13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-05, with 1,908 holding rows worth $28,197,878,000.
- Accession
- 0001580642-20-001998
- Filer
- CIK 1540235
- Filed
- 2020-05-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 2,168 entries on the cover page, a total value of $28,197,878,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $28,197,878,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EVOKE PHARMA INC | 30049G104 | COM | 100,000 | $116,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 18,700 | $115,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 15,221 | $114,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 41,124 | $113,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 10,494 | $112,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 11,441 | $111,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 331,037 | $111,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 12,105 | $110,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,356 | $110,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 55,000 | $110,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,292 | $109,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 62,195 | $109,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 14,676 | $108,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,500 | $107,000 | thousands by filing date | call |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 13,285 | $107,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 10,206 | $107,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,789 | $106,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 159,410 | $106,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 13,061 | $106,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 21,352 | $105,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 57,878 | $105,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 10,225 | $105,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 18,126 | $104,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 10,138 | $104,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 10,943 | $104,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 50,510 | $104,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 24,723 | $103,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 12,932 | $103,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 2,000 | $102,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 10,645 | $102,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 84,481 | $101,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 11,758 | $101,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 450,105 | $101,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 19,693 | $99,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 12,870 | $98,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 20,353 | $98,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 18,014 | $97,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 14,106 | $97,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 13,048 | $97,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 3,000 | $96,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,000 | $95,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 11,194 | $95,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 16,107 | $95,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 13,000 | $94,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 28,395 | $94,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 16,833 | $93,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 40,013 | $92,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 10,400 | $92,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 10,936 | $92,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 18,132 | $92,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 36,483 | $91,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 10,933 | $91,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 50,100 | $91,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 270,000 | $89,000 | thousands by filing date | call |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 11,846 | $88,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 20,304 | $87,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 20,865 | $87,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 28,009 | $87,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 105,116 | $87,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 35,548 | $87,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 16,556 | $86,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 15,621 | $84,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,700 | $83,000 | thousands by filing date | put |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 15,282 | $83,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 14,994 | $83,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 25,467 | $83,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 13,590 | $81,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 85,100 | $81,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 29,771 | $81,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 19,185 | $79,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,500 | $78,000 | thousands by filing date | put |
| CALERES INC | 129500104 | COM | 15,000 | $78,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 14,260 | $78,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 19,425 | $78,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 10,339 | $77,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 62,600 | $76,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 90,000 | $76,000 | thousands by filing date | principal |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 10,000 | $75,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 37,090 | $74,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 10,300 | $74,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 14,086 | $74,000 | thousands by filing date | |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 11,999 | $74,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 29,310 | $73,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 14,995 | $73,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 10,000 | $73,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 32,404 | $71,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 11,117 | $71,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 89,167 | $71,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 62,000 | $70,000 | thousands by filing date | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 21,400 | $69,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 19,057 | $69,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 20,297 | $69,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 44,203 | $69,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 39,000 | $68,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 13,192 | $67,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 43,734 | $66,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 10,844 | $66,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 10,000 | $66,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 10,621 | $65,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 41,848 | $65,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 18,205 | $65,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 102,700 | $65,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 12,729 | $65,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 10,514 | $64,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,000 | $63,000 | thousands by filing date | call |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 16,512 | $62,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 60,300 | $62,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 88,450 | $61,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 20,000 | $60,000 | thousands by filing date | call |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 22,108 | $60,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 17,927 | $60,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 3,300 | $60,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,688 | $58,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 20,000 | $58,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 30,000 | $58,000 | thousands by filing date | principal |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,133 | $57,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 13,338 | $56,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,253 | $56,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,247 | $55,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 14,111 | $55,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 14,542 | $55,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 13,298 | $55,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 11,070 | $54,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 13,209 | $53,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 11,894 | $53,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 53,999 | $53,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 30,700 | $53,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 20,215 | $51,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 16,725 | $51,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 27,555 | $50,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 10,324 | $50,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 21,790 | $50,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 27,041 | $50,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 10,908 | $49,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,400 | $48,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,000 | $48,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 50,000 | $48,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 17,149 | $47,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 40,000 | $47,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 20,031 | $47,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 15,200 | $47,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 24,504 | $47,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,000 | $46,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 900 | $46,000 | thousands by filing date | call |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 15,532 | $46,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 23,324 | $46,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 131,129 | $46,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 50,073 | $46,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 11,500 | $46,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 27,400 | $45,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 10,268 | $44,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 10,000 | $43,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 32,451 | $43,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 17,880 | $42,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 39,811 | $42,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,327 | $41,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 18,663 | $41,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 43,995 | $41,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3,100 | $40,000 | thousands by filing date | put |
| VACCINEX INC | 918640103 | CMN | 10,000 | $40,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 18,000 | $39,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 14,588 | $39,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 13,961 | $39,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 21,645 | $39,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 11,800 | $38,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 25,974 | $38,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 40,000 | $38,000 | thousands by filing date | principal |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 40,000 | $38,000 | thousands by filing date | principal |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 12,128 | $37,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 7,200 | $37,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 30,000 | $37,000 | thousands by filing date | principal |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 10,000 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,000 | $36,000 | thousands by filing date | put |
| Veru Inc | 92536C103 | Common Stock | 11,019 | $36,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 18,137 | $36,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 500 | $33,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 10,800 | $33,000 | thousands by filing date | put |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 18,305 | $33,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,500 | $32,000 | thousands by filing date | call |
| Broadcom Inc. | 11135F101 | COM | 400 | $32,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,600 | $32,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,212 | $32,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 13,500 | $32,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 136,500 | $32,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 55,916 | $32,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,000 | $31,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 30,076 | $31,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 22,767 | $31,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 41,179 | $31,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 20,000 | $31,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 13,134 | $30,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 17,100 | $30,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 28,851 | $30,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,000 | $29,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 16,894 | $29,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 15,500 | $29,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 19,013 | $29,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,000 | $28,000 | thousands by filing date | put |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 11,052 | $28,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 81,047 | $28,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 21,000 | $28,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 30,000 | $27,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 700 | $27,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 13,429 | $27,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 103,714 | $27,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 21,200 | $26,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 400 | $25,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 105,022 | $25,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 17,000 | $25,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 37,600 | $24,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 25,000 | $24,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 1,300 | $22,000 | thousands by filing date | put |
| STONEMOR INC | 86184W106 | COM | 21,081 | $22,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 22,000 | $22,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 25,000 | $22,000 | thousands by filing date | principal |
| SIENTRA INC | 82621J105 | COM | 11,200 | $22,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,000 | $21,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 7,500 | $21,000 | thousands by filing date | call |
| ZENDESK INC | 98936J101 | COM | 2,500 | $21,000 | thousands by filing date | put |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 18,000 | $21,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 20,100 | $21,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 12,000 | $21,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 50,000 | $21,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 10,630 | $20,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 12,147 | $20,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 800 | $19,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 1,700 | $19,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,130 | $19,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 34,423 | $19,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 22,000 | $19,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 20,000 | $19,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 20,000 | $19,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 1,200 | $18,000 | thousands by filing date | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 400 | $18,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 25,400 | $18,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 106,000 | $18,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 18,000 | $18,000 | thousands by filing date | principal |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 10,075 | $18,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 36,000 | $17,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 16,829 | $17,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 15,000 | $17,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,000 | $16,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 2,300 | $16,000 | thousands by filing date | put |
| OKTAINCCLASSA | 679295105 | STOK | 500 | $16,000 | thousands by filing date | call |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 15,000 | $16,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 28,246 | $16,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 500 | $15,000 | thousands by filing date | put |
| SEI INVTS CO COM | 784117103 | Stock | 1,500 | $15,000 | thousands by filing date | put |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 92,656 | $15,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 20,000 | $15,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 20,012 | $15,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 17,000 | $15,000 | thousands by filing date | principal |
| CHECK CAP LTD | M2361E203 | SHS | 12,400 | $15,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 11,377 | $13,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 11,351 | $12,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 22,000 | $12,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,200 | $11,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 1,600 | $11,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 20,242 | $11,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 200 | $11,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 10,793 | $11,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 12,260 | $11,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 12,000 | $11,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 17,662 | $11,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,500 | $10,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,300 | $10,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 25,350 | $10,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 600 | $10,000 | thousands by filing date | put |
| SESEN BIO INC | 817763105 | COM | 18,700 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 2,500 | $10,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 500 | $9,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 50,000 | $9,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,200 | $9,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 17,695 | $9,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 10,000 | $9,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 2,800 | $9,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 13,480 | $9,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 26,997 | $9,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 10,843 | $9,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 10,000 | $9,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 300 | $8,000 | thousands by filing date | call |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 11,317 | $8,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 27,000 | $8,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 11,000 | $8,000 | thousands by filing date | principal |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,500 | $7,000 | thousands by filing date | call |
| GOLD STD VENTURES CORP | 380738104 | COM | 13,687 | $7,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 21,000 | $7,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y164 | COM NEW | 29,994 | $7,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 18,953 | $7,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 900 | $6,000 | thousands by filing date | call |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 300 | $6,000 | thousands by filing date | call |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,000 | $6,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 21,900 | $6,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 15,550 | $6,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 15,235 | $6,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,300 | $5,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 100 | $5,000 | thousands by filing date | call |
| ZSCALERINC | 98980G102 | STOK | 1,200 | $5,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 300 | $5,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 300 | $5,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,000 | $5,000 | thousands by filing date | call |
| PINTEREST INC CL A | 72352L106 | Stock | 8,000 | $5,000 | thousands by filing date | call |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 14,000 | $5,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 600 | $4,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 2,000 | $4,000 | thousands by filing date | call |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 30,000 | $4,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 300 | $3,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 100 | $3,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 400 | $3,000 | thousands by filing date | put |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,000 | $3,000 | thousands by filing date | put |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,000 | $3,000 | thousands by filing date | call |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,000 | $3,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 500 | $3,000 | thousands by filing date | call |
| DOCUSIGN INC COM | 256163106 | Stock | 800 | $3,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,000 | $3,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 11,872 | $3,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 12,500 | $3,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 10,000 | $3,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,600 | $2,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 400 | $2,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 1,300 | $2,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 300 | $2,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 200 | $2,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 300 | $2,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 1,100 | $2,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 300 | $2,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 600 | $2,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 600 | $2,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 200 | $2,000 | thousands by filing date | put |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 5,000 | $2,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 200 | $2,000 | thousands by filing date | put |
| BEYOND MEAT INC | 08862E109 | COM | 300 | $2,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 7,500 | $2,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 18,464 | $2,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 10,000 | $2,000 | thousands by filing date | call |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 10,000 | $2,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 600 | $1,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 300 | $1,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 300 | $1,000 | thousands by filing date | put |
| ISHARES TR | 464287523 | COM | 200 | $1,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 300 | $1,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 300 | $1,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 300 | $1,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 400 | $1,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 300 | $1,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 7,500 | $1,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 500 | $1,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 600 | $1,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 300 | $1,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,000 | $1,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 400 | $1,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 300 | $1,000 | thousands by filing date | call |
| LYFT INC | 55087P104 | CL A COM | 700 | $1,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 300 | $1,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 400 | $1,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 500 | $1,000 | thousands by filing date | call |
| MATCH GROUP INC | 57665R106 | COM | 300 | $1,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 400 | $1,000 | thousands by filing date | call |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 900 | $1,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 4,600 | $1,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 2,500 | $1,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Berkshire Hathaway Inc | 084670702 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Caterpillar Inc. | 149123101 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Costco Wholesale Corporation | 22160K105 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Costco Wholesale Corporation | 22160K105 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Gilead Sciences,Inc. | 375558103 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464287523 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Medtronic Plc | G5960L103 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F676 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PAN AMERN SILVER CORP | 697900108 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EOG RES INC COM | 26875P101 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HALLIBURTON CO COM | 406216101 | Stock | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TYSON FOODS INC CL A | 902494103 | Stock | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NMI HLDGS INC | 629209305 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MARATHON OIL CORP | 565849106 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 5,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 12,260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 5,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Plus Therapeutics Inc WTS | 72941H111 | COMMON | 16,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-20-001998 | this filing | 2020-05-05 | acceptance time not in the bulk data set |