13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-31, with 862 holding rows worth $1,497,194,000.
- Accession
- 0001580642-20-002827
- Filer
- CIK 1464811
- Filed
- 2020-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 1,344 entries on the cover page, a total value of $1,497,194,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,497,194,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerBrandes
- included managerMiller/Howard
- included managerNavellier & Associates Inc.
- included managerZacks Investment Mgt
- included managerCambiar
- included managerAnchor Capital
- included managerAtlanta Capital
- included managerGranite Invstmt Ptnr
- included managerSparrow
- included managerLazard
- included managerAthenaInvest Advisor
- included managerACR
- included managerDana Investment
- included managerChartwell
- included managerClark Capital Mgmt
- included managerCohen & Steers
- included managerS&P
- included managerHahn Capital Management
- included managerLegg Mason
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 3,554 | $435,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,089 | $434,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 5,171 | $434,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 271 | $433,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,623 | $432,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 28,050 | $432,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,472 | $429,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 4,674 | $428,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 30,131 | $426,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 48,035 | $426,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,390 | $424,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 7,677 | $420,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 4,165 | $420,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 3,778 | $419,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 5,507 | $418,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 22,647 | $418,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 16,886 | $418,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 3,805 | $417,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 6,376 | $417,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 53,700 | $414,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 16,285 | $413,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 6,562 | $409,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 9,172 | $407,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,530 | $403,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 642 | $402,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 70,552 | $402,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 17,126 | $402,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,242 | $401,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 7,540 | $401,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,648 | $397,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 17,814 | $397,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 5,410 | $396,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,065 | $395,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 25,584 | $394,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,554 | $393,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 13,347 | $389,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 4,900 | $389,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,520 | $388,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,886 | $384,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 10,452 | $384,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 5,193 | $381,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 18,118 | $381,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 10,443 | $380,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,927 | $377,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 7,127 | $377,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 85,177 | $376,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 8,295 | $376,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 16,427 | $376,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,992 | $375,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 10,578 | $374,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 36,122 | $373,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 7,093 | $372,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 7,360 | $370,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 107,290 | $370,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 3,142 | $370,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,174 | $369,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 7,845 | $368,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 52,600 | $368,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 814 | $368,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 4,799 | $368,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 9,850 | $367,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 8,759 | $367,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,121 | $364,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 31,389 | $364,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,376 | $361,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,826 | $360,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,531 | $360,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,865 | $359,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 31,375 | $359,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 14,455 | $358,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 7,093 | $357,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 9,103 | $354,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 6,968 | $354,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,059 | $353,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,774 | $353,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 14,226 | $352,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,789 | $350,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 10,885 | $350,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 9,597 | $349,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 16,331 | $348,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 29,470 | $348,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,802 | $347,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 13,312 | $346,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 11,246 | $346,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 8,413 | $345,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 6,834 | $344,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 8,271 | $343,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 4,705 | $342,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 1,918 | $341,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 908 | $336,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,854 | $336,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 17,625 | $336,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 11,265 | $336,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,098 | $334,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 860 | $334,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,230 | $333,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 9,414 | $332,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 5,813 | $332,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,451 | $330,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 146,000 | $329,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,788 | $328,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 2,239 | $328,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,206 | $327,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 31,228 | $327,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,299 | $326,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 8,944 | $326,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 39,570 | $325,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 13,900 | $325,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 6,196 | $324,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 23,786 | $324,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,387 | $323,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 32,945 | $319,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 17,765 | $318,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 1,926 | $317,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,775 | $316,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 5,643 | $316,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 24,281 | $314,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,452 | $314,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 13,798 | $314,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 6,314 | $313,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,742 | $313,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,031 | $313,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,250 | $312,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,544 | $309,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 20,172 | $309,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 14,273 | $307,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 26,571 | $307,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,845 | $307,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,616 | $305,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 49,659 | $305,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 234 | $304,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 4,027 | $303,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 9,988 | $302,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,526 | $299,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 3,348 | $298,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,044 | $297,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 17,956 | $295,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 5,765 | $294,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 107,769 | $293,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 4,406 | $291,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 12,183 | $291,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 33,784 | $291,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 47,657 | $290,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,969 | $290,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 3,802 | $289,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 6,380 | $286,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 10,156 | $285,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 15,000 | $285,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,706 | $283,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 16,194 | $282,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 6,773 | $281,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,277 | $280,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,906 | $279,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,393 | $278,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 6,211 | $277,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 540 | $276,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,373 | $276,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,498 | $276,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 8,449 | $276,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,647 | $276,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,462 | $275,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,082 | $275,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,986 | $275,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,417 | $273,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 5,239 | $272,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 6,106 | $271,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,221 | $270,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 29,750 | $270,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,966 | $269,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 16,802 | $269,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 12,644 | $269,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,501 | $267,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 1,889 | $264,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 18,383 | $261,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,528 | $260,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 4,716 | $260,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 4,448 | $260,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,854 | $258,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 4,706 | $257,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 7,475 | $256,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 7,695 | $256,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 7,011 | $256,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,361 | $254,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,688 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,504 | $253,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 780 | $253,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 4,508 | $252,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 35,238 | $251,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,321 | $249,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,466 | $249,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 3,713 | $249,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 4,205 | $249,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 4,208 | $246,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,892 | $246,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,205 | $244,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,324 | $243,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 4,637 | $242,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 91,292 | $241,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,487 | $241,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 32,876 | $241,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,451 | $241,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 12,994 | $240,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 12,320 | $240,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,294 | $239,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 178 | $239,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 13,503 | $238,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 9,429 | $237,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,054 | $237,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 23,231 | $237,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 50,857 | $237,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,762 | $236,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 60,202 | $236,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 11,229 | $236,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 3,021 | $235,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 529 | $235,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,340 | $234,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,603 | $233,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 4,550 | $233,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 701 | $232,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 23,315 | $232,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 7,450 | $231,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 10,816 | $230,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,367 | $230,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,486 | $230,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,961 | $230,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 6,493 | $229,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 55,609 | $229,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 21,020 | $229,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 9,909 | $229,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,292 | $228,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 4,308 | $227,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 2,660 | $227,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,181 | $225,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,202 | $224,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 9,555 | $223,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,953 | $223,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 16,000 | $223,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 24,874 | $222,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 21,979 | $222,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 1,927 | $221,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,299 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 13,065 | $221,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 34,926 | $220,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 193 | $219,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 82,500 | $218,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 3,903 | $218,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,036 | $218,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 16,627 | $217,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,767 | $217,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 20,025 | $216,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 14,608 | $216,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,220 | $214,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 61,605 | $214,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 7,325 | $214,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 4,955 | $213,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 3,150 | $213,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 16,558 | $213,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,239 | $212,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,572 | $211,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 4,922 | $211,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 14,300 | $211,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,918 | $210,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 3,630 | $209,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 13,836 | $207,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,102 | $206,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,282 | $205,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,754 | $205,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 8,365 | $205,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,059 | $203,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 2,720 | $203,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,629 | $202,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,302 | $202,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 11,200 | $201,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,795 | $198,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,975 | $198,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,227 | $195,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 29,958 | $193,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 34,492 | $188,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 11,360 | $186,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 18,176 | $186,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 19,660 | $186,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 72,172 | $185,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 21,158 | $184,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 24,594 | $178,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 10,001 | $174,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 17,650 | $170,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 42,166 | $165,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 33,426 | $162,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 17,348 | $162,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 11,942 | $162,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 17,601 | $159,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 14,298 | $157,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 32,307 | $156,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 19,664 | $155,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 57,491 | $154,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 62,517 | $150,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 14,217 | $148,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 14,537 | $146,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 16,472 | $134,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 10,262 | $131,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 14,450 | $130,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 41,101 | $130,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 23,336 | $126,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,625 | $122,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 14,206 | $120,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 21,550 | $119,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 14,352 | $118,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,308 | $115,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 18,000 | $115,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 11,958 | $114,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 12,130 | $113,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 23,294 | $110,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 21,423 | $109,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,280 | $107,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 51,477 | $103,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 22,139 | $102,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,500 | $101,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 43,000 | $99,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,706 | $99,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 44,225 | $99,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 42,526 | $97,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 60,000 | $96,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,500 | $95,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 25,935 | $95,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 14,916 | $93,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 13,158 | $91,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 18,586 | $87,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 15,076 | $86,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,567 | $79,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 10,170 | $73,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 10,250 | $73,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 14,159 | $72,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 16,861 | $70,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,021 | $69,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 11,000 | $68,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 18,146 | $64,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 16,617 | $63,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,042 | $61,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 24,881 | $59,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 26,650 | $56,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 37,300 | $53,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 23,721 | $48,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 13,500 | $47,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 13,027 | $47,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 17,013 | $44,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 81,000 | $42,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 22,030 | $41,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 45,100 | $35,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 13,300 | $32,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 103,000 | $31,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 109,318 | $28,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 12,000 | $27,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 12,199 | $26,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 18,500 | $25,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 23,900 | $24,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 37,520 | $21,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 26,553 | $20,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 12,726 | $20,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 12,535 | $9,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 15,044 | $8,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 10,500 | $7,000 | thousands by filing date | |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 17,550 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-20-002827 | this filing | 2020-07-31 | acceptance time not in the bulk data set |