13F-HR filed by OPTIMUM INVESTMENT ADVISORS
OPTIMUM INVESTMENT ADVISORS filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-06, with 893 holding rows worth $297,986,000.
- Accession
- 0001580642-20-003671
- Filer
- CIK 1037763
- Filed
- 2020-10-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 896 entries on the cover page, a total value of $297,986,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $297,986,000 with VALUE read as thousands by filing date, 13F file number 028-06296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLIR SYS INC | 302445101 | COM | 1,004 | $36,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 250 | $36,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 8,000 | $36,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 1,800 | $36,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,188 | $35,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 3,000 | $35,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 14,500 | $35,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 2,215 | $35,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 150 | $34,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,210 | $34,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,000 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 1,000 | $34,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,200 | $33,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 120 | $33,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 450 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 200 | $33,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,070 | $32,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 300 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 700 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 320 | $32,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 257 | $31,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 1,494 | $31,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,050 | $31,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,000 | $31,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 233 | $31,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 150 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 300 | $31,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,000 | $31,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 504 | $30,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 438 | $30,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 405 | $30,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 516 | $29,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 325 | $29,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 70 | $29,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 150 | $29,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 500 | $29,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 400 | $29,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 750 | $28,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,726 | $28,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1,050 | $28,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 5,148 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 500 | $28,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,000 | $28,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 300 | $28,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 3,072 | $28,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 475 | $28,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 321 | $28,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,850 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,700 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,800 | $28,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 1,295 | $28,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 100 | $27,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 275 | $27,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 932 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 197 | $27,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 6,100 | $27,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 150 | $26,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,171 | $26,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 276 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 515 | $26,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 484 | $26,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 500 | $26,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 2,200 | $25,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,835 | $25,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 100 | $25,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,293 | $25,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 300 | $25,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,770 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 800 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 631 | $25,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,040 | $25,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 500 | $25,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 394 | $24,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,000 | $24,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 2,100 | $24,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 100 | $24,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 400 | $24,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,882 | $24,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 500 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 670 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,028 | $23,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 104 | $23,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 3,000 | $23,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 439 | $23,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 200 | $23,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 400 | $23,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,404 | $23,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 170 | $22,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 600 | $22,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 247 | $22,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 149 | $22,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 4,008 | $22,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,035 | $22,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 100 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 450 | $22,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 65 | $21,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 150 | $21,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,720 | $21,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 125 | $21,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 827 | $21,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 425 | $21,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 503 | $21,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 910 | $21,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,965 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 700 | $21,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 50 | $20,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 80 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 214 | $20,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 600 | $20,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,200 | $20,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 500 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 1,000 | $20,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 300 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 500 | $19,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 500 | $19,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 250 | $19,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,009 | $19,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 622 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 200 | $19,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 766 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,200 | $19,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 145 | $18,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 800 | $18,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,870 | $18,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 2,500 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 300 | $18,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,000 | $18,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 400 | $17,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 283 | $17,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 110 | $17,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 105 | $17,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,300 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 600 | $17,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 100 | $16,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 151 | $16,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 300 | $16,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 1,025 | $16,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 295 | $16,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 291 | $15,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 266 | $15,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 400 | $15,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 248 | $15,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 508 | $15,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 300 | $15,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 3,000 | $15,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 2,400 | $15,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,250 | $15,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 300 | $14,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,000 | $14,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 128 | $14,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 282 | $14,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 100 | $14,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 200 | $14,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,300 | $14,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 430 | $13,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 134 | $13,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 500 | $13,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 654 | $13,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 250 | $13,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 645 | $13,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 269 | $13,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 200 | $13,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,770 | $13,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 133 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 60 | $13,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 500 | $13,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 113 | $13,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 400 | $13,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 492 | $13,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 301 | $12,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 200 | $12,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 107 | $12,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 36 | $12,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,006 | $12,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 150 | $12,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 39 | $12,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 215 | $12,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 1,065 | $12,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 500 | $12,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 350 | $12,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 50 | $12,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 50 | $12,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,000 | $12,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 455 | $12,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 493 | $12,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 30 | $11,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 131 | $11,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 300 | $11,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 300 | $11,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 877 | $11,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 100 | $11,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,000 | $11,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,275 | $11,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 100 | $11,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 500 | $11,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 303 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 110 | $10,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1,000 | $10,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 600 | $10,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 100 | $10,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 393 | $10,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,500 | $10,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 257 | $9,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 141 | $9,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,000 | $9,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 150 | $9,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 100 | $9,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 100 | $9,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 200 | $9,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 526 | $9,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 255 | $9,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 103 | $9,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 500 | $9,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 100 | $9,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 300 | $9,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 1,400 | $9,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,000 | $8,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,300 | $8,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 85 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 225 | $8,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 300 | $8,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 5,000 | $8,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 500 | $8,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 500 | $8,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 164 | $7,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 130 | $7,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 35 | $7,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2,500 | $7,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 600 | $7,000 | thousands by filing date | put |
| Uber Technologies | 90353T100 | COM | 200 | $7,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 100 | $7,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 674 | $7,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 88 | $7,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 50 | $7,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 150 | $7,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 400 | $7,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 740 | $7,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 350 | $7,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 50 | $7,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 67 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 827 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 360 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 202 | $7,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 3,100 | $7,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 50 | $7,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 19 | $6,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,000 | $6,000 | thousands by filing date | put |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 40 | $6,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 20 | $6,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 50 | $6,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 500 | $6,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 200 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 250 | $6,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 4,000 | $5,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 400 | $5,000 | thousands by filing date | put |
| ACUITY INC COM | 00508Y102 | Stock | 50 | $5,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 500 | $5,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 36 | $5,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 166 | $5,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 100 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 29 | $5,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 300 | $5,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 700 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 74 | $5,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 500 | $5,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 2,000 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 110 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 74 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 80 | $5,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073103 | COM CL A | 300 | $5,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 500 | $5,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,000 | $4,000 | thousands by filing date | call |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 157 | $4,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,500 | $4,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 312 | $4,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 200 | $4,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 50 | $4,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 145 | $4,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 40 | $4,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 30 | $4,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 200 | $4,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 395 | $4,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 161 | $4,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 157 | $4,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 150 | $4,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 225 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 150 | $4,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 100 | $4,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 100 | $4,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 25 | $4,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 684 | $4,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 160 | $4,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 53 | $4,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 41 | $3,000 | thousands by filing date | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 100 | $3,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 700 | $3,000 | thousands by filing date | put |
| Vanguard Growth | 922908736 | COM | 11 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 107 | $3,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 48 | $3,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 21 | $3,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 32 | $3,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 32 | $3,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 50 | $3,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 58 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 75 | $3,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 100 | $3,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 200 | $3,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 71 | $3,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 375 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 200 | $3,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 2,000 | $3,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 120 | $3,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 100 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 101 | $3,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 130 | $3,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 66 | $2,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 10 | $2,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,000 | $2,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,500 | $2,000 | thousands by filing date | put |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 12 | $2,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 32 | $2,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,000 | $2,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 130 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 56 | $2,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 437 | $2,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 900 | $2,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 100 | $2,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 240 | $2,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 200 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 75 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 50 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 25 | $2,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 50 | $2,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 50 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 100 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 140 | $2,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,000 | $1,000 | thousands by filing date | put |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 41 | $1,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1 | $1,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,300 | $1,000 | thousands by filing date | put |
| DROPBOX INC CL A | 26210C104 | Stock | 60 | $1,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 50 | $1,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 22 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 8 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 62 | $1,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 50 | $1,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 16 | $1,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 55 | $1,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 1,000 | $1,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 26 | $1,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,104 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 25 | $1,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 200 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H659 | CASH COWS ETF | 27 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 25 | $1,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 68 | $1,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 80 | $1,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 1,000 | $1,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 1,242 | $1,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 100 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 200 | $1,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 500 | $1,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY INDS INC | 896522109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCOSA INC COM | 039653100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY | 531229888 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QEP RESOURCES INC | 74733V100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-20-003671 | this filing | 2020-10-06 | acceptance time not in the bulk data set |