13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 808 holding rows worth $1,015,480,000.
- Accession
- 0001580642-19-005127
- Filer
- CIK 1464811
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,304 entries on the cover page, a total value of $1,015,480,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,015,480,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerBrandes
- included managerMiller/Howard
- included managerNavellier & Associates Inc.
- included managerZacks Investment Mgt
- included managerCambiar
- included managerAnchor Capital
- included managerAtlanta Capital
- included managerGranite Invstmt Ptnr
- included managerSparrow
- included managerLazard
- included managerAthenaInvest Advisor
- included managerACR
- included managerDana Investment
- included managerChartwell
- included managerClark Capital Mgmt
- included managerCohen & Steers
- included managerS&P
- included managerHahn Capital Management
- included managerLegg Mason
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,392 | $382,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 30,502 | $382,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,279 | $381,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,314 | $378,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 11,030 | $377,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,882 | $377,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 5,287 | $377,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 6,545 | $377,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 13,545 | $376,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 32,984 | $375,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,632 | $374,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,343 | $373,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,975 | $372,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 5,311 | $372,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 12,142 | $371,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 14,001 | $371,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 9,150 | $369,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,452 | $368,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 6,080 | $365,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 6,235 | $364,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,181 | $364,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,446 | $364,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,733 | $362,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,479 | $362,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,056 | $362,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,739 | $357,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,292 | $356,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,369 | $356,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 8,336 | $356,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,899 | $355,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,993 | $355,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,310 | $353,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 15,119 | $353,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 7,454 | $352,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 6,972 | $352,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,762 | $350,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,815 | $350,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 5,193 | $348,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,891 | $345,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 6,620 | $343,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,999 | $342,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 18,243 | $341,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,172 | $340,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 15,646 | $337,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,561 | $335,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,562 | $334,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 30,978 | $334,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,784 | $333,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,418 | $333,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,703 | $332,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 923 | $330,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 2,513 | $330,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,368 | $329,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,233 | $329,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 4,793 | $329,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 5,725 | $329,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 6,597 | $329,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 6,816 | $329,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,985 | $327,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 7,721 | $326,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,400 | $326,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,254 | $325,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 587 | $324,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 8,529 | $324,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 10,591 | $324,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,311 | $322,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 9,636 | $322,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 6,778 | $321,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 55,317 | $321,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 28,266 | $321,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 12,444 | $319,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 7,014 | $318,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 4,516 | $317,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 4,774 | $317,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,118 | $315,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 209 | $313,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 2,105 | $313,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 6,909 | $312,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,341 | $311,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,660 | $310,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 6,163 | $310,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,088 | $309,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 3,192 | $309,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,564 | $308,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 61,180 | $308,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 12,449 | $308,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 4,442 | $307,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 18,792 | $307,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 10,915 | $306,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 57,925 | $305,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,983 | $304,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 12,850 | $303,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 13,540 | $301,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 32,057 | $299,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 39,200 | $298,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 9,673 | $297,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,932 | $295,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 4,609 | $294,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,459 | $291,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,634 | $291,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,441 | $291,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 26,099 | $288,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,947 | $286,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,937 | $284,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 43,899 | $283,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 799 | $282,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 4,185 | $282,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,077 | $280,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,265 | $280,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 6,030 | $280,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 5,434 | $280,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 10,946 | $279,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,801 | $278,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 4,787 | $278,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,001 | $278,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 3,502 | $278,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 4,733 | $277,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,535 | $276,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 17,494 | $275,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,472 | $274,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 27,217 | $273,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 7,615 | $273,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 5,757 | $273,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,425 | $272,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 28,466 | $272,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 13,588 | $271,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,353 | $269,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,600 | $269,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 4,736 | $268,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,581 | $268,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 24,224 | $267,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 6,323 | $266,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,011 | $264,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,421 | $263,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 27,800 | $263,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 5,280 | $261,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 13,656 | $260,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 16,038 | $259,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 498 | $259,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,356 | $258,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,561 | $256,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 2,620 | $256,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 64,028 | $256,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 26,590 | $255,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 13,493 | $255,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 13,003 | $255,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 12,142 | $254,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,663 | $253,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,395 | $253,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 2,256 | $253,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,897 | $253,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,940 | $252,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 11,820 | $252,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,126 | $251,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,400 | $251,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 6,495 | $250,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,372 | $249,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 11,014 | $249,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 9,508 | $247,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 7,043 | $247,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 23,315 | $247,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,001 | $247,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,063 | $246,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 7,420 | $246,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,678 | $246,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 25,023 | $246,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,112 | $245,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,008 | $243,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,457 | $243,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 137,360 | $242,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 5,490 | $242,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 19,163 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,070 | $240,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 20,564 | $240,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 20,025 | $239,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,625 | $237,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 6,275 | $237,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,020 | $236,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,590 | $236,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 280 | $236,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,303 | $236,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 30,077 | $236,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 965 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 5,516 | $232,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 713 | $231,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,177 | $231,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,571 | $230,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 54,895 | $228,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 4,524 | $227,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,515 | $226,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,367 | $226,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 17,128 | $225,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 16,524 | $225,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 11,000 | $224,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 3,573 | $224,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 15,980 | $224,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,285 | $224,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 4,877 | $224,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,739 | $222,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 16,897 | $222,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 1,555 | $220,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,530 | $219,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,002 | $218,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 3,292 | $218,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 49,510 | $216,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 14,373 | $216,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 11,490 | $216,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 14,050 | $216,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,740 | $215,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,686 | $214,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 36,869 | $213,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 3,130 | $212,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,920 | $211,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 26,132 | $211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 3,456 | $211,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,590 | $209,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 2,130 | $209,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,918 | $209,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 28,524 | $206,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 19,567 | $205,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2,323 | $205,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,910 | $204,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 33,877 | $204,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 2,640 | $203,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 1,698 | $203,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,038 | $203,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 24,500 | $203,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 5,914 | $202,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,774 | $202,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 751 | $202,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 7,296 | $202,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 9,654 | $201,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 59,500 | $198,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 11,167 | $196,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 99,012 | $192,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 14,028 | $184,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 16,821 | $183,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 25,200 | $175,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 14,822 | $172,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 13,932 | $171,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 23,346 | $168,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 28,782 | $165,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 12,978 | $160,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,807 | $158,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 25,601 | $155,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 10,871 | $155,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 10,167 | $154,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 118,840 | $154,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 10,785 | $153,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 11,250 | $148,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 13,778 | $144,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 17,127 | $141,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 35,650 | $139,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 23,074 | $138,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 12,160 | $133,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 20,934 | $131,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,303 | $130,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,944 | $126,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 16,755 | $124,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 23,925 | $123,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 13,197 | $122,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 27,783 | $122,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,015 | $121,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 11,300 | $121,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 22,450 | $119,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,919 | $116,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 18,462 | $116,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,774 | $116,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 23,000 | $111,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 10,500 | $109,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,039 | $96,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 12,000 | $96,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 19,500 | $93,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 37,400 | $85,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 12,414 | $84,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 58,551 | $83,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 46,450 | $78,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 13,719 | $75,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 81,000 | $74,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 32,000 | $72,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 39,500 | $68,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 14,829 | $63,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 14,100 | $61,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 16,800 | $59,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,300 | $58,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 20,550 | $57,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 20,000 | $51,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 10,200 | $51,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 10,008 | $47,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,128 | $45,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,502 | $45,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 35,523 | $44,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 29,726 | $42,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 19,568 | $40,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 19,536 | $37,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 14,500 | $34,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 25,887 | $28,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 37,520 | $27,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 12,726 | $27,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 102,500 | $26,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 14,690 | $25,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 23,200 | $25,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 15,044 | $21,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 15,588 | $16,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 12,700 | $13,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 41,484 | $11,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 27,776 | $10,000 | thousands by filing date | |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 17,550 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-19-005127 | this filing | 2019-11-12 | acceptance time not in the bulk data set |