by filing date | call |
| MKS INC. COM | 55306N104 | Stock | 4,000 | $1,000 | thousands by filing date | put |
| MKS INC. COM | 55306N104 | Stock | 4,000 | $1,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 100 | $1,000 | thousands by filing date | call |
| DOW HLDGS INC COM | 260557103 | Stock | 300 | $1,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 200 | $1,000 | thousands by filing date | call |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 100 | $1,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 100 | $1,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 200 | $1,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 100 | $1,000 | thousands by filing date | call |
| BEYOND MEAT INC | 08862E109 | COM | 200 | $1,000 | thousands by filing date | call |
| FISKER INC | 33813J106 | CL A COM STK | 1,000 | $1,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 100 | $1,000 | thousands by filing date | put |
| DRAFTKINGS INC | 26142R104 | COM CL A | 500 | $1,000 | thousands by filing date | put |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 12,260 | $1,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 800 | $1,000 | thousands by filing date | put |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 400 | $1,000 | thousands by filing date | call |
| Airbnb, Inc. Class A | 009066101 | COM | 5,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Bank of America Corp | 060505104 | COM | 19,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Charles Schwab Corp | 808513105 | COM | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Chevron Corporation | 166764100 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Home Depot, Inc | 437076102 | COM | 900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| McDonalds Corporation | 580135101 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NextEra Energy,Inc. | 65339F101 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Visa Inc | 92826C839 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GERON CORP | 374163103 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED RENTALS INC COM | 911363109 | Stock | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALLSTATE CORP COM | 020002101 | Stock | 4,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 7,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 11,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MASIMO CORP COM | 574795100 | Stock | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SABRE CORP COM | 78573M104 | Stock | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LYFT INC | 55087P104 | CL A COM | 1,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| THOR INDS INC | 885160101 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ROYAL GOLD INC | 780287108 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ZENDESK INC | 98936J101 | COM | 1,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ZYNGA INC. | 98986T108 | CL A | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VAXART INC NEW | 92243A200 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPIRIT AIRLS INC | 848577102 | COM | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| YAMANA GOLD INC | 98462Y100 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-21-000379 | this filing | 2021-01-29 | acceptance time not in the bulk data set |