13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-06, with 791 holding rows worth $1,171,830,000.
- Accession
- 0001580642-20-002039
- Filer
- CIK 1464811
- Filed
- 2020-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,245 entries on the cover page, a total value of $1,171,830,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,171,830,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerBrandes
- included managerMiller/Howard
- included managerNavellier & Associates Inc.
- included managerZacks Investment Mgt
- included managerCambiar
- included managerAnchor Capital
- included managerAtlanta Capital
- included managerGranite Invstmt Ptnr
- included managerSparrow
- included managerLazard
- included managerAthenaInvest Advisor
- included managerACR
- included managerDana Investment
- included managerChartwell
- included managerClark Capital Mgmt
- included managerCohen & Steers
- included managerS&P
- included managerHahn Capital Management
- included managerLegg Mason
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROSS STORES INC COM | 778296103 | Stock | 3,913 | $341,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,877 | $338,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,288 | $338,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 97,837 | $338,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 4,245 | $337,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 8,883 | $337,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 19,915 | $337,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,034 | $335,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,606 | $333,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,924 | $332,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 14,873 | $331,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 5,042 | $330,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,009 | $328,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 9,409 | $328,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 9,597 | $327,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 4,937 | $327,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 241 | $326,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 6,535 | $322,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,835 | $319,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 24,063 | $319,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,887 | $317,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 3,833 | $317,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 22,206 | $315,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,906 | $315,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 7,879 | $314,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,911 | $312,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 10,625 | $308,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 13,076 | $307,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,714 | $306,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 15,749 | $304,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 11,208 | $302,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 14,680 | $302,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 6,477 | $300,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,905 | $299,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 7,967 | $298,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 6,010 | $297,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,723 | $296,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,642 | $296,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 10,179 | $296,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 24,730 | $295,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,321 | $294,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 5,042 | $294,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 30,448 | $293,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,173 | $292,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,738 | $292,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 4,058 | $291,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,826 | $290,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 90,000 | $289,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 15,000 | $289,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 105,637 | $288,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,129 | $287,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 16,062 | $287,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 224 | $286,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,579 | $285,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,273 | $285,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 19,353 | $285,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,769 | $284,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 4,722 | $283,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 54,000 | $282,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 9,549 | $281,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 21,008 | $281,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,717 | $280,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 10,264 | $280,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,863 | $280,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 30,121 | $280,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 29,986 | $280,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,495 | $278,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,046 | $278,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 36,492 | $278,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 11,165 | $277,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,007 | $276,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,835 | $273,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 58,865 | $271,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,517 | $270,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 767 | $270,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 5,527 | $269,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,174 | $268,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 3,057 | $268,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 853 | $267,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 7,700 | $267,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,174 | $266,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 37,498 | $266,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,141 | $265,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 12,070 | $264,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,202 | $263,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 84,500 | $263,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,972 | $263,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 944 | $260,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 7,171 | $259,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 4,613 | $258,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 50,991 | $257,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,212 | $255,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,743 | $254,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,015 | $254,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 11,683 | $253,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 7,435 | $253,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 4,617 | $251,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 17,314 | $251,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 36,883 | $250,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 10,178 | $248,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 5,254 | $246,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 8,450 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 10,724 | $243,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,855 | $242,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 15,367 | $241,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 4,285 | $237,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 4,617 | $237,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 7,122 | $237,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,810 | $236,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 4,493 | $236,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 10,661 | $236,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 139,535 | $236,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 2,052 | $235,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,253 | $234,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 5,323 | $233,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 14,100 | $233,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 3,847 | $233,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 56,799 | $233,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 13,028 | $231,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 25,617 | $230,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 3,177 | $230,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,931 | $230,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 20,156 | $230,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 54,856 | $229,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 3,420 | $228,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 6,931 | $227,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,469 | $227,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,999 | $227,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 16,362 | $226,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,048 | $226,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,294 | $225,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,694 | $224,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,393 | $223,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 2,491 | $221,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 14,900 | $221,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,292 | $220,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 5,829 | $219,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,475 | $219,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 23,236 | $219,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,516 | $218,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,328 | $218,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 71,122 | $218,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 22,993 | $218,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,420 | $217,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 68,695 | $217,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 18,234 | $217,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 8,003 | $215,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,482 | $215,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 717 | $214,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,913 | $213,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 4,377 | $213,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 25,437 | $213,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 12,070 | $213,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,608 | $212,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,436 | $212,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 5,410 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,884 | $212,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,509 | $211,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 28,019 | $210,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 6,693 | $210,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,609 | $209,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,393 | $208,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 25,256 | $208,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,282 | $206,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,350 | $206,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 23,315 | $206,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 4,838 | $204,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 10,001 | $204,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 4,199 | $204,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 30,051 | $203,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 7,057 | $203,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 10,437 | $202,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 23,875 | $202,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,723 | $201,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 59,930 | $200,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 32,000 | $200,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 16,373 | $199,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 24,840 | $199,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 13,362 | $198,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 14,379 | $195,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 60,002 | $194,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 14,372 | $193,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 14,257 | $193,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,788 | $189,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 20,025 | $187,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 10,443 | $186,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 12,300 | $182,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 12,935 | $178,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 10,959 | $177,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 28,800 | $177,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 23,512 | $175,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 30,078 | $173,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,845 | $171,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,826 | $170,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 17,568 | $168,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 33,778 | $167,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 10,857 | $166,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 14,193 | $165,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 19,625 | $163,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 11,094 | $159,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 11,885 | $158,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 19,299 | $158,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 82,991 | $157,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 11,715 | $155,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 33,826 | $155,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 12,751 | $154,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 125,000 | $153,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 17,722 | $144,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 27,898 | $138,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 26,313 | $132,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,663 | $130,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 29,235 | $130,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 13,020 | $129,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 53,262 | $128,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 17,835 | $123,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 35,947 | $123,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 20,519 | $117,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 15,541 | $112,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 28,428 | $111,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 16,571 | $111,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 15,876 | $108,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 18,000 | $100,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 29,725 | $98,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 62,500 | $97,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 35,869 | $94,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 43,101 | $92,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 14,428 | $91,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 17,271 | $91,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,500 | $89,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,182 | $89,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 23,098 | $89,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 18,910 | $87,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 15,200 | $87,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 10,115 | $86,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 14,463 | $85,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,677 | $85,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 21,067 | $84,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 11,202 | $84,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 28,975 | $81,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 14,460 | $81,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 18,586 | $79,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 17,938 | $78,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 10,250 | $77,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 13,160 | $75,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 22,080 | $74,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 16,185 | $71,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 50,275 | $69,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 16,228 | $69,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 11,023 | $68,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,694 | $67,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 13,267 | $66,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,098 | $64,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 11,749 | $58,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 22,100 | $55,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 20,161 | $53,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 38,000 | $51,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 12,981 | $50,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 11,701 | $49,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 30,600 | $47,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 29,026 | $44,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 11,800 | $38,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,708 | $37,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 11,680 | $37,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 23,721 | $37,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 44,000 | $36,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 81,000 | $35,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 12,478 | $32,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 40,600 | $31,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 17,013 | $29,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 22,128 | $26,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 12,622 | $23,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 30,730 | $23,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 26,553 | $21,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 21,059 | $19,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 103,000 | $19,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 39,500 | $18,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 13,700 | $17,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 23,200 | $17,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 10,275 | $16,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 10,130 | $15,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 12,406 | $14,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 37,520 | $14,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 25,752 | $10,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 12,726 | $10,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 15,044 | $10,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 14,690 | $6,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 12,800 | $6,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 26,675 | $5,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 21,298 | $4,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 12,700 | $4,000 | thousands by filing date | |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 17,550 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-20-002039 | this filing | 2020-05-06 | acceptance time not in the bulk data set |