13F-HR filed by OPTIMUM INVESTMENT ADVISORS
OPTIMUM INVESTMENT ADVISORS filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-21, with 892 holding rows worth $329,542,000.
- Accession
- 0001580642-21-000197
- Filer
- CIK 1037763
- Filed
- 2021-01-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 895 entries on the cover page, a total value of $329,542,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $329,542,000 with VALUE read as thousands by filing date, 13F file number 028-06296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NICE LTD SPONSORED ADR | 653656108 | ADR | 150 | $43,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 300 | $43,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 4,400 | $43,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 707 | $42,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 1,640 | $42,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,000 | $42,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 258 | $41,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,172 | $41,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 35 | $41,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 3,500 | $41,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 712 | $41,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 6,500 | $41,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,000 | $40,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,055 | $40,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 300 | $40,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 208 | $40,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 450 | $40,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 900 | $40,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 150 | $39,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 450 | $39,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 600 | $39,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,210 | $39,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 1,060 | $39,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 621 | $38,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,215 | $38,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 1,800 | $38,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 120 | $37,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 150 | $37,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 400 | $37,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1,100 | $36,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,000 | $36,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 546 | $36,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 75 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 450 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 320 | $36,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 750 | $35,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 3,600 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 700 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,700 | $35,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 10,500 | $35,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 504 | $34,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 300 | $33,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 276 | $33,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 550 | $33,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 800 | $33,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 3,000 | $33,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 438 | $32,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,882 | $32,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 3,000 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 600 | $32,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 450 | $32,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 1,400 | $32,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 1,494 | $31,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 80 | $31,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 5,148 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 197 | $31,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,672 | $31,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 500 | $31,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 500 | $30,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,835 | $30,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 932 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,800 | $30,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 402 | $29,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,000 | $29,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 631 | $29,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 500 | $29,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 11,000 | $28,000 | thousands by filing date | put |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 100 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 500 | $28,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,000 | $28,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 439 | $28,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 3,500 | $28,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 700 | $28,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 4,912 | $28,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 6,000 | $28,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 3,000 | $28,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,720 | $27,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 125 | $27,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 275 | $27,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 133 | $27,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 100 | $27,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,770 | $27,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 400 | $27,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 241 | $27,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 771 | $27,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 600 | $26,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 70 | $26,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,311 | $26,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,293 | $26,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 4,000 | $26,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 708 | $26,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 400 | $26,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 93 | $25,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 247 | $25,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 100 | $25,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,009 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 800 | $25,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,835 | $25,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 380 | $24,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 150 | $24,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 753 | $24,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 836 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 200 | $24,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,200 | $24,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 200 | $24,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 7,000 | $24,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 8,000 | $24,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 425 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 215 | $23,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 300 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 500 | $23,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 1,000 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 500 | $22,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 50 | $22,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 200 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 200 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 1,000 | $22,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 300 | $21,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 1,150 | $21,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 250 | $21,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,404 | $21,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 3,000 | $21,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 110 | $20,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 622 | $20,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 2,000 | $20,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 500 | $20,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 1,000 | $19,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 500 | $19,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 100 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 300 | $19,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 3,000 | $19,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,300 | $19,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,250 | $19,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 134 | $18,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 65 | $18,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 800 | $18,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 400 | $18,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,110 | $18,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 900 | $18,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 1,065 | $18,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,300 | $18,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 100 | $18,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,000 | $18,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 268 | $17,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 140 | $17,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 250 | $17,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 400 | $17,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,000 | $17,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 200 | $17,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,000 | $17,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 500 | $17,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 362 | $17,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 2,400 | $17,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 645 | $17,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 1,000 | $17,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 2,028 | $17,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,006 | $16,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 282 | $16,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 508 | $16,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,100 | $16,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 300 | $16,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 1,025 | $16,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 50 | $16,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 100 | $16,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 292 | $15,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 133 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 60 | $15,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 113 | $15,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,040 | $15,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 1,500 | $15,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 680 | $15,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328109 | COM CL A | 1,000 | $15,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 400 | $14,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 301 | $14,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 108 | $14,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 119 | $14,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 654 | $14,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 2,684 | $14,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 322 | $14,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 100 | $14,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 400 | $14,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 600 | $14,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 168 | $13,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 36 | $13,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 194 | $13,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 278 | $13,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 550 | $13,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 85 | $13,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 500 | $13,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 80 | $13,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 2,000 | $13,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,275 | $13,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,000 | $13,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 300 | $13,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 492 | $13,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 83 | $12,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 200 | $12,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 877 | $12,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 531 | $12,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 40 | $12,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 250 | $12,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,960 | $12,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 700 | $12,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 350 | $12,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 360 | $12,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,000 | $12,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 350 | $12,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 100 | $12,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 500 | $12,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 500 | $12,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 455 | $12,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 303 | $12,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 493 | $12,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 300 | $11,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,000 | $11,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 300 | $11,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 269 | $11,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 500 | $11,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 200 | $11,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1,000 | $11,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 100 | $11,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 500 | $11,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 400 | $11,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,200 | $10,000 | thousands by filing date | call |
| S&P Global,Inc. | 78409V104 | COM | 30 | $10,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 273 | $10,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 150 | $10,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 94 | $10,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 870 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 190 | $10,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 500 | $10,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 67 | $10,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 393 | $10,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,500 | $10,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 35 | $9,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 141 | $9,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 103 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 225 | $9,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 1,000 | $9,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 125 | $9,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 500 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 360 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 202 | $9,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 450 | $9,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 167 | $8,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 100 | $8,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,000 | $8,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 50 | $8,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 20 | $8,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 400 | $8,000 | thousands by filing date | put |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 350 | $8,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 300 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 827 | $8,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 200 | $8,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 686 | $8,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 300 | $8,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 1,000 | $8,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 19 | $7,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 416 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 116 | $7,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 437 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 110 | $7,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 312 | $6,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 25 | $6,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 50 | $6,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 40 | $6,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 100 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 29 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 74 | $6,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 500 | $6,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 157 | $6,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 225 | $6,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 200 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 80 | $6,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 83 | $6,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 131 | $5,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 167 | $5,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 35 | $5,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 100 | $5,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 50 | $5,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 145 | $5,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 80 | $5,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 36 | $5,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 395 | $5,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 125 | $5,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 150 | $5,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 160 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 100 | $5,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 250 | $5,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 400 | $5,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 200 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 107 | $4,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 21 | $4,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 32 | $4,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 12 | $4,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 200 | $4,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 400 | $4,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 58 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 75 | $4,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 100 | $4,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 1,200 | $4,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 500 | $4,000 | thousands by filing date | put |
| CHAMPIONX CORPORATION | 15872M104 | COM | 240 | $4,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 71 | $4,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 375 | $4,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 200 | $4,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 25 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 101 | $4,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 130 | $4,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 42 | $3,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 11 | $3,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 130 | $3,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 32 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 16 | $3,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 200 | $3,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,200 | $3,000 | thousands by filing date | call |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 600 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 120 | $3,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 100 | $3,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 176 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 13 | $2,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 66 | $2,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 10 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 3,000 | $2,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 27 | $2,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 25 | $2,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 48 | $2,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,000 | $2,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 240 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 56 | $2,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 100 | $2,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 16 | $2,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 50 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 75 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 50 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 25 | $2,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 2,000 | $2,000 | thousands by filing date | call |
| NEURONETICS INC | 64131A105 | COM | 200 | $2,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 200 | $2,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 2,500 | $2,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 3,000 | $2,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 300 | $2,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 41 | $1,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1 | $1,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 12 | $1,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 20 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 35 | $1,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 60 | $1,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,200 | $1,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 50 | $1,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 5,000 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 8 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 62 | $1,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 12 | $1,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 50 | $1,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 55 | $1,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 123 | $1,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 2,500 | $1,000 | thousands by filing date | call |
| PACER FDS TR | 69374H659 | CASH COWS ETF | 27 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 25 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 68 | $1,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 100 | $1,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 310 | $1,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 2,000 | $1,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY | 531229888 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QEP RESOURCES INC | 74733V100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOPHARMA INC | 054754874 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-21-000197 | this filing | 2021-01-21 | acceptance time not in the bulk data set |