13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-05, with 792 holding rows worth $912,595,000.
- Accession
- 0001580642-19-003529
- Filer
- CIK 1464811
- Filed
- 2019-08-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 1,323 entries on the cover page, a total value of $912,595,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $912,595,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerBrandes
- included managerMiller/Howard
- included managerNavellier & Associates Inc.
- included managerZacks Investment Mgt
- included managerCambiar
- included managerAnchor Capital
- included managerAtlanta Capital
- included managerGranite Invstmt Ptnr
- included managerSparrow
- included managerLazard
- included managerAthenaInvest Advisor
- included managerACR
- included managerDana Investment
- included managerChartwell
- included managerClark Capital Mgmt
- included managerCohen & Steers
- included managerS&P
- included managerHahn Capital Management
- included managerLegg Mason
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORTEVA INC COM | 22052L104 | Stock | 11,852 | $352,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 68,606 | $352,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,256 | $351,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 6,508 | $351,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 25,193 | $350,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 7,008 | $349,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 8,121 | $348,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 2,846 | $348,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,370 | $347,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,804 | $346,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 8,963 | $346,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 32,108 | $343,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 6,552 | $343,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,943 | $340,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,245 | $339,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,078 | $338,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,089 | $337,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 5,966 | $336,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,758 | $332,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 16,038 | $332,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,954 | $330,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,409 | $329,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,929 | $329,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,791 | $329,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 4,377 | $328,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 6,129 | $328,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 15,046 | $327,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,310 | $327,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,334 | $327,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 7,323 | $326,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,688 | $326,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,807 | $324,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,331 | $322,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 876 | $322,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 18,900 | $322,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 6,802 | $322,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,428 | $320,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 4,458 | $320,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,522 | $320,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,307 | $317,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 52,312 | $317,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 9,859 | $317,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 8,274 | $317,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,793 | $316,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,442 | $315,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 229 | $315,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 32,343 | $313,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,558 | $312,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 4,843 | $312,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,449 | $310,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,641 | $309,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 3,166 | $308,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 60,638 | $307,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,531 | $306,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 6,085 | $306,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 7,381 | $305,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 6,032 | $305,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 25,540 | $304,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 6,329 | $304,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 11,462 | $302,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,239 | $302,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 27,008 | $302,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,269 | $301,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,460 | $299,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 65,749 | $299,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 5,487 | $298,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,638 | $298,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 13,055 | $297,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 35,605 | $297,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,956 | $296,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 13,545 | $296,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 3,567 | $295,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 5,085 | $294,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 6,435 | $292,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,467 | $290,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,315 | $287,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,467 | $287,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,168 | $286,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 56,271 | $286,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,522 | $285,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 14,650 | $285,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,095 | $283,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 797 | $283,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,389 | $283,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 18,368 | $283,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,402 | $283,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 4,180 | $283,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 9,927 | $282,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 6,034 | $281,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 27,800 | $280,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 890 | $279,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 30,496 | $279,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 3,501 | $279,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 19,100 | $279,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,899 | $278,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 5,545 | $278,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,965 | $277,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 23,025 | $277,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 28,368 | $277,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,582 | $277,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,244 | $276,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 5,788 | $276,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,269 | $275,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,695 | $275,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,909 | $274,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 13,310 | $273,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 270,000 | $273,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,096 | $272,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,805 | $270,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 4,339 | $270,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,794 | $269,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 7,029 | $268,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,834 | $268,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,468 | $267,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,612 | $266,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 10,510 | $265,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 101,050 | $264,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,364 | $263,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 4,491 | $263,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,494 | $261,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,030 | $261,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,500 | $261,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,847 | $260,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 5,839 | $260,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 4,408 | $259,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 5,269 | $258,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,316 | $257,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 4,437 | $257,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,677 | $256,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,658 | $255,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 21,482 | $255,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,436 | $255,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 7,102 | $255,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 6,765 | $252,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,633 | $251,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 11,807 | $251,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 906 | $250,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 150,000 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,755 | $248,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 22,117 | $247,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 7,898 | $244,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 30,077 | $244,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,910 | $244,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 24,352 | $244,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 16,935 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,075 | $243,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 4,800 | $243,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 23,315 | $243,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 1,632 | $242,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 9,299 | $241,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,198 | $240,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 3,821 | $240,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 7,599 | $239,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 7,547 | $239,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,910 | $239,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,222 | $237,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,765 | $236,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,613 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 5,465 | $234,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 1,526 | $233,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,928 | $233,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 18,392 | $233,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,886 | $232,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,247 | $232,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 476 | $231,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 8,400 | $230,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 35,849 | $230,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,572 | $229,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,943 | $228,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,563 | $228,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,314 | $228,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,424 | $226,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,638 | $226,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 7,010 | $225,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 24,868 | $225,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 7,123 | $223,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 17,432 | $223,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,350 | $222,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 9,341 | $222,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,053 | $220,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 33,577 | $219,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 11,000 | $218,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 36,702 | $218,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 16,526 | $218,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,719 | $218,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,254 | $217,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,143 | $217,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 25,500 | $217,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 12,076 | $217,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,895 | $215,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,705 | $214,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,149 | $213,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,459 | $213,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,229 | $210,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 248 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 6,605 | $210,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 805 | $210,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 19,539 | $210,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 3,013 | $210,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 8,026 | $209,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 14,052 | $209,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 5,896 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,760 | $208,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 26,483 | $208,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 7,856 | $207,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,194 | $207,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,011 | $206,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,464 | $206,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 16,897 | $205,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,050 | $205,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,074 | $205,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 2,611 | $205,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2,302 | $205,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,571 | $204,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 2,805 | $203,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,659 | $202,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 8,950 | $201,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 12,722 | $200,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 12,117 | $199,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 22,028 | $199,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 19,358 | $196,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 14,408 | $195,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 10,357 | $191,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,195 | $189,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 13,074 | $186,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 18,453 | $184,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 39,938 | $183,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 22,784 | $177,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 11,714 | $172,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 14,057 | $169,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 22,925 | $165,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 14,000 | $162,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 26,506 | $160,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 11,150 | $159,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 11,250 | $158,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 26,494 | $155,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 11,754 | $149,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 10,873 | $149,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 10,741 | $146,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 13,579 | $144,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 12,160 | $135,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 19,225 | $133,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 21,129 | $132,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 20,515 | $130,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 20,788 | $129,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 75,000 | $129,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,837 | $127,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,787 | $127,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 13,143 | $124,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,971 | $124,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 16,911 | $121,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 10,500 | $113,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,109 | $109,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,791 | $105,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 25,601 | $102,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 81,000 | $94,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 11,500 | $93,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,970 | $90,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,400 | $90,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 35,669 | $88,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 14,471 | $86,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 55,309 | $85,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 38,000 | $80,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 15,021 | $78,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 27,126 | $75,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 64,730 | $75,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,907 | $71,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 17,917 | $70,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 15,600 | $64,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 13,072 | $63,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 11,020 | $62,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 20,550 | $60,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,737 | $55,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 10,738 | $48,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 22,000 | $46,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 27,300 | $46,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,404 | $44,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 30,037 | $40,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 23,200 | $40,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 28,920 | $38,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 102,500 | $35,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 12,726 | $30,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 14,690 | $26,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 41,484 | $26,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 15,044 | $24,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 61,385 | $20,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 28,275 | $18,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 15,750 | $17,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 15,041 | $11,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 12,700 | $9,000 | thousands by filing date | |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 17,550 | $6,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M300 | COM NEW | 19,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-19-003529 | this filing | 2019-08-05 | acceptance time not in the bulk data set |