13F-HR filed by Mariner, LLC
Mariner, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 680 holding rows worth $8,360,385,000.
- Accession
- 0001580642-19-005136
- Filer
- CIK 1373442
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 680 entries on the cover page, a total value of $8,360,385,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,360,385,000 with VALUE read as thousands by filing date, 13F file number 028-13550. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 30,601 | $867,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 30,612 | $857,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 185,319 | $856,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 14,159 | $856,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 18,980 | $844,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 10,170 | $825,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 27,133 | $818,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 83,151 | $813,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 58,668 | $808,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 13,832 | $806,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 15,462 | $805,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 12,914 | $803,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 12,527 | $799,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 15,096 | $794,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 12,686 | $788,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 29,123 | $782,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 16,834 | $777,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 28,015 | $776,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 27,280 | $776,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 12,728 | $767,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 17,044 | $760,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 20,215 | $758,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 12,322 | $752,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 100,811 | $746,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 12,967 | $742,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 15,704 | $739,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 34,289 | $739,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 14,654 | $735,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 12,830 | $733,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 45,869 | $730,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 30,449 | $728,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 78,500 | $725,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 25,849 | $722,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 11,672 | $720,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 20,481 | $718,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 68,229 | $717,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 16,295 | $714,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 20,704 | $706,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 17,010 | $704,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 12,174 | $700,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 52,244 | $693,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 14,823 | $692,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 10,041 | $691,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 23,099 | $687,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 30,922 | $684,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 19,261 | $684,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 32,030 | $681,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 16,875 | $667,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 14,868 | $665,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 12,118 | $663,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 24,602 | $663,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 78,559 | $661,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 15,020 | $660,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 21,706 | $655,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 20,610 | $655,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 13,073 | $652,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 52,163 | $651,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 11,160 | $650,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 14,583 | $648,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 57,034 | $641,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 58,112 | $632,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 29,393 | $632,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 10,579 | $628,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 27,076 | $627,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 10,396 | $623,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 30,215 | $619,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 121,397 | $614,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 40,136 | $609,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 11,606 | $609,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 49,668 | $609,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 10,694 | $606,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 14,985 | $599,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 14,032 | $577,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 11,278 | $574,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 11,568 | $568,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 10,730 | $568,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 31,425 | $566,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 14,095 | $563,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 41,416 | $557,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 14,239 | $550,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 16,531 | $550,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 10,539 | $547,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 11,261 | $546,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 28,924 | $545,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 19,810 | $542,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 19,077 | $540,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 14,200 | $537,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 15,600 | $535,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 15,176 | $531,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 11,698 | $531,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 16,675 | $530,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 27,863 | $530,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 11,379 | $527,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 22,001 | $527,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 40,809 | $519,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 12,256 | $503,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 11,981 | $501,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 13,668 | $500,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 21,720 | $499,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 29,918 | $492,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 35,959 | $490,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 23,442 | $489,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 11,850 | $482,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 20,426 | $482,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 12,285 | $482,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 16,166 | $480,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 11,383 | $469,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 13,317 | $467,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 12,700 | $466,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 19,487 | $460,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 22,923 | $459,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 14,529 | $458,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 18,940 | $457,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 13,345 | $452,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 21,998 | $443,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 12,596 | $441,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 11,629 | $414,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 58,808 | $405,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 10,529 | $405,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 11,619 | $404,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 28,143 | $403,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 24,589 | $399,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 12,204 | $385,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 25,000 | $385,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 14,627 | $385,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 13,640 | $380,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 20,188 | $376,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 20,624 | $374,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 17,589 | $374,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 12,711 | $368,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 12,175 | $364,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 11,022 | $357,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 23,737 | $347,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 13,082 | $340,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 16,682 | $338,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 14,748 | $334,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 16,344 | $333,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 11,127 | $329,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 22,510 | $325,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 10,906 | $325,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 22,496 | $323,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 15,888 | $311,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 17,432 | $308,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 45,249 | $303,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 21,146 | $300,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 21,146 | $300,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 10,909 | $290,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 11,725 | $290,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 17,278 | $289,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 14,209 | $288,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 16,137 | $284,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 10,575 | $284,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 19,406 | $279,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 13,809 | $275,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 13,939 | $274,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 30,717 | $270,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 12,277 | $262,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 19,614 | $262,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 16,523 | $255,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 10,961 | $251,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 10,001 | $245,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 11,866 | $245,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 14,775 | $243,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 14,078 | $237,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 72,089 | $234,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 20,168 | $233,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 13,857 | $232,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 13,953 | $226,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 36,197 | $226,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 18,617 | $222,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 65,000 | $222,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 13,000 | $221,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 25,665 | $215,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,663 | $214,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 10,979 | $214,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 13,953 | $210,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 11,697 | $208,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,272 | $205,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 17,534 | $203,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 34,510 | $201,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-19-005136 | this filing | 2019-11-13 | acceptance time not in the bulk data set |