13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-28, with 2,706 holding rows worth $6,716,227,000.
- Accession
- 0001580642-20-001773
- Filer
- CIK 1535847
- Filed
- 2020-04-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 2,795 entries on the cover page, a total value of $6,716,227,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,716,227,000 with VALUE read as thousands by filing date, 13F file number 028-15648. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARNES GROUP INC | 067806109 | COM | 295 | $12,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 585 | $12,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 500 | $12,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 452 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 300 | $12,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 18 | $12,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 3,720 | $12,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 214 | $12,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 767 | $12,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 161 | $12,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 150 | $11,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 73 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 300 | $11,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 50 | $11,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 265 | $11,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 58 | $11,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 496 | $11,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 988 | $11,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 4,547 | $11,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 61 | $11,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 200 | $11,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 160 | $11,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 1,186 | $11,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 603 | $11,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 258 | $11,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 738 | $11,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 437 | $11,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 207 | $11,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 550 | $11,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 205 | $11,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,357 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 613 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 367 | $11,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 168 | $11,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 202 | $11,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 101 | $11,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 297 | $11,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 128 | $11,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 715 | $11,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,134 | $11,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 124 | $11,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 794 | $11,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 423 | $11,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 822 | $11,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 579 | $11,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 557 | $11,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 2,474 | $11,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 301 | $10,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 131 | $10,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 101 | $10,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 100 | $10,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 161 | $10,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 122 | $10,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 236 | $10,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 266 | $10,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 374 | $10,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1,763 | $10,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 243 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 380 | $10,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,054 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 476 | $10,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 1,170 | $10,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 374 | $10,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 458 | $10,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 41 | $10,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 239 | $10,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 97 | $10,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 665 | $10,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 838 | $10,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 200 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 250 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 173 | $10,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 4,000 | $10,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 725 | $10,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 390 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430255 | NEW AGE CONSU | 200 | $10,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B200 | UNIT 10/01/2026 | 1,000 | $10,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 94 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 73 | $9,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 325 | $9,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 677 | $9,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 644 | $9,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 789 | $9,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 125 | $9,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 1,582 | $9,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 67 | $9,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 182 | $9,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,116 | $9,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 874 | $9,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 135 | $9,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 346 | $9,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 155 | $9,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 8,316 | $9,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 166 | $9,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 44 | $9,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 1,443 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 200 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 300 | $9,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 207 | $9,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 356 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 394 | $9,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 149 | $9,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 300 | $9,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,500 | $9,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 212 | $9,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 324 | $9,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 68 | $9,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 184 | $9,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 162 | $9,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 988 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 100 | $9,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 963 | $9,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 5,661 | $9,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 401 | $9,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 5,745 | $9,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 83 | $9,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 229 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 551 | $9,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,152 | $9,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 840 | $9,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 702 | $9,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,150 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 490 | $9,000 | thousands by filing date | |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 1,500 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430271 | MANUFCTING REVL | 200 | $9,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 479 | $8,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 479 | $8,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,013 | $8,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 420 | $8,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 803 | $8,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 300 | $8,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 322 | $8,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 228 | $8,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 442 | $8,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,740 | $8,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 57 | $8,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 167 | $8,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 165 | $8,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 287 | $8,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 92 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 700 | $8,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 717 | $8,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 375 | $8,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 287 | $8,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 194 | $8,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,070 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 363 | $8,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 174 | $8,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 916 | $8,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 128 | $8,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 45 | $8,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 50 | $8,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 75 | $8,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 106 | $8,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 561 | $8,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,179 | $8,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 379 | $8,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,004 | $8,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,050 | $8,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 319 | $8,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 585 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 521 | $8,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 500 | $8,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 840 | $8,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 91 | $8,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 386 | $8,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 93 | $8,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,602 | $8,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 161 | $8,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 8,571 | $8,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 634 | $8,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 759 | $8,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,500 | $8,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 300 | $8,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 69 | $7,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 84 | $7,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 485 | $7,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 223 | $7,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 270 | $7,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 420 | $7,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 293 | $7,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 108 | $7,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 133 | $7,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 174 | $7,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 82 | $7,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 445 | $7,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 200 | $7,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 206 | $7,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 43 | $7,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 500 | $7,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 820 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 193 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 303 | $7,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 116 | $7,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 408 | $7,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 94 | $7,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 399 | $7,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 374 | $7,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 303 | $7,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 93 | $7,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 8 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 209 | $7,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 495 | $7,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 509 | $7,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 509 | $7,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,417 | $7,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 298 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 253 | $7,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 205 | $7,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 661 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 169 | $7,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 100 | $7,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 157 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 104 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 316 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 458 | $7,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 850 | $7,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 455 | $7,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 289 | $7,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 321 | $7,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 40,300 | $7,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 1,919 | $7,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 355 | $7,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,040 | $7,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 100 | $7,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 195 | $6,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 86 | $6,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 271 | $6,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 369 | $6,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 174 | $6,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 156 | $6,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 531 | $6,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 368 | $6,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 74 | $6,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 125 | $6,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 149 | $6,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 40 | $6,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 58 | $6,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 117 | $6,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 101 | $6,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 269 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 150 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 70 | $6,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 200 | $6,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 737 | $6,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 247 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 126 | $6,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 177 | $6,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 612 | $6,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,751 | $6,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 484 | $6,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 283 | $6,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,344 | $6,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,265 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 149 | $6,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 200 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 172 | $6,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 589 | $6,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 350 | $6,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 236 | $6,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,240 | $6,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 51 | $6,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 190 | $6,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 203 | $6,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 79 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 453 | $6,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 528 | $6,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 700 | $6,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 435 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 269 | $6,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 961 | $6,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 215 | $6,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 696 | $6,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 562 | $6,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 13,300 | $6,000 | thousands by filing date | call |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 15,000 | $6,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 72 | $5,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 53 | $5,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 11 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 100 | $5,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 109 | $5,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,184 | $5,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 250 | $5,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 213 | $5,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 678 | $5,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 632 | $5,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 134 | $5,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 200 | $5,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 141 | $5,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 220 | $5,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 229 | $5,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 186 | $5,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 96 | $5,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 88 | $5,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 204 | $5,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 14 | $5,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,782 | $5,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 270 | $5,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 119 | $5,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 333 | $5,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 119 | $5,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 118 | $5,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 250 | $5,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 25 | $5,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 100 | $5,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 193 | $5,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 94 | $5,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 180 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 150 | $5,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,000 | $5,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 923 | $5,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 211 | $5,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 164 | $5,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 250 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 86 | $5,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 264 | $5,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 120 | $5,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 33 | $5,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 896 | $5,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 35 | $5,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 928 | $5,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 404 | $5,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 579 | $5,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 33 | $5,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 477 | $5,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 77 | $5,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 875 | $5,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 632 | $5,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 616 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 124 | $5,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,771 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 100 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 300 | $5,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 427 | $5,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 212 | $5,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 375 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 141 | $5,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 507 | $5,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 108 | $5,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,546 | $5,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 300 | $5,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 40 | $5,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 797 | $5,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 5,190 | $5,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 182 | $5,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 638 | $5,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 180 | $5,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 3,000 | $5,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 382 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 202 | $5,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 749 | $5,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 5,220 | $5,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 230 | $5,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 5,000 | $5,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 790 | $4,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 100 | $4,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 718 | $4,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 535 | $4,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 193 | $4,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 2,065 | $4,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 362 | $4,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 56 | $4,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 300 | $4,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 52 | $4,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 100 | $4,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 264 | $4,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 97 | $4,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 44 | $4,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 574 | $4,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 450 | $4,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 100 | $4,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 224 | $4,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 300 | $4,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 14 | $4,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 386 | $4,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 52 | $4,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 334 | $4,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 325 | $4,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 149 | $4,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 151 | $4,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 24 | $4,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 89 | $4,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 633 | $4,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 101 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 86 | $4,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 609 | $4,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 87 | $4,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 34 | $4,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 100 | $4,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 570 | $4,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 585 | $4,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 252 | $4,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 91 | $4,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 500 | $4,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 84 | $4,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 200 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 116 | $4,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 115 | $4,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 60 | $4,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 409 | $4,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 96 | $4,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 223 | $4,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 300 | $4,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 54 | $4,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 49 | $4,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 79 | $4,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 902 | $4,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 500 | $4,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 220 | $4,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 373 | $4,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 611 | $4,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 164 | $4,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 375 | $4,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 116 | $4,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 221 | $4,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 750 | $4,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 338 | $4,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 480 | $4,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 174 | $4,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 162 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 350 | $4,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 73 | $4,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 22,000 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 291 | $4,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 663 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 167 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 126 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 147 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 185 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 143 | $4,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 212 | $4,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 62 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 116 | $4,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 496 | $4,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 600 | $4,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 295 | $4,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 560 | $4,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 1,000 | $4,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 100 | $4,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 47 | $4,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 77 | $3,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 181 | $3,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 192 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 106 | $3,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 22 | $3,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 3 | $3,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 43 | $3,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 214 | $3,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 55 | $3,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 104 | $3,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 123 | $3,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 49 | $3,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 435 | $3,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 32 | $3,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 66 | $3,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 73 | $3,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 141 | $3,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 82 | $3,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 200 | $3,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 64 | $3,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 80 | $3,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 56 | $3,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 67 | $3,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 30 | $3,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 86 | $3,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 108 | $3,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 44 | $3,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 53 | $3,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 408 | $3,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 376 | $3,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 201 | $3,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 53 | $3,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 61 | $3,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 210 | $3,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 53 | $3,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 376 | $3,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 72 | $3,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 51 | $3,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 240 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 123 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 165 | $3,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 511 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 131 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 110 | $3,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 141 | $3,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 500 | $3,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 604 | $3,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 58 | $3,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 117 | $3,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,000 | $3,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 797 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 135 | $3,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,705 | $3,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 160 | $3,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 83 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 94 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 79 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-20-001773 | this filing | 2020-04-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-21-004472 | base | 2021-09-15 | acceptance time not in the bulk data set |