13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-08, with 740 holding rows worth $800,717,000.
- Accession
- 0001580642-19-002400
- Filer
- CIK 1464811
- Filed
- 2019-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 1,296 entries on the cover page, a total value of $800,717,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $800,717,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerForward Uniplan Advisors
- included managerBrandes
- included managerMiller/Howard
- included managerManulife
- included managerNavellier & Associates Inc.
- included managerLoomis
- included managerZacks Investment Mgt
- included managerPMC Sigma Mutual Fund Solutions
- included managerInvesco A.I.
- included managerCambiar
- included managerAnchor Capital
- included managerAtlanta Capital
- included managerICM
- included managerGranite Invstmt Ptnr
- included managerSparrow
- included managerLazard
- included managerAthenaInvest Advisor
- included managerACR
- included managerRisk Paradigm Group
- included managerAstor
- included managerDana Investment
- included managerChartwell
- included managerClark Capital Mgmt
- included managerCohen & Steers
- included managerCLS Investments
- included managerSymmetry Partners
- included managerPMC ETF Solutions
- included managerS&P
- included managerHahn Capital Management
- included managerLegg Mason
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,815 | $297,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,370 | $297,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,175 | $295,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 7,136 | $293,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 7,989 | $293,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,407 | $291,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 105 | $291,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,537 | $291,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,842 | $291,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 16,988 | $291,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 9,750 | $290,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 5,287 | $290,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 13,954 | $289,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,219 | $288,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 150,000 | $288,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,457 | $287,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,074 | $287,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 29,877 | $287,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 7,433 | $286,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,394 | $286,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,888 | $286,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,505 | $285,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,785 | $285,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,715 | $285,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 59,250 | $282,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 82,325 | $281,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,631 | $280,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,516 | $280,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 26,040 | $279,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 809 | $278,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 14,470 | $277,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 545 | $276,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,552 | $276,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,890 | $275,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 78,289 | $275,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,225 | $274,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 5,864 | $274,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,788 | $273,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,680 | $273,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 8,085 | $273,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 5,416 | $273,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 24,034 | $272,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,446 | $271,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,768 | $271,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,137 | $269,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,187 | $269,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,038 | $269,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 29,643 | $269,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,653 | $267,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,419 | $267,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,995 | $267,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 5,111 | $267,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,850 | $267,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,606 | $266,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 3,500 | $263,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 5,262 | $263,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,909 | $261,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,532 | $259,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 25,728 | $258,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 6,029 | $257,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,999 | $256,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 811 | $256,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 50,056 | $255,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,928 | $255,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,154 | $254,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 1,670 | $253,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 3,662 | $253,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 875 | $252,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,965 | $250,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 193 | $250,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 2,740 | $250,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,135 | $249,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,707 | $249,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 11,793 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 5,912 | $249,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,355 | $248,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 13,525 | $247,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 5,622 | $246,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,455 | $246,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 5,257 | $246,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,596 | $245,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,398 | $245,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,436 | $245,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 4,985 | $245,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,753 | $244,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 27,006 | $244,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 30,077 | $241,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,995 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 4,126 | $238,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 12,050 | $238,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 3,878 | $237,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,626 | $236,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 2,800 | $236,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,477 | $235,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 4,351 | $234,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 18,376 | $233,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 8,250 | $233,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,741 | $231,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,747 | $230,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,839 | $230,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 5,582 | $230,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 13,180 | $229,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 4,437 | $229,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 6,800 | $229,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,856 | $228,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 10,050 | $228,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 4,295 | $227,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,288 | $227,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 12,175 | $226,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2,145 | $226,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 16,698 | $226,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 646 | $224,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 17,398 | $222,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 7,514 | $221,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 11,701 | $221,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,890 | $220,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 23,374 | $220,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,333 | $219,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 4,340 | $219,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,560 | $219,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 3,466 | $218,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 5,980 | $218,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 14,956 | $217,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,265 | $216,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 4,321 | $216,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,129 | $216,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,680 | $216,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 26,631 | $216,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 18,281 | $216,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 12,000 | $215,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 471 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 7,068 | $214,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 11,000 | $214,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 16,527 | $214,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 36,540 | $212,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,114 | $212,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,535 | $211,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 22,918 | $211,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,706 | $211,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 4,234 | $211,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,177 | $210,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,856 | $209,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,811 | $209,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,724 | $208,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,652 | $208,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,166 | $207,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,598 | $206,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,737 | $205,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,534 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 6,042 | $204,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 31,077 | $203,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 14,053 | $203,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 103,500 | $203,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 9,633 | $203,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 20,201 | $202,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 9,300 | $202,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 2,713 | $202,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,680 | $201,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 15,457 | $201,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 7,110 | $201,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,962 | $200,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 16,875 | $196,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,346 | $193,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 10,351 | $190,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 18,815 | $190,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 29,849 | $190,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 12,406 | $187,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 21,960 | $185,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 22,269 | $178,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 22,878 | $168,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 14,143 | $163,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 37,239 | $162,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 20,000 | $162,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 12,250 | $160,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 14,669 | $158,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 15,858 | $157,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 10,828 | $152,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 12,450 | $152,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,563 | $148,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 20,466 | $142,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 10,695 | $140,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 19,225 | $139,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 11,157 | $138,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 12,535 | $138,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 30,000 | $137,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 12,376 | $135,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 22,925 | $132,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,736 | $123,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,437 | $121,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 21,059 | $119,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 16,921 | $117,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 10,960 | $116,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 10,160 | $116,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 10,500 | $114,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 24,801 | $112,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 13,900 | $111,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,561 | $109,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 14,368 | $107,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 54,900 | $94,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 16,074 | $91,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 12,837 | $91,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,900 | $89,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 56,417 | $88,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 25,000 | $82,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 14,160 | $82,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 13,121 | $81,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 11,800 | $79,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 102,500 | $78,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 77,000 | $76,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 28,524 | $73,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 27,891 | $72,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 78,230 | $71,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 10,954 | $70,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 13,000 | $70,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 11,020 | $66,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 29,920 | $64,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 30,884 | $60,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 20,550 | $58,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 22,300 | $55,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 10,445 | $54,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 14,000 | $54,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 20,000 | $51,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 16,400 | $51,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 16,300 | $51,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,554 | $49,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 13,350 | $45,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 82,335 | $45,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 28,840 | $44,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 33,075 | $39,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 23,200 | $39,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 14,690 | $36,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 12,726 | $35,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,429 | $29,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 24,884 | $27,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 15,044 | $25,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 21,891 | $18,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 15,750 | $17,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 12,700 | $15,000 | thousands by filing date | |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 17,550 | $8,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 12,626 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-19-002400 | this filing | 2019-05-08 | acceptance time not in the bulk data set |