13F-HR filed by Tortoise Investment Management, LLC
Tortoise Investment Management, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-06, with 621 holding rows worth $387,589,000.
- Accession
- 0001580642-19-005047
- Filer
- CIK 1599511
- Filed
- 2019-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 624 entries on the cover page, a total value of $387,589,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $387,589,000 with VALUE read as thousands by filing date, 13F file number 028-15827. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 27 | $3,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 34 | $3,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,500 | $3,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 52 | $3,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 11 | $3,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 100 | $3,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 18 | $3,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 38 | $3,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 58 | $3,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 51 | $3,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 111 | $3,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 30 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 60 | $3,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 150 | $3,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 61 | $3,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 200 | $3,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 27 | $3,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 25 | $3,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 23 | $3,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 120 | $3,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 444 | $3,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,000 | $3,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 14 | $2,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6 | $2,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,800 | $2,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 8 | $2,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 30 | $2,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 28 | $2,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 28 | $2,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 75 | $2,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 70 | $2,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 15 | $2,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 29 | $2,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 84 | $2,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 14 | $2,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 145 | $2,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 50 | $2,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 26 | $2,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 35 | $2,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 10 | $2,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 14 | $2,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 23 | $2,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 9 | $2,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 36 | $2,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 87 | $2,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 7 | $2,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 100 | $2,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 123 | $2,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 18 | $2,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 10 | $2,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 10 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 62 | $2,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 58 | $2,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 20 | $1,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 6 | $1,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4 | $1,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 6 | $1,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 20 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 60 | $1,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 27 | $1,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 41 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 8 | $1,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 19 | $1,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 21 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 77 | $1,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 7 | $1,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 7 | $1,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 15 | $1,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 6 | $1,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 37 | $1,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 3 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 25 | $1,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 10 | $1,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 6 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 44 | $1,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 4 | $1,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 24 | $1,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 20 | $1,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 12 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 33 | $1,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 26 | $1,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 20 | $1,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 24 | $1,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 529 | $1,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 34 | $1,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 267 | $1,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 90 | $1,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 205 | $1,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Uber Technologies | 90353T100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Visa Inc | 92826C839 | COM | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRINITY INDS INC | 896522109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOOG INC CL A | 615394202 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESCO INTL INC COM | 95082P105 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLEGION PLC | G0176J109 | ORD SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VMWARE, INC. | 928563402 | CL A COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QURATE RETAIL INC | 74915M100 | COM SER A | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN OUTFITTERS INC | 917047102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENNAMETAL INC | 489170100 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELLURIAN INC NEW | 87968A104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTABA INC | 021346101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFFICE DEPOT INC | 676220106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 360 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-19-005047 | this filing | 2019-11-06 | acceptance time not in the bulk data set |