13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-23, with 2,051 holding rows worth $34,561,330,000.
- Accession
- 0001580642-20-002702
- Filer
- CIK 1540235
- Filed
- 2020-07-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 2,491 entries on the cover page, a total value of $34,561,330,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $34,561,330,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARNES GROUP INC | 067806109 | COM | 5,289 | $209,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 5,087 | $209,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 919 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 7,146 | $208,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,279 | $208,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 24,065 | $208,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 15,010 | $208,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 38,068 | $208,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P404 | mc | 4,711 | $208,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 7,254 | $207,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 3,650 | $207,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 110,000 | $207,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 952 | $206,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,886 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,673 | $206,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 11,494 | $206,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 29,492 | $206,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 7,646 | $206,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 8,556 | $205,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 20,050 | $205,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,600 | $204,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 4,928 | $203,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 15,960 | $203,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 35,585 | $202,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 12,054 | $202,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 28,886 | $202,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 4,886 | $202,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 14,020 | $202,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,420 | $200,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 61,128 | $200,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 57,767 | $200,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 13,533 | $200,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 150,714 | $200,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 22,570 | $200,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 68,989 | $200,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 21,160 | $198,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 13,798 | $196,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 19,819 | $196,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 13,483 | $195,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 18,000 | $195,000 | thousands by filing date | call |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 14,676 | $194,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 150,437 | $194,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 11,766 | $192,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 13,411 | $191,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 110,547 | $190,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 40,220 | $189,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 14,283 | $187,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 14,000 | $187,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 22,341 | $186,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 51,816 | $186,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 60,025 | $186,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 19,400 | $185,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,447 | $184,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 18,983 | $183,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 17,607 | $182,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 18,780 | $181,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 15,723 | $181,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 44,000 | $181,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 17,690 | $180,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 22,229 | $180,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 21,115 | $178,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 18,988 | $177,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 17,671 | $177,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,456 | $175,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 18,302 | $175,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 12,870 | $175,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 14,060 | $175,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 22,192 | $175,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 10,501 | $173,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 166,341 | $171,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 81,370 | $168,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 27,356 | $168,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 24,448 | $167,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 20,696 | $167,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 22,973 | $166,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,000 | $165,000 | thousands by filing date | call |
| SUTRO BIOPHARMA INC | 869367102 | COM | 21,273 | $165,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 27,039 | $164,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 15,414 | $162,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 90,700 | $162,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 34,608 | $160,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 15,674 | $158,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,109 | $156,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 30,620 | $156,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 50,000 | $156,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 24,371 | $155,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 207,000 | $155,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 26,974 | $154,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 16,783 | $154,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 23,338 | $152,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 100,000 | $152,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 150,000 | $150,000 | thousands by filing date | principal |
| MACKINAC FINL CORP | 554571109 | COM | 14,343 | $149,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 16,732 | $148,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 17,956 | $147,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 20,300 | $147,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 63,101 | $146,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 54,000 | $145,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 10,276 | $144,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 26,968 | $143,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 11,402 | $143,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 4,926 | $142,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,525 | $142,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 15,267 | $141,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 39,000 | $141,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 10,325 | $140,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 19,252 | $139,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 91,740 | $138,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 55,000 | $138,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 12,247 | $137,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 10,844 | $136,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 10,861 | $136,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 32,404 | $135,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 16,377 | $135,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 15,120 | $135,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 11,093 | $135,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 10,538 | $134,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 10,837 | $131,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 20,369 | $131,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,722 | $130,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 18,700 | $129,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 19,400 | $129,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,012 | $128,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 17,232 | $127,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 31,400 | $125,000 | thousands by filing date | put |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 18,132 | $125,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 19,425 | $124,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 138,697 | $121,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 100,146 | $120,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 10,000 | $120,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 11,523 | $119,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 14,265 | $119,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 14,325 | $118,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 10,689 | $117,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 64,114 | $117,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 22,240 | $116,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 15,246 | $116,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 46,132 | $115,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 151,803 | $114,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 30,223 | $113,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 12,580 | $113,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 49,995 | $113,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 33,531 | $113,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 12,697 | $112,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 17,955 | $111,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 18,545 | $111,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,385 | $111,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 131,410 | $110,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,200 | $108,000 | thousands by filing date | put |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 14,270 | $107,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 10,645 | $107,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,796 | $106,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 20,527 | $106,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,000 | $105,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,100 | $104,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 10,216 | $104,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 13,048 | $104,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 25,000 | $104,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 18,416 | $103,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 44,892 | $102,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 14,060 | $101,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 16,107 | $101,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 38,441 | $100,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 21,525 | $99,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 12,225 | $99,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 30,040 | $99,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 6,900 | $98,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 50,510 | $98,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 17,100 | $97,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 10,936 | $97,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 29,809 | $97,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 12,473 | $96,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 13,209 | $95,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,523 | $94,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 24,373 | $93,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 11,846 | $92,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 10,510 | $92,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 30,137 | $92,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 16,997 | $91,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 69,843 | $91,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,356 | $90,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 16,556 | $90,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 38,978 | $89,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 5,200 | $88,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 17,498 | $88,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 107,709 | $88,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 13,590 | $87,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 32,600 | $86,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 131,129 | $85,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 90,000 | $85,000 | thousands by filing date | principal |
| AEGON N V | 007924103 | NY REGISTRY SHS | 28,552 | $84,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 15,632 | $84,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 10,000 | $83,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 10,306 | $83,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 10,339 | $82,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 40,000 | $82,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 20,049 | $81,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,600 | $80,000 | thousands by filing date | call |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 16,500 | $80,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 27,300 | $79,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 10,000 | $79,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 10,957 | $79,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 16,085 | $79,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 10,000 | $78,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 16,558 | $78,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 62,000 | $78,000 | thousands by filing date | principal |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,037 | $76,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 10,000 | $76,000 | thousands by filing date | call |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 22,213 | $76,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 900 | $75,000 | thousands by filing date | call |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 16,512 | $75,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 27,041 | $75,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 29,917 | $74,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 21,400 | $74,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 10,908 | $74,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 103,714 | $74,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 700 | $73,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,000 | $72,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 18,431 | $72,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 114,900 | $71,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 24,528 | $71,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 14,675 | $71,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 25,077 | $71,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 68,850 | $70,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 20,936 | $70,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 11,117 | $69,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 10,514 | $67,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 21,648 | $67,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 15,440 | $66,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 21,078 | $66,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 10,000 | $65,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,254 | $64,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 37,090 | $63,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,100 | $63,000 | thousands by filing date | call |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,961 | $63,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 17,880 | $63,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 26,400 | $62,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 11,500 | $62,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 800 | $61,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 10,925 | $61,000 | thousands by filing date | |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 10,000 | $61,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 32,748 | $60,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 14,076 | $60,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,688 | $60,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,030 | $59,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 12,156 | $59,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 15,200 | $59,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 6,000 | $58,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 22,800 | $58,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 25,467 | $58,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 11,800 | $58,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 50,000 | $58,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 19,712 | $57,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 12,856 | $57,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 46,600 | $56,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 20,149 | $55,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 30,000 | $54,000 | thousands by filing date | call |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 10,000 | $54,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,653 | $52,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 19,297 | $52,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 10,500 | $52,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 10,059 | $51,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 20,000 | $51,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 10,594 | $50,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 15,000 | $50,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 10,230 | $50,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 35,767 | $50,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 30,076 | $49,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 500 | $48,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 17,000 | $48,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 500 | $47,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 16,808 | $47,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 13,961 | $46,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 148,429 | $44,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 19,200 | $43,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 106,500 | $43,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 12,519 | $42,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 12,000 | $42,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 40,000 | $42,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 1,700 | $40,000 | thousands by filing date | call |
| RED LION HOTELS CORP | 756764106 | COM | 17,000 | $40,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 1,200 | $39,000 | thousands by filing date | call |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 40,000 | $39,000 | thousands by filing date | principal |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 12,450 | $38,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 55,916 | $38,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 18,305 | $37,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 20,200 | $37,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 13,500 | $37,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 33,700 | $36,000 | thousands by filing date | call |
| VACCINEX INC | 918640103 | CMN | 10,000 | $36,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,000 | $35,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 10,110 | $34,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,750 | $34,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 15,600 | $34,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 12,077 | $34,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 30,000 | $33,000 | thousands by filing date | principal |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 22,821 | $32,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 10,575 | $31,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 31,010 | $31,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 23,662 | $31,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 20,383 | $31,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 10,000 | $30,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 40,100 | $30,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 25,509 | $29,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 26,495 | $29,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 18,637 | $29,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 20,395 | $28,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 11,351 | $28,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 14,150 | $28,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,000 | $27,000 | thousands by filing date | call |
| BEYOND MEAT INC | 08862E109 | COM | 1,200 | $27,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 52,181 | $26,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 15,000 | $26,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 5,900 | $25,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,000 | $25,000 | thousands by filing date | call |
| MIND C T I LTD | M70240102 | ORD | 12,000 | $25,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 22,600 | $25,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 10,000 | $24,000 | thousands by filing date | call |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 25,000 | $24,000 | thousands by filing date | principal |
| CYREN LTD | M26895108 | SHS | 20,200 | $24,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 900 | $23,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 25,000 | $23,000 | thousands by filing date | principal |
| Broadcom Inc. | 11135F101 | COM | 200 | $22,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 18,926 | $22,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 500 | $21,000 | thousands by filing date | call |
| SMART SAND INC | 83191H107 | COM | 20,100 | $21,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 18,173 | $21,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 18,946 | $21,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 800 | $20,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 10,865 | $20,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 27,000 | $20,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 11,582 | $20,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 22,000 | $20,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 20,000 | $20,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 3,600 | $19,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 5,000 | $19,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 25,350 | $19,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 21,019 | $19,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,000 | $18,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 80,000 | $18,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 200 | $18,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 14,200 | $18,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 10,075 | $18,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 600 | $17,000 | thousands by filing date | call |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 12,260 | $17,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 22,400 | $17,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,500 | $16,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,000 | $16,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 16,829 | $16,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 1,600 | $16,000 | thousands by filing date | call |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 20,012 | $16,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 17,000 | $16,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,000 | $15,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP | 12648L601 | COM | 12,573 | $15,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 5,000 | $14,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 10,800 | $14,000 | thousands by filing date | put |
| TANGER INC | 875465106 | COM | 5,000 | $14,000 | thousands by filing date | call |
| STONEMOR INC | 86184W106 | COM | 17,781 | $14,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y164 | COM NEW | 103,014 | $14,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 13,000 | $14,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 28,000 | $13,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 33,888 | $13,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 18,700 | $13,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 50,000 | $13,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,200 | $12,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 4,500 | $12,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 500 | $12,000 | thousands by filing date | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 5,000 | $12,000 | thousands by filing date | put |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 500 | $12,000 | thousands by filing date | call |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 2,500 | $12,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 22,000 | $12,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 26,997 | $12,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,000 | $11,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 6,500 | $11,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 300 | $11,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 1,000 | $11,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 1,000 | $11,000 | thousands by filing date | call |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 5,000 | $11,000 | thousands by filing date | put |
| GOLD STD VENTURES CORP | 380738104 | COM | 13,687 | $11,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 300 | $10,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 100 | $10,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 11,047 | $10,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 10,000 | $10,000 | thousands by filing date | principal |
| NXT-ID INC | 67091J206 | COM NEW | 18,953 | $10,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 11,000 | $10,000 | thousands by filing date | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 100 | $9,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 24,000 | $9,000 | thousands by filing date | call |
| LYFT INC | 55087P104 | CL A COM | 3,000 | $9,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 10,415 | $9,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 2,300 | $8,000 | thousands by filing date | call |
| United States Oil Fund LP | 91232N207 | COM | 6,700 | $8,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 1,900 | $7,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 10,000 | $7,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 700 | $7,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,500 | $7,000 | thousands by filing date | call |
| DOCUSIGN INC COM | 256163106 | Stock | 500 | $7,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,500 | $7,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 600 | $7,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,000 | $7,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 2,200 | $7,000 | thousands by filing date | call |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 10,000 | $7,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 11,000 | $7,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 300 | $6,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 500 | $6,000 | thousands by filing date | call |
| AGNC INVT CORP COM | 00123Q104 | REIT | 2,000 | $6,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 12,000 | $6,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 100 | $6,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 5,500 | $6,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 300 | $5,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 1,600 | $5,000 | thousands by filing date | put |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 400 | $5,000 | thousands by filing date | put |
| SEA LTD | 81141R100 | SPONSORD ADS | 100 | $5,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 200 | $5,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 7,000 | $5,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 1,000 | $5,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 5,000 | $5,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,000 | $5,000 | thousands by filing date | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 600 | $4,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 51,000 | $4,000 | thousands by filing date | call |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,000 | $4,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,000 | $4,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 4,000 | $4,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,000 | $4,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 3,500 | $4,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 18,464 | $4,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 11,872 | $4,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,000 | $3,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 1,600 | $3,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 3,300 | $3,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 200 | $3,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 100 | $3,000 | thousands by filing date | call |
| AXONENTERPRISEINC | 05464C101 | STOK | 100 | $3,000 | thousands by filing date | call |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 300 | $3,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 300 | $3,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 200 | $3,000 | thousands by filing date | call |
| DROPBOX INC CL A | 26210C104 | Stock | 800 | $3,000 | thousands by filing date | call |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,000 | $3,000 | thousands by filing date | put |
| SEI INVTS CO COM | 784117103 | Stock | 1,500 | $3,000 | thousands by filing date | put |
| STONECO LTD | G85158106 | COM CL A | 5,000 | $3,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 200 | $3,000 | thousands by filing date | put |
| FASTLY INC | 31188V100 | CL A | 300 | $3,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 2,800 | $3,000 | thousands by filing date | call |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,500 | $3,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 1,200 | $3,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 4,500 | $3,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 12,232 | $3,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,000 | $3,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,100 | $2,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 2,600 | $2,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 1,100 | $2,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 100 | $2,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 500 | $2,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $2,000 | thousands by filing date | put |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 300 | $2,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 300 | $2,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 600 | $2,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,000 | $2,000 | thousands by filing date | call |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 200 | $2,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 500 | $2,000 | thousands by filing date | call |
| WD 40 CO COM | 929236107 | Stock | 1,000 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,300 | $2,000 | thousands by filing date | call |
| MODERNA INC | 60770K107 | COM | 600 | $2,000 | thousands by filing date | call |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 10,000 | $2,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 1,500 | $2,000 | thousands by filing date | call |
| ZENDESK INC | 98936J101 | COM | 400 | $2,000 | thousands by filing date | call |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 11,423 | $2,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 1,000 | $2,000 | thousands by filing date | call |
| VERITONE INC | 92347M100 | COM | 2,000 | $2,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 300 | $2,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 12,500 | $2,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 5,000 | $2,000 | thousands by filing date | call |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 10,000 | $2,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 500 | $1,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 1,000 | $1,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 1,500 | $1,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 100 | $1,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 200 | $1,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 300 | $1,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 300 | $1,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,200 | $1,000 | thousands by filing date | put |
| Uber Technologies | 90353T100 | COM | 1,300 | $1,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 300 | $1,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 200 | $1,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 800 | $1,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,700 | $1,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 3,000 | $1,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 600 | $1,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 100 | $1,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,000 | $1,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,200 | $1,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,000 | $1,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 500 | $1,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,500 | $1,000 | thousands by filing date | put |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 1,000 | $1,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 9,000 | $1,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 200 | $1,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 100 | $1,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 300 | $1,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 7,500 | $1,000 | thousands by filing date | call |
| FATE THERAPEUTICS INC | 31189P102 | COM | 200 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-20-002702 | this filing | 2020-07-23 | acceptance time not in the bulk data set |