13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-05, with 2,194 holding rows worth $38,304,912,000.
- Accession
- 0001580642-20-004071
- Filer
- CIK 1540235
- Filed
- 2020-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 2,769 entries on the cover page, a total value of $38,304,912,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $38,304,919,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,337 | $264,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 10,007 | $264,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 18,596 | $264,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 12,584 | $263,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 6,437 | $263,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 3,352 | $263,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 3,679 | $263,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 10,700 | $262,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 14,194 | $262,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 18,221 | $262,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 7,894 | $262,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 4,126 | $261,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 13,246 | $261,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 14,955 | $260,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 10,359 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,648 | $259,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,999 | $259,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 3,243 | $259,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 22,000 | $259,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 18,798 | $258,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 56,998 | $258,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 17,672 | $258,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 8,390 | $257,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,018 | $257,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 3,574 | $257,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 9,520 | $256,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 19,775 | $255,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 21,161 | $255,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 24,000 | $255,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 102,124 | $255,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 63,000 | $255,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 5,353 | $254,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 10,026 | $253,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2,635 | $253,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,279 | $252,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 5,936 | $252,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 5,383 | $252,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,000 | $251,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,668 | $251,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,759 | $251,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 8,956 | $251,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,775 | $250,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 5,856 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 14,270 | $250,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 28,760 | $250,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 3,916 | $250,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 46,284 | $250,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 5,641 | $249,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,196 | $249,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 29,525 | $249,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 17,700 | $249,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 3,995 | $248,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 4,820 | $248,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 22,920 | $248,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,257 | $247,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 10,924 | $246,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 15,387 | $246,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 37,100 | $246,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 154,859 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,465 | $245,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 7,469 | $245,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 2,388 | $244,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 13,684 | $244,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 7,527 | $244,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 8,064 | $243,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,952 | $243,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 43,449 | $243,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 7,877 | $243,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 7,295 | $242,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 19,219 | $240,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 772 | $239,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 5,541 | $239,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,407 | $239,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,408 | $239,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 25,212 | $239,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 1,996 | $239,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,365 | $239,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 8,059 | $238,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 8,832 | $237,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 13,706 | $237,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 5,087 | $236,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 37,179 | $236,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,584 | $235,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 3,150 | $234,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,100 | $234,000 | thousands by filing date | call |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 4,155 | $234,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 4,183 | $234,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 21,088 | $234,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 15,030 | $234,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 8,708 | $234,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 15,000 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 8,952 | $233,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 8,497 | $233,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 20,518 | $233,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,507 | $232,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 4,557 | $231,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 12,539 | $229,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 5,325 | $229,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 13,533 | $229,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 2,444 | $229,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 20,278 | $228,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,420 | $228,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 18,530 | $227,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 20,984 | $227,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 28,735 | $227,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 20,230 | $226,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 25,459 | $225,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 8,883 | $225,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 10,253 | $225,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,468 | $225,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 23,989 | $225,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 55,905 | $224,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 19,400 | $222,000 | thousands by filing date | call |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 3,796 | $222,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,864 | $222,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 6,610 | $222,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 2,016 | $222,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 7,147 | $221,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 4,281 | $221,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,335 | $221,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 8,364 | $220,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 9,864 | $219,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,791 | $219,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,466 | $219,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 8,846 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 3,915 | $219,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 9,144 | $217,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,450 | $217,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 1,304 | $217,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 6,400 | $216,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 7,130 | $216,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 9,877 | $216,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,214 | $215,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,960 | $214,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 83,848 | $214,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,658 | $214,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 19,850 | $214,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 19,301 | $214,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 4,603 | $214,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 29,598 | $214,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,706 | $213,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 5,241 | $213,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 6,563 | $213,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 1,034 | $213,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 7,646 | $213,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 12,055 | $212,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 42,293 | $212,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 2,730 | $212,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 27,739 | $212,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 7,296 | $212,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 9,535 | $211,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 26,395 | $211,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 8,394 | $211,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 6,100 | $210,000 | thousands by filing date | call |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 7,100 | $210,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 7,775 | $210,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 79,706 | $210,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,947 | $209,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,468 | $209,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P404 | mc | 4,711 | $209,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 36,635 | $208,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,175 | $207,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 6,512 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,380 | $206,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 24,065 | $206,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 48,947 | $206,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,355 | $205,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,188 | $205,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,149 | $205,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 22,505 | $205,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 8,500 | $204,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 13,748 | $204,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 311,754 | $204,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 952 | $203,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 1,572 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,620 | $202,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,203 | $202,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 3,077 | $202,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 22,979 | $202,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 43,505 | $202,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 115,031 | $200,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 11,201 | $200,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 19,400 | $200,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 15,418 | $200,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 4,804 | $200,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 8,755 | $200,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 13,700 | $198,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 22,921 | $197,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 10,409 | $196,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 102,227 | $196,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 12,906 | $195,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 31,520 | $195,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,900 | $194,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 15,498 | $194,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 15,372 | $192,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 20,000 | $191,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 46,000 | $186,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 22,027 | $185,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 12,315 | $185,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 5,000 | $184,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 20,660 | $182,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 17,640 | $181,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 18,965 | $180,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 12,082 | $179,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 18,700 | $179,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 13,397 | $178,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 43,507 | $178,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 24,960 | $178,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 14,606 | $178,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 12,541 | $176,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 12,718 | $175,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 90,700 | $175,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 20,772 | $174,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 18,525 | $174,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 26,675 | $173,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 81,370 | $172,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 71,059 | $172,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,400 | $171,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 32,404 | $171,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 62,844 | $170,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 20,527 | $169,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 186,437 | $168,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 25,699 | $167,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 20,696 | $166,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 57,768 | $165,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 22,012 | $165,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 13,222 | $164,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 35,594 | $163,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 28,975 | $163,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 39,000 | $163,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 13,133 | $162,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 15,075 | $162,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 55,537 | $162,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,208 | $161,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 22,203 | $160,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 15,510 | $160,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 24,524 | $158,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,800 | $157,000 | thousands by filing date | call |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 12,977 | $157,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 12,420 | $157,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 26,366 | $157,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 80,714 | $157,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 24,604 | $155,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 2,000 | $155,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 86,093 | $155,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 11,503 | $155,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 25,747 | $155,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 60,594 | $155,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 22,240 | $155,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 20,000 | $155,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 11,797 | $153,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 150,000 | $153,000 | thousands by filing date | principal |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 11,834 | $153,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 10,057 | $152,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 18,537 | $151,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 11,480 | $151,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 15,058 | $150,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 15,820 | $149,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 64,528 | $148,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 12,346 | $148,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 10,400 | $147,000 | thousands by filing date | call |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 10,130 | $147,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 39,906 | $147,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 15,500 | $146,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 15,130 | $145,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,242 | $145,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 23,500 | $145,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 70,025 | $145,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 11,405 | $144,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 15,422 | $144,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 27,900 | $142,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 18,600 | $142,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 55,000 | $142,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 25,771 | $140,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISTION CO | G31655122 | COM CL A | 13,400 | $140,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 161,341 | $139,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 11,093 | $137,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 13,700 | $136,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 137,381 | $135,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 11,369 | $133,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 15,700 | $133,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 17,378 | $133,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 13,589 | $133,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 15,688 | $133,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 100,000 | $132,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 10,645 | $132,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 2,100 | $131,000 | thousands by filing date | call |
| KEARNY FINL CORP MD | 48716P108 | COM | 17,956 | $129,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 13,383 | $129,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,000 | $128,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 106,047 | $128,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 11,148 | $127,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 25,775 | $127,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 22,844 | $126,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 20,370 | $124,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 57,805 | $124,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 20,300 | $123,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 21,525 | $121,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 99,600 | $120,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 34,595 | $119,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 28,773 | $119,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 52,559 | $118,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 700 | $117,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 10,243 | $117,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 500 | $115,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 1,800 | $115,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 17,955 | $110,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,500 | $110,000 | thousands by filing date | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,237 | $109,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 116,454 | $109,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 30,000 | $108,000 | thousands by filing date | put |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 14,131 | $108,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 40,250 | $108,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 15,400 | $107,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 42,107 | $107,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 10,636 | $107,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,124 | $105,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 26,978 | $105,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 10,000 | $105,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 14,252 | $104,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 13,590 | $103,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 10,936 | $102,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 12,662 | $101,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,600 | $101,000 | thousands by filing date | call |
| CONFORMIS INC | 20717E101 | COM | 119,550 | $100,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 38,778 | $99,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 26,904 | $98,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 14,686 | $96,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 17,635 | $96,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 12,741 | $96,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 25,570 | $96,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 10,217 | $94,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 26,767 | $94,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 32,743 | $94,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 10,183 | $92,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,834 | $91,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 20,700 | $91,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 18,158 | $91,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 15,956 | $90,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 13,540 | $90,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 400 | $89,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 10,085 | $89,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 83,160 | $89,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 10,026 | $88,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 90,000 | $88,000 | thousands by filing date | principal |
| TREMONT MTG TR | 894789106 | COM | 30,000 | $88,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 14,982 | $86,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 10,000 | $85,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,301 | $85,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 22,074 | $84,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 16,389 | $83,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 11,000 | $82,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 40,000 | $82,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 20,000 | $82,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 27,041 | $82,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 800 | $79,000 | thousands by filing date | call |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 12,266 | $79,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 68,850 | $79,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 13,540 | $78,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 10,000 | $78,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 30,000 | $77,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 27,970 | $77,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 18,531 | $76,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 30,040 | $76,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,356 | $75,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 27,000 | $75,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 20,961 | $74,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 16,140 | $74,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 27,580 | $74,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,000 | $73,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 62,000 | $73,000 | thousands by filing date | principal |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 18,037 | $72,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 15,011 | $71,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 253,585 | $71,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,100 | $69,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,030 | $69,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 25,263 | $68,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 50,000 | $68,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 16,512 | $67,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 10,230 | $66,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,625 | $65,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 1,400 | $64,000 | thousands by filing date | call |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 51,590 | $63,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 11,802 | $63,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 14,675 | $63,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 60,500 | $63,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 47,349 | $62,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 10,271 | $61,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 19,992 | $60,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 12,915 | $59,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 10,072 | $59,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 100,785 | $59,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 17,101 | $57,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 17,756 | $57,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,337 | $55,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 500 | $53,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 65,594 | $53,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 9,000 | $53,000 | thousands by filing date | put |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 10,000 | $52,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 325,154 | $52,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,500 | $51,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 13,953 | $50,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 11,682 | $50,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 13,515 | $48,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 20,200 | $48,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 292,700 | $47,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 19,549 | $47,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,255 | $47,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 25,079 | $47,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 40,000 | $47,000 | thousands by filing date | principal |
| BIOCEPT INC | 09072V501 | COM | 10,370 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 33,700 | $45,000 | thousands by filing date | put |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 11,800 | $45,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 11,580 | $45,000 | thousands by filing date | |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 10,000 | $45,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 17,880 | $44,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 15,200 | $43,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6,900 | $42,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 10,000 | $42,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 10,536 | $42,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 16,730 | $41,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,127 | $40,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 114,502 | $40,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 40,000 | $40,000 | thousands by filing date | principal |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 12,450 | $39,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 28,336 | $39,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 12,633 | $38,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 17,305 | $37,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 14,145 | $37,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 17,000 | $37,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,600 | $36,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 772,000 | $36,000 | thousands by filing date | put |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 15,000 | $36,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 13,500 | $36,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 13,961 | $35,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 26,065 | $35,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 29,321 | $35,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 65,916 | $35,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,500 | $34,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 13,652 | $34,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 131,129 | $34,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 88,538 | $34,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 148,429 | $34,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 30,000 | $34,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 113,000 | $33,000 | thousands by filing date | call |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 31,571 | $33,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 12,000 | $32,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 200 | $31,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 16,930 | $31,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 12,000 | $31,000 | thousands by filing date | |
| SMART POWERR CORP | 168913309 | COM | 10,000 | $31,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 17,395 | $30,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,100 | $29,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,750 | $29,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 12,500 | $29,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 11,019 | $29,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,800 | $28,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 25,000 | $28,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 24,756 | $27,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 700 | $26,000 | thousands by filing date | call |
| SMART SAND INC | 83191H107 | COM | 20,100 | $26,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 18,700 | $26,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 12,532 | $26,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 10,754 | $25,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 25,000 | $25,000 | thousands by filing date | principal |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 15,000 | $25,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 25,000 | $24,000 | thousands by filing date | principal |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 14,900 | $24,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 22,000 | $24,000 | thousands by filing date | principal |
| XWELL INC COM NEW | 98420U703 | Stock | 11,516 | $23,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 200 | $22,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 26,555 | $22,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 27,396 | $22,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 11,050 | $22,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 13,582 | $22,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 20,200 | $22,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,500 | $21,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 1,500 | $21,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 500 | $20,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 1,000 | $20,000 | thousands by filing date | call |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 1,100 | $20,000 | thousands by filing date | call |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 20,000 | $20,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 11,000 | $20,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 20,000 | $20,000 | thousands by filing date | principal |
| Deere & Company | 244199105 | COM | 300 | $19,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 6,600 | $19,000 | thousands by filing date | put |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 10,233 | $19,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 13,709 | $19,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 14,200 | $19,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 300 | $18,000 | thousands by filing date | call |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 40,100 | $18,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 10,075 | $18,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 22,946 | $18,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,500 | $17,000 | thousands by filing date | call |
| STONEMOR INC | 86184W106 | COM | 17,881 | $17,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 23,662 | $17,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,410 | $17,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 17,000 | $17,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 300 | $16,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 5,000 | $16,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-20-004071 | this filing | 2020-11-05 | acceptance time not in the bulk data set |